Resilience Assessment tool (ResAT) to assess the capacity of policies to enhance the resilience of EU farming systems (Protocol)

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The Resilience Assessment Tool (ResAT) aims to answer the question ‘To what extent do current policies at the EU and member state level, and in particular the CAP, enable or constrain the resilience of European farming systems along the dimensions of robustness, adaptability and transformability?’ More specifically, it aims to assess the extent to which these policies influence the resilience of European farming systems.

The ResAT protocol comprises seven steps and is well documented for experts who may want to use it.

  • Step 1: Identification of main country/farming system specific challenges in the regional context.
  • Step 2: Data collection. Collection of policy documents (i) CAP policy documents; (ii) national CAP implementation plan(s); (iii) possible national agricultural policy programs for the assessment.
  • Step 3: Analysing the data. Analysis of the collected data using indicators (provided for each type of resilience) to describe each characteristic of resilience or use qualitative data analysis software. The indicators help to identify relevant texts in the policy documents.
  • Step 4: Interpreting and scoring the data. This is done by using a 5point Likert scale.
  • Step 5: Overall analysis of strengths and weaknesses. Interpretation of the given scores and translation of this information into a story that gives them meaning in their context. Drawing conclusions on what the interpretations imply about the resilienceenhancing ability of the policy, and how to improve it.
  • Step 6: Presenting and communicating the data. Use of a traffic light system to indicate the scores per characteristic in the ResATwheel (see below). An explanation should always be provided for the colour choices in the ResATwheel.
  • Step 7: Stakeholder check. Organisation of a focus group or a set of interviews with key stakeholders to validate and enrich the outcomes.

The ResAT was applied by SURE-Farm to analyse and evaluate whether and how the CAP, its implementation in eleven Member States (case studies of the SURE-Farm project) and additional relevant national policies address and support the resilience of farming systems. It analysed the interactions between the CAP and various other policies, which occur not only within the sector, but also across sectors and jurisdictional levels.

 

The ResAT analysis follows a top-down policy analysis (i.e. it starts with the policies as they are formulated). It has been complemented with in-depth bottom-up case studies (based on in-depth interviews with relevant stakeholders and document analysis) in several countries in order to deepen the understanding of the cumulative resilience effects of the complex contemporary policy frameworks from the perspective of the farming systems.

Relevance for monitoring and evaluation of the CAP

The CAP and traditional national and subnational support systems for farms and farmers have supported the stability of European farming systems for decades. However, farming systems are now more likely to be affected by external shocks like price fluctuations and other external factors like climate change, water scarcity, biodiversity loss and other ecological stressors. This raises the question of whether the current configuration of EU and national policies supports or constrains the capacity of regional farming systems to resist external shocks or adjust to changing economic, social, environmental and institutional demands and circumstances.

In the context of the post-2020 CAP, Member States will take important decisions on how much to invest in resilience supporting policies and choose between the three resilience strategies – robustness, adaptive capacity and transformative capacity – or a mix of them. This method can help evaluators  understand the effects of CAP investments and reach conclusions that contribute to improving the targeting and mix of investment strategies (robustness, adaptability, transformability) with a view to improve the resilience of farming systems.

The Resilience Assessment Tool is a useful tool for assessing how the CAP enhances or constrains the resilience of farming systems along the three dimensions of robustness, adaptability and transformability. It also assesses whether the CAP as a policy instrument creates synergies or trade-offs between the different resilience capabilities and how a good balance can be achieved.

Findings from the SURE-Farm case studies demonstrate that resilience is a meaningful category for a more general analysis of CAP and farm related policies. One of the main findings from applying the tool in the case studies is that the CAP and its national implementations enhance the resilience of most farming systems. However, there is a clear bias of the CAP towards robustness while neglecting adaptability and transformability.  The main reason for this is that the bulk of resources go into payments that provide buffer resources for farms and enable the continuation of otherwise less profitable business models, thereby stabilising the status quo. Fewer resources are funnelled into measures that enhance adaptability; this occurs mainly through rural development programs and, in some cases, producer organisations.

Several case studies suggest that details in the national or regional implementation of the CAP can make a significant difference in the resilience-enhancing effects. An interesting example is the decoupling of the historical direct payments in the case of the extensive grazing system in Spain, which, according to the analysis, weakened the robustness of the traditional farming system compared to the previously coupled premiums.

Last modification date: 
09/12/2021