Opinion on Phthalate migration from soft PVC toys and child-care articles - Data made available since the 16th of June 1998, opinion expressed at the 6th CSTEE plenary meeting, Brussels, 26/27 November 1998
On 15 October
1998 the CSTEE was given the task to answer
the following questions:
1. - In the light
of the new evidence ('Dutch Consensus Group'
study and other data/studies made available to
the CSTEE since its plenary meeting of June
1998) how do the respective results change the
previous opinions of the CSTEE, in particular
the concern expressed before in the opinion on
'Phthalate migration from soft PVC toys and
child-care articles' of 24th April 1998?
2. - What further work/activities does the
CSTEE deem necessary in order to develop and
validate reference methodologies for the
purposes of the safety control of those
articles in respect of which the CSTEE has
expressed its previous opinions?
The opinion of the CSTEE expressed on 24
April 1998 was based on a worst-case approach
using the highest available leachate data
reported. Being aware of an ongoing Dutch
study in adult human volunteers which would in
a more comprehensive fashion examine the human
exposure to phthalates in toys, the CSTEE
recognised at that time that its evaluation
could be modified as the results of the Dutch,
as well as other studies, became available.
Since 24 April 1998 the CSTEE has learned
that the high level of release of DINP which
was used in its evaluation, could not be
reproduced in a study of the same PVC sample
by a US Consumer Product Safety Commission
laboratory (CSTEE/97/1-Add 103). Valuable
information was also achieved from an Austrian
study in volunteers on the release of DINP and
DEHP into saliva from PVC-sheets and -toys (CSTEE/97/1-Add
102). The mean releases of DINP after sucking
found in the Dutch and Austrian studies were
similar, 146 and 132
m
g/10 cm
2 and hour, respectively.
In its meeting on 15 September 1998, the
CSTEE was presented with a draft summary of
the report of the study of DINP release from
soft PVC baby toys (Draft report from the
'Dutch Consensus Group' on the release of
phthalates from soft PVC baby toys of 9
September 1998). This study include a human
volunteer study to determine the release rates
of DINP from PVC samples into saliva, a child
observation study to determine the oral
contact time of young children with baby toys,
an assessment of the exposure of babies to
DINP from soft PVC toys, and a development of
a routine laboratory method to determine the
release rate of DINP from PVC baby toys.
The CSTEE judges the Dutch study as being
of sound scientific quality and finds that the
data produced are of greater relevance than
those used in its previous opinion. This means
that the earlier CSTEE use of DINP release
should be lowered and the exposure time
reduced from a maximum of 6 hrs to 3 hrs
(approximate maximal total mouthing time for
6-12 months old children). Given this exposure
period the maximum DINP release (based on the
highest release rate in the volunteer study)
is 1600
m
g/10 cm
2 (8.9
m
g/min x 180 min). A daily dose of DINP for a
child weighing 8 kg would then be 200
m
g/kg, compared to the 24 April 1998 figure of
1700
m
g/kg/day for a 6-hr exposure period. The
Austrian study found a similar maximum DINP
release as the Dutch study, namely 1610
m
g/cm
2 per 3 hrs.
More data relevant for establishing NOAEL
values for several of the phthalates have been
available to the CSTEE after it expressed its
opinion on 24 April 1998. The final reports of
the Aristech Chemical Corporation oncogenicity
studies in rats and mice on DINP have revealed
that this phthalate induces hepatic neoplasms
in both species (Covance, 1998, study numbers
2598-104 and 2598-105). Although biochemical
evidence for peroxisome proliferation was
evident in both studies, no evidence for
sustained cell proliferation was found. The
lowest NOAEL in the rat study was in males
given 1,500 ppm DINP in the feed,
corresponding to a daily dose of 88 mg/kg. In
the mice the lowest NOAEL was in females given
500 ppm DINP in the feed, corresponding to a
daily dose of 112 mg/kg. In the rat study
renal tubule cell carcinomas were observed in
males at the highest dose level (12,000 ppm
corresponding to 733 mg/kg/day). A still
unpublished study by Caldwell et al. has
determined a dose-dependent accumulation of
the alpha 2u globulin (
a
2UG) in male rats from 6,000 ppm. They also
observed an increase in cell proliferation in
areas confined to the
a
2UG accumulation. The CSTEE therefore judges
that the renal neoplasms induced by DINP in
male rats have no relevance for the human
situation. The lowest NOAEL for DINP reported
from the Aristech Chemical Company is higher
than that previously used by CSTEE (88 vs. 15
mg/kg/day). Since the NOAEL of 15 mg/kg/day
was derived from a recent, well-conducted
study (Lington et al., 1997), the CSTEE will
from a precautionary standpoint still use this
value in its revised assessment.
A recently published study where female
Long-Evans rats were exposed to 32.5 and 325
m
l DEHP/L in drinking water from day 1 of
pregnancy to day 21 after the delivery,
produced severe histological damage to the
testes of the offspring at both concentrations
(Arcadi et al.: Fd Chem Toxicol, 963-970,
1998; Add 123). The water intake was not
precisely measured, but the lowest
concentration corresponded to an intake of
about 3.0-3.5 mg/kg/day. This LOAEL
substantiates the identification of a NOAEL of
3.7 mg/kg DEHP/day determined in the Poon et
al. (1997) study, based on mild Sertoli cell
vacuolation observed at the next higher dose.
The CSTEE will therefore use this 3.7
mg/kg/day dose as a revised NOAEL for DEHP,
instead of the value of 5 mg/kg/day used
previously. The testicular effects observed in
the Poon et al. (1997) and Arcadi et al.
(1998) studies are judged to have greater
relevance for humans than the hepatic
peroxisome proliferation, which was the
critical effect for the 5 mg/kg/day DEHP NOAEL
value. This is underscored by the finding that
DEHP causes testicular effects in transgenic
mice lacking the essential receptor for
peroxisome proliferator-associated liver
effects (Ward et al., 1998; Add 100C).
In conjunction with the NTP carcinogenicity
study on BBP (NTP, 1997) a 10-week modified
mating study in rats was also performed. At a
dose of 200 mg BBP/kg/day (2,800 ppm in feed)
to a group of rats, the epididymal
spermatozoal concentration was significantly
less than the controls. The NOAEL for these
effects was 20 mg/kg/day. For its reassessment
the CSTEE will apply this value instead of the
LOAEL of 171 mg/kg/day (incorporating an
additional uncertainty factor of 2), as was
done in its opinion of 24 April 1998.
Recalculating the margin of safety (MOS)
relative to the
no-observed-adverse-effect-level (NOAEL) of
DINP of 15 mg/kg/day, results in a value of 75
(15 000
m
g/kg/day divided by 200
m
g/kg/day), in contrast to the MOS of the 24
April 1998 opinion of 8.8 (see table 1). Such
a margin of safety still raises some concern
since it is less than the recommended safety
margin of at least 100.
Table 1. - Critical effects, NOAEL values,
maximum emission rates, intake doses and
margins of safety
Phthalate | Critical
effects |
NOAEL value
mg/kg/day |
Maximum
emission rate
m
g/10 cm2/3 hr |
Intake dose
m
g/kg/day | Margin of
safety |
DINP |
Increased
liver and kidney weight |
15 |
1 600 |
200 |
75 |
DNOP |
Microscopic
liver and thyroid changes |
37 |
750 |
95 |
380 |
DEHP |
Testicular
damage |
3.7 |
1 600 |
200 |
19 |
DIDP |
Increased
liver weight |
25 |
140 |
17.5 |
1 420 |
BBP |
Decreased
spermato-zoal concentration |
20 |
7.5 |
0.95 |
20 000 |
DBP |
Reduced F2 pup
weights |
52A |
3.5 |
0.40 |
26 000B |
ALOAEL value
B
An additional uncertainty factor of
5 has been incorporated
The Dutch volunteer study did not take into
account the possibility of buccal absorption
of DINP during the experiment, thus an
underestimation of the real exposure may have
been introduced. However, the contact time for
DINP-containing saliva was short before the
samples were voided. Buccal absorption may, at
least in part, proceed via passage of DINP
through the salivary water phase where most of
the material is suspended and/or emulsified,
and not dissolved. On the other hand, the
Dutch study may overestimate exposure since
all of the DINP released into the saliva was
considered available for oral intake. With
small children, certainly a considerable part
of the saliva is not retained in the mouth and
subsequently swallowed. The CSTEE therefore
judges that any underestimation of not taking
buccal absorption into account may be
counteracted by the overestimation of assuming
that all saliva is retained. Although it would
have been very useful to assess any
contribution from buccal uptake of phthalates
to the total body burden of these compounds
from sucking and chewing on PVC toys, to
perform such a study in full would be
complicated. The Dutch study did not determine
any presence of products formed from salivary
hydrolysis of DINP, so any potential hazard
related to such components could not be
assessed.
The Dutch volunteer study only investigated
the release of DINP. The release of DEHP
during sucking (not using the teeth) was
investigated in the Austrian study (CSTEE/97/1-Add
102). The result was almost the same as for
the corresponding release of DINP in the same
type of experiment. It may therefore be
assumed that the DEHP release when the toy in
addition is chewed, also would have been of
the same magnitude as for DINP in the chewing
experiment. For DEHP, although the CSTEE does
not have any individual release data for this
substance, it will use the same maximum
release rate as for DINP as a worst-case
scenario. This means that also for DEHP a
daily dose for a child weighing 8 kg would be
200
m
g/kg. With the new NOAEL of 3.7 mg/kg/day,
this would result in a MOS of only 19 (table
1). This raises more concern than before since
it is lower than the previous value of 67 and
because the critical effect (testicular
damage) is judged to be of higher relevance
than hepatic peroxisome proliferation.
For the other phthalates discussed in the
24 April 1998 opinion, more reliable exposure
data from volunteer studies are not available.
Recalculating the margin of safety for the new
NOAEL of 20 mg/kg/day for BBP results in a MOS
of 20 000, compared to the previous value of
26 000. The margins of safety for DNOP, DIDP,
BBP and DBP calculated on the maximally
reported release data are judged to be beyond
a reason for concern (MOS
> 380-26 000,
table 1). This is due to the fact that the
concentrations of these phthalates in toys are
low. Should they be used as plasticisers in
higher concentrations, larger releases from
the toys would occur and lower margins of
safety would be expected.
The present re-evaluation for DINP was
based on data of release from one typical toy
sample only. The toy contained approximately
43% (w/w), which is typical for these types of
products. The present evaluation must be seen
in the light that the release of DINP from
other products could vary somewhat, although
the release data from the Dutch study were
supported by the Austrian findings.
The Dutch study also developed a routine
laboratory method which appeared to provide
release data that were reproducible and which
obtained results that corresponded to the
levels observed in the human volunteer study.
The CSTEE judges these results to be
promising, but strongly recommends that an
interlaboratory comparison exercise be carried
out in order to document the reproducibility
of the method. The interlaboratory comparison
should be performed using a target value for
DINP release of 9
m
g/10cm
2/min, which is the maximum
release rate observed in the volunteer
studies.
The Dutch study also provided information
pertaining to the total time that children are
mouthing PVC toys. Since this study, as far as
the CSTEE is aware of, is the only
observational study of this kind and also may
be limited due to its design (performed in a
single country during the summer with a small
number of participants from a select
socio-economic group), it is recommended that
additional studies relating to this issue be
carried out.
In its opinion of 24 April 1998, the CSTEE
proposed guidance values for maximum
extractable amounts of phthalates from
children's' toys. The approach used was based
on the view that a margin of safety of at
least 100 from their respective NOAEL values
should be incorporated. In the risk
assessment, the MOS would be reduced to half
of those values given in table 1 if the
mouthing period is 6 hrs rather than 3 hrs.
However, the guidance values given in Table 2
based on total amounts extracted, would not be
affected. As stated, on the basis of new
information regarding toxicity of DEHP and BBP,
the CSTEE has revised NOAEL values for these
phthalates and adjusted the guidance values
accordingly (table 2).
There is limited information on other
sources of exposure for phthalates in
children. A recent publication (CSTEE/97/1-Add
130, attachment 7) gives levels of DEHP in
mother's milk and infant formulae of up to
about 200
m
g/kg. Assuming a daily intake of 1 kg of dairy
products for children weighing 8 kg gives a
daily dose of 25
m
g DEHP/kg corresponding to approx. 70% of TDI
and approx. 12.5% of the intake from soft PVC
toys. Exposure via air is judged to be small.
Dermal absorption of DEHP, as for other
phthalates, from skin contact with soft PVC
toys is a possibility, but it is difficult to
assess the magnitude of such an exposure.
However, the intake from toys is judged to be
the major source for DEHP exposure.
Information on other phthalates is still
sparse, but the 'Dutch Consensus Group'
assumes that 0.05 mg DINP/kg/day may come from
exposures apart from those due to baby toys.
However, this estimate is quite uncertain so
it does not seem appropriate to include this
in a margin of safety consideration. On the
other hand, factoring in the additional
exposures of DINP, the level of concern would
increase.
In a situation where toys may contain more
than one phthalate, the cumulative effect
would be expected to be additive, given that
the critical effects were the same. For
phthalates with different critical effects, as
for DINP and DEHP, the assessment should be
done separately for the two compounds.
Table 2. - NOAEL values, tolerable daily
intakes and guidance values for phthalates in
toys
Phthalate |
NOAEL value
Mg/kg/day |
Tolerable
daily intake
m
g/kg/day |
Guidance value
mg/10 cm2 and
3 h/8 kg |
DINP
|
15 |
150 |
1.2 |
DNOP
|
37 |
370 |
3.0 |
DEHP
|
3.7 |
37 |
0.3 |
DIDP
|
25 |
250 |
2.0 |
BBP
|
20 |
200 |
1.6 |
DBP
|
52A |
100B |
0.8 |
ALOAEL value
BAdditional uncertainty factor of 5
incorporated
Conclusion
1. - The evaluation of the data from the
'Dutch Consensus Group' volunteer study on the
release of DINP from PVC toys as well as on
child behaviour mouthing PVC toys, in
conjunction with results from an Austrian
volunteer study on DINP and DEHP, has led the
CSTEE to revise its opinion of 24 April 1998
with respect to the exposure of children to
these compounds and thereby the concern
arising from such exposures.
- It is estimated that children with
average body weights of 8 kg being exposed for
3 hrs to PVC toys containing DINP and DEHP
will have maximal daily intakes of 200
m
g/kg for both substances. Newer data on the
toxicity of DEHP have led the CSTEE to change
its previous NOAEL designation to 3.7
mg/kg/day with testicular damage as the
critical effect.
- The revised margin of safety (MOS) values
are 75 for DINP and 19 for DEHP, respectively.
The MOS for DINP raises some concern as it is
less than the previously recommended safety
margin of at least 100. The MOS for DEHP
raises clear concern. Exposure to DINP and
DEHP from other sources than soft PVC toys
will increase the concern, but the magnitude
of such exposures is uncertain.
2. - The CSTEE recommends that an
interlaboratory comparison exercise be carried
out in order to document the reproducibility
of the Dutch laboratory method to measure
phthalate release from PVC toys. Studies
performed in order to shed light on the issue
of buccal absorption of phthalates should be
carried out. The CSTEE further recommends that
additional studies be carried out in order
gain more insight as to the total time
children are mouthing PVC toys.