1.1. Contact organisation
Statistisches Bundesamt
1.2. Contact organisation unit
Unit H24 - Research, Culture
1.3. Contact name
Confidential because of GDPR
1.4. Contact person function
Confidential because of GDPR
1.5. Contact mail address
Martin Szibalski
Gustav-Stresemann-Ring 11
D-65180 Wiesbaden
Germany
1.6. Contact email address
Confidential because of GDPR
1.7. Contact phone number
Confidential because of GDPR
1.8. Contact fax number
Confidential because of GDPR
2.1. Metadata last certified
31 October 2023
2.2. Metadata last posted
31 October 2023
2.3. Metadata last update
31 October 2023
3.1. Data description
Statistics on Private non-profit R&D (PNPRD) measure research and experimental development (R&D) performed in the private non-profit sector, i.e. R&D expenditure and R&D personnel. In line with this objective the target population for the national R&D survey of the private non-profit sector should consist of all R&D performing units (including all R&D performers – occasional and continuous, known and unknown - in all branches and size classes) belonging to this sector.
The main concepts and definitions used for the production of R&D statistics are given by the OECD (2015), Frascati Manual 2015: Guidelines for Collecting and Reporting Data on Research and Experimental Development, The Measurement of Scientific, Technological and Innovation Activities, which is the internationally recognised standard methodology for collecting R&D statistics and by Eurostat’s European Business Statistics Methodological Manual on R&D Statistics (EBS Methodological Manual on R&D Statistics).
Since the beginning of 2021, the collection of R&D statistics is based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020. The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail. Statistics on science, technology and innovation were collected until the end of 2020 based on the Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology.
3.2. Classification system
- The distribution of principal economic activity and by product field is based on Statistical classification of economic activities in the European Community (NACE Rev. 2);
- The local units for the statistics are compiled at regional level according to NUTS 2 – Nomenclature of Territorial Units for Statistics;
- The distribution by socioeconomic objectives (SEO) is based on Nomenclature for the Analysis and Comparisons of Scientific Programmes and Budgets (NABS);
- The fields of research and development based on Classification and distribution by Fields of Research and Development (FORD).
3.2.1. Additional classifications
| Additional classification used | Description |
| no | |
3.3. Coverage - sector
See below.
3.3.1. General coverage
| Definition of R&D | see GOV sector - PNP is included in GOV |
| Fields of Research and Development (FORD) | |
| Socioeconomic objective (SEO) |
3.3.2. Sector institutional coverage
| Private non-profit sector | Included in the government sector because their contribution to R&D is very small in Germany. Before 1991, this sector included private non-profit institutes receiving public institutional transfers (less than 50%) or other transfers, e.g. Battelle-Institut, R&D-Institute for motorcars, Hans-Bredow-Institute, Institute for applied R&D on economics, Institute for R&D on construction and social policy; project-oriented transfers of Federal Government to other not included PNP institutes (since 1981). |
| Inclusion of units that primary don`t belong to GOV |
3.3.3. R&D variable coverage
| R&D administration and other support activities | see GOV sector - PNP is included in GOV |
| External R&D personnel | not included |
| Clinical trials |
3.3.4. International R&D transactions
| Receipts from rest of the world by sector - availability | see GOV sector - PNP is included in GOV |
| Payments to rest of the world by sector - availability | see GOV sector - PNP is included in GOV |
3.3.5. Extramural R&D expenditures
| Data collection on extramural R&D expenditure (Yes/No) | see GOV sector - PNP is included in GOV |
| Method for separating extramural R&D expenditure from intramural R&D expenditure | |
| Difficulties to distinguish intramural from extramural R&D expenditure |
3.4. Statistical concepts and definitions
See below.
3.4.1. R&D expenditure
| Coverage of years | see GOV sector - PNP is included in GOV; calendar year |
| Source of funds | For the Government sector, every fourth year a detailed breakdown is asked and applied together with a rough breakdown which is reported every year in the meantime. |
| Type of R&D | Since 2006 every fourth year a detailed breakdown is asked in the survey. |
| Type of costs | A detailed breakdown is asked annually |
| Defence R&D - method for obtaining data on R&D expenditure |
3.4.2. R&D personnel
See below.
3.4.2.1. R&D personnel – Head Counts (HC)
| Coverage of years | see GOV sector - PNP is included in GOV; fixed date |
| Function | Researcher = persons with university qualification (ISCED 5A, 6) (including universities of applied sciences); Technicans = persons with other tertiary education (ISCED 5B) and holders of diplomas of secondary education (except workers); |
| Qualification | ISCED 8, ISCED 7, ISCED 6, ISCED 5 are asked separately, Qualification ISCED 4 and below is reported together |
| Age | |
| Citizenship |
3.4.2.2. R&D personnel – Full Time Equivalent (FTE)
| Coverage of years | see GOV sector - PNP is included in GOV; fixed date |
| Function | Researcher = persons with university qualification (ISCED 5A, 6) (including universities of applied sciences); Technicans = persons with other tertiary education (ISCED 5B) and holders of diplomas of secondary education (except workers); |
| Qualification | ISCED 8, ISCED 7, ISCED 6, ISCED 5 are asked separately, Qualification ISCED 4 and below is reported together |
| Age | |
| Citizenship |
3.4.2.3. FTE calculation
see GOV sector - PNP is included in GOV
3.4.2.4. R&D personnel - Cross-classification by function and qualification
| Cross-classification | Unit | Frequency |
| not available | ||
3.5. Statistical unit
The statistical unit is the institutional unit as defined by Council Regulation (EEC) No 1993/696 of 15 March 1993.
see GOV sector - PNP is included in GOV
3.6. Statistical population
See below.
3.6.1. National target population
The target population is the population for which inferences are made. The frame (or frames, as sometimes several frames are used) is a device that permits access to population units. The frame population is the set of population units which can be accessed through the frame and the survey data really refer to this population.
The objective of the European R&D statistics is to cover all intramural R&D activities. In line with this objective, the target population for the national R&D survey of the PNP Sector should consist of all R&D performing units (including known R&D performers or assumed to perform R&D). In practise however, countries in their R&D surveys might have difficulty in identifying R&D activities at the municipality level.
| Target population when sample/census survey is used for collection of raw data | Target population when administrative data or pre-compiled statistics are used | |
| Definition of the national target population | see GOV sector - PNP is included in GOV; The target population are research institutes of federal, Länder (federal states) and local governments, the national research centres, the Max-Planck and the Fraunhofer societies, institutions of the Leibniz association, scientific museums and libraries, private non profit organisations working in science, research and development as long as they receive more than EUR 160,000 from the government in the reporting year. Some institutes carrying out R&D to a minor degree could be missing because R&D not their main task. So the target population includes a) government units (federal, regional, state level) b) Non-market non-profit institutions controlled by goverment c) The PNP-sector d) Some institutions which are allocated to BES or PNP according SNA, but which are are mainly financed and controlled by government (Max-Planck, Fraunhofer, Leibniz Association) |
|
| Estimation of the target population size | see GOV sector - PNP is included in GOV |
3.7. Reference area
Not requested. R&D statistics cover national and regional data.
3.8. Coverage - Time
Not requested. See point 3.4.
3.9. Base period
Not requested. The base year for the unit Purchasing Power Standard (PPS) and PPS per inhabitant at constant prices is currently 2005. All calculations of non-basic unit (national currencies) are done by Eurostat.
see GOV sector - PNP is included in GOV;
expenditures: Euro ( thousand)
personnel: HC
see GOV sector - PNP is included in GOV;
expenditures: a calendar year
personnel: point in time (30. June)
6.1. Institutional Mandate - legal acts and other agreements
See below.
6.1.1. European legislation
| Legal acts / agreements | Since the beginning of 2021, the collection of R&D statistics is based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020 laying down technical specifications and arrangements pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council on European business statistics repealing 10 legal acts in the field of business statistics. The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail. Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology was in force until the end of 2020. |
| Nature of the “obligations” of responsible national organisations to produce statistics and report to international organisations |
6.1.2. National legislation
| Existence of R&D specific statistical legislation | see GOV sector - PNP is included in GOV; yes |
| Legal acts | Gesetz über die Statistiken der öffentlichen Finanzen und des Personals im öffentlichen Dienst in der Fassung der Bekanntmachung vom 22. Februar 2006 (BGBl. I S. 438), zuletzt durch Artikel 1 des Gesetzes vom 3. Juni 2021 (BGBl. I S. 1401) geändert |
| Obligation of responsible organisations to produce statistics (as derived from the legal acts) | yes |
| Right of responsible organisations to collect data – obligation of (natural / legal) persons to provide raw and administrative data (as derived from the legal acts) | yes |
| Obligation of responsible organisations to protect confidential information from disclosure (as derived from the legal acts) | yes |
| Rights of access of third organisations / persons to data and statistics (as derived from the legal acts) | no |
| Planned changes of legislation | no |
6.1.3. Standards and manuals
- Frascati Manual 2015, Guidelines for Collecting and Reporting Data on Research and Experimental Development
- European Business Statistics Methodological Manual on R&Ds
6.2. Institutional Mandate - data sharing
Not requested.
7.1. Confidentiality - policy
Confidentiality, being one of the process quality components, concerns the privacy of data providers (households, enterprises, administrations and other respondents), the confidentiality of the information they provide and the extent of its use for statistical purposes.
A property of data indicating the extent to which their unauthorised disclosure could be prejudicial or harmful to the interest of the source or other relevant parties.
a) Confidentiality protection required by law:
see GOV sector - PNP is included in GOV
b) Confidentiality commitments of survey staff:
see GOV sector - PNP is included in GOV
7.2. Confidentiality - data treatment
see GOV sector - PNP is included in GOV
8.1. Release calendar
see GOV sector - PNP is included in GOV
8.2. Release calendar access
see GOV sector - PNP is included in GOV
8.3. Release policy - user access
see GOV sector - PNP is included in GOV
see GOV sector - PNP is included in GOV
10.1. Dissemination format - News release
See below.
10.1.1. Availability of the releases
| Availability (Y/N)1 | Content, format, links, ... | |
| Regular releases | see GOV sector - PNP is included in GOV | |
| Ad-hoc releases |
1) Y - Yes, N – No
10.2. Dissemination format - Publications
See below.
10.2.1. Availability of means of dissemination
| Mean of dissemination | Availability (Y/N)1 | Content, format, links, ... |
| General publication/article (paper, online) |
see GOV sector - PNP is included in GOV | |
| Specific paper publication (e.g. sectoral provided to enterprises) (paper, online) |
1) Y – Yes, N - No
10.3. Dissemination format - online database
see GOV sector - PNP is included in GOV
10.3.1. Data tables - consultations
Not requested.
10.4. Dissemination format - microdata access
See below.
10.4.1. Provisions affecting the access
| Access rights to the information | GOV/PNP/HES: no microdata access |
| Access cost policy | |
| Micro-data anonymisation rules |
10.5. Dissemination format - other
See below.
10.5.1. Metadata - consultations
Not requested.
10.5.2. Availability of other dissemination means
| Dissemination means | Availability (Y/N)1 | Micro-data / Aggregate figures | Comments |
| Internet: main results available on the national statistical authority’s website | see GOV sector - PNP is included in GOV | ||
| Data prepared for individual ad hoc requests | |||
| Other |
1) Y – Yes, N - No
10.6. Documentation on methodology
see GOV sector - PNP is included in GOV;
National quality report:
https://www.destatis.de/DE/Themen/Gesellschaft-Umwelt/Bildung-Forschung-Kultur/Forschung-Entwicklung/_inhalt.html#sprg410790
10.6.1. Metadata completeness - rate
Not requested.
10.7. Quality management - documentation
See below.
10.7.1. Documentation and users’ requests
| Type(s) of data accompanying information available (metadata, graphs, quality reports, etc.) | see GOV sector - PNP is included in GOV |
| Request on further clarification, most problematic issues | |
| Measure to increase clarity | |
| Impression of users on the clarity of the accompanying information to the data |
11.1. Quality assurance
see GOV sector - PNP is included in GOV
11.2. Quality management - assessment
see GOV sector - PNP is included in GOV
12.1. Relevance - User Needs
See below.
12.1.1. Needs at national level
| Users’ class1 | Description of users | Users’ needs |
| see GOV sector - PNP is included in GOV | ||
1) Users' class codification
1- Institutions:
• European level: Commission (DGs, Secretariat General), Council, European Parliament, ECB, other European agencies etc.
• in Member States, at the national or regional level: Ministries of Economy or Finance, Other Ministries (for sectoral comparisons), National Statistical Institutes and other statistical agencies (norms, training, etc.), and
• International organisations: OECD, UN, IMF, ILO, etc.
2- Social actors: Employers’ associations, trade unions, lobbies, among others, at the European, national or regional level.
3- Media: International or regional media – specialized or for the general public – interested both in figures and analyses or comments. The media are the main channels of statistics to the general public.
4- Researchers and students (Researchers and students need statistics, analyses, ad hoc services, access to specific data.)
5- Enterprises or businesses (Either for their own market analysis, their marketing strategy (large enterprises) or because they offer consultancy services)
6- Other (User class defined for national purposes, different from the previous classes.)
12.2. Relevance - User Satisfaction
To evaluate if users' needs have been satisfied, the best way is to use user satisfaction surveys.
12.2.1. National Surveys and feedback
| Conduction of a user satisfaction survey or any other type of monitoring user satisfaction | see GOV sector - PNP is included in GOV |
| User satisfaction survey specific for R&D statistics | |
| Short description of the feedback received |
12.3. Completeness
See below.
12.3.1. Data completeness - rate
see GOV sector - PNP is included in GOV
12.3.2. Data availability
Share of PNP R&D expenditure in GERD (Gross Domestic Expenditure on R&D):
not available, PNP is included in GOV
12.3.2.1. Incorporation of PNP sector in another sector
| Incorporation of PNP in another sector | Private non-profit institutes, which are not permanently financed by business enterprises, are included in the government sector. |
| Reasons for not producing separate R&D statistics for the PNP sector | Since 1991 private non-profit institutes, which are not permanently financed by business enterprises, are - as far as data are available from the annual survey in the government sector - included in the government sector because their contribution to R&D is very small in Germany. |
| Share of PNP expenditure in the total expenditure of the other sector | not known |
| Share of PNP R&D Personnel in the respective figure of the other sector | not known |
12.3.2.2. Non-collection of R&D data for the PNP sector
| Reasons for not compiling R&D statistics for the PNP sector | Contribution to R&D is very small in Germany. |
| PNP R&D expenditure/ GERD*100) | not known |
| Share of PNP R&D Personnel in the respective figure of the total national economy | not known |
12.3.2.3. Data availability on more detail level
| Additional dimension/variable available at national level1) | Availability2 | Frequency of data collection | Breakdown variables |
Combinations of breakdown variables | Level of detail |
| PNP incuded in GOV | |||||
1) This question is optional. It refers to variables and breakdowns NOT asked by the Commission Implementing Regulation (EU) No 2020/1197 (neither as 'optional').
2) Y-start year
13.1. Accuracy - overall
Accuracy in the statistical sense denotes the closeness of computations or estimates to the exact or true values. Statistics are not equal with the true values because of variability (the statistics change from implementation to implementation of the survey due to random effects) and bias (the average of the possible values of the statistics from implementation to implementation is not equal to the true value due to systematic effects).
Several types of statistical errors occur during the survey process. The following typology of errors has been adopted:
1. Sampling errors. These only affect sample surveys. They are due to the fact that only a subset of the population, usually randomly selected, is enumerated.
2. Non-sampling errors. Non-sampling errors affect sample surveys and complete enumerations alike and comprise:
a) Coverage errors,
b) Measurement errors,
c) Non response errors and
d) Processing errors.
Model assumption errors should be treated under the heading of the respective error they are trying to reduce.
13.2. Sampling error
That part of the difference between a population value and an estimate thereof, derived from a random sample, which is due to the fact that only a subset of the population is enumerated.
13.2.1. Sampling error - indicators
The main indicator used to measure sampling errors is the coefficient of variation (CV).
Definition of coefficient of variation:
CV= (Square root of the estimate of the sampling variance) / (Estimated value)
Coefficient of variation for Total R&D expenditure :
Coefficient of variation for Total R&D personnel (FTE) :
13.3. Non-sampling error
Non-sampling errors occur in all phases of a survey. They add to the sampling errors (if present) and contribute to decreasing overall accuracy. It is important to assess their relative weight in the total error and devote appropriate resources for their control and assessment.
a) Extent of non-sampling errors:
b) Measures taken to reduce the extent of non-sampling errors:
c) Methods used in order to correct / adjust for such errors:
13.3.1. Coverage error
Coverage errors are due to divergences between the target population and the frame population. The frame population is the set of target population members that has a chance to be selected into the survey sample. It is a listing of all items in the population from which the sample is drawn that contains contact details as well as sufficient information to perform stratification and sampling.
13.3.1.1. Over-coverage - rate
Not requested.
13.3.1.2. Common units - proportion
Not requested.
13.3.2. Measurement error
Not requested.
13.3.3. Non response error
Not requested.
13.3.3.1. Unit non-response - rate
Not requested.
13.3.3.2. Item non-response - rate
Not requested.
13.3.4. Processing error
Not requested.
13.3.5. Model assumption error
Not requested.
14.1. Timeliness
Timeliness and punctuality refer to time and dates, but in a different manner: the timeliness of statistics reflects the length of time between their availability and the event or phenomenon they describe. Punctuality refers to the time lag between the release date of the data and the target date on which they should have been delivered, with reference to dates announced in the official release calendar.
14.1.1. Time lag - first result
Time lag between the end of reference period and the release date of the results:
Indicator: (Release date of provisional/ first results) - (Date of reference for the data)
a) End of reference period:
see GOV sector - PNP is included in GOV
b) Date of first release of national data:
see GOV sector - PNP is included in GOV
c) Lag (days):
see GOV sector - PNP is included in GOV
14.1.2. Time lag - final result
a) End of reference period:
see GOV sector - PNP is included in GOV
b) Date of first release of national data:
see GOV sector - PNP is included in GOV
c) Lag (days):see GOV sector - PNP is included in GOV
14.2. Punctuality
Punctuality refers to the time lag between the release date of data and the target date on which they were scheduled for release as announced officially.
14.2.1. Punctuality - delivery and publication
Punctuality of time schedule of data release = (Actual date of the data release) - (Scheduled date of the data release)
14.2.1.1. Deadline and date of data transmission
| Transmission of provisional data | Transmission of final data | |
| Legally defined deadline of data transmission (T+_ months) | 10 | 18 |
| Actual date of transmission of the data (T+x months) | 10 | 18 |
| Delay (days) | 0 | 0 |
| Reasoning for delay |
15.1. Comparability - geographical
See below.
15.1.1. Asymmetry for mirror flow statistics - coefficient
Not requested.
15.1.2. General issues of comparability
see GOV sector - PNP is included in GOV
15.1.3. Survey Concepts Issues
The following table lists a number of key survey concepts and conceptual issues; it gives reference to the Commission Implementing Regulation (EU) No 2020/1197 or Frascati manual paragraphs and the EBS Methodological Manual on R&D Statistics with recommendations about these concepts / issues.
| Concept / Issues | Reference to recommendations | Deviation from recommendations | Comments on national definition / Treatment – deviations from recommendations |
| R&D personnel | FM2015 Chapter 5 (mainly paragraph 5.2). | YES | Applying R&D coefficients to derive R&D personnel only internal personnel |
| Researcher | FM2015, § 5.35-5.39. | NO | |
| Approach to obtaining Headcount (HC) data | FM2015, § 5.58-5.61 (in combination with the Eurostat's harmonised Methodological Guidelines). | NO | |
| Reporting data according to formula: Total R&D personnel = Internal R&D personnel + External R&D personnel | FM2015, §5.25 | YES | Only data for internal personnel available. |
| Approach to obtaining FTE data | FM2015, § 5.49-5.57 (in combination with the Eurostat's harmonised Methodological Guidelines). | NO | |
| Intramural R&D expenditure | FM2015,Chapter 4 (mainly paragraph 4.2). | NO | |
| Statistical unit | FM2015, § 10.40-10.42 (in combination with the Eurostat's harmonised Methodological Guidelines). | NO | |
| Target population | FM2015, § 10.40-10.42 (in combination with the Eurostat's harmonised Methodological Guidelines). | YES | Some institutes carrying out R&D to a minor degree are missing because R&D not their main task. |
| Sector coverage | FM2015, § 10.2-10.8 (in combination with the Eurostat's harmonised Methodological Guidelines). | YES | Some institutes carrying out R&D to a minor degree are missing because R&D is not their main task. Some institutions mainly funded by government are classified as GOV, not by sectors of the national accounts. This is in line with the FM2015 (§ 3.20, 3.37, 8.14, 8.15) |
| Reference period for the main data | Reg. 995/2012: Annex 1, section 1, § 4-6. | NO | |
| Reference period for all data | Reg. 995/2012: Annex 1, section 1, § 4-6. | NO |
15.1.4. Deviations from recommendations
The following table lists a number of key methodological issues, which may affect the international comparability of national R&D statistics. The table gives the references in the Frascati manual, where related recommendations are made. Countries are asked to report on the existence of any deviations from existing recommendations and comment upon.
| Methodological issues | Deviation from recommendations | Comments on national treatment / treatment deviations from recommendations |
| Data collection method | NO | |
| Survey questionnaire / data collection form | NO | |
| Cooperation with respondents | NO | |
| Data processing methods | NO | |
| Treatment of non-response | NOT APPLICABLE | |
| Data compilation of final and preliminary data | NO |
15.2. Comparability - over time
See below.
15.2.1. Length of comparable time series
See below.
15.2.2. Breaks in time series
| Length of comparable time series | Break years1 | Nature of the breaks | |
| R&D personnel (HC) | see GOV sector - PNP is included in GOV | ||
| Function | see GOV sector - PNP is included in GOV | ||
| Qualification | see GOV sector - PNP is included in GOV | ||
| R&D personnel (FTE) | see GOV sector - PNP is included in GOV | ||
| Function | see GOV sector - PNP is included in GOV | ||
| Qualification | see GOV sector - PNP is included in GOV | ||
| R&D expenditure | see GOV sector - PNP is included in GOV | ||
| Source of funds | see GOV sector - PNP is included in GOV | ||
| Type of costs | see GOV sector - PNP is included in GOV | ||
| Type of R&D | see GOV sector - PNP is included in GOV | ||
| Other | see GOV sector - PNP is included in GOV |
1) Breaks years are years for which data are not fully comparable to the previous period.
15.2.3. Collection of data in the even years
see GOV sector - PNP is included in GOV
15.3. Coherence - cross domain
See below.
15.3.1. Coherence - sub annual and annual statistics
Not requested.
15.3.2. Coherence - National Accounts
Enhanced and detailed categories for personnel, especially regarding researchers. The coverage is not fully in accordance with the national accounts, we question some institutions which are classified in BES by the national accounts, science they are mainly funded by government. We refer to FM Chapter 3.20, thus, funding may also be a factor for classification. PNP is included in GOV.
15.4. Coherence - internal
See below.
15.4.1. Comparison between preliminary and final data
This part compares key R&D variables as preliminary and final data.
| Total PNP R&D expenditure (in 1000 of national currency) | Total PNP R&D personnel (in FTEs) | Total number of PNP researchers (in FTEs) | |
| Preliminary data (delivered at T+10) | not applicable - PNP is included in GOV. |
not applicable - PNP is included in GOV. | not applicable - PNP is included in GOV. |
| Final data (delivered T+18) | not applicable - PNP is included in GOV. | not applicable - PNP is included in GOV. | not applicable - PNP is included in GOV. |
| Difference (of final data) | not applicable - PNP is included in GOV. | not applicable - PNP is included in GOV. | not applicable - PNP is included in GOV. |
15.4.2. Consistency between R&D personnel and expenditure
| Average remuneration (cost¨in national currency) | |
| Consistency between FTEs of internal R&D personnel and R&D labour costs (1) | see GOV sector - PNP is included in GOV. |
| Consistency between FTEs of external R&D personnel and other current costs for external R&D personnel (2) | see GOV sector - PNP is included in GOV. |
(1) Calculate the average remuneration (cost) of individuals belonging to the internal R&D personnel, excluding those who are only formally ‘employees’ (university students, grant holders, etc.).
(2) Calculate the average remuneration (cost) of individuals belonging to the external R&D personnel (FTEs/other current R&D costs for external R&D personnel).
The assessment of costs associated with a statistical product is a rather complicated task since there must exist a mechanism for appointing portions of shared costs (for instance shared IT resources and dissemination channels) and overheads (office space, utility bills etc). The assessment must become detailed and clear enough so that international comparisons among agencies of different structures are feasible.
The assessment of costs associated with a statistical product is a rather complicated task since there must exist a mechanism for appointing portions of shared costs (for instance shared IT resources and dissemination channels) and overheads (office space, utility bills etc). The assessment must become detailed and clear enough so that international comparisons among agencies of different structures are feasible.
16.1. Costs summary
| Costs for the statistical authority (in national currency) | % sub-contracted1) | |
| Staff costs | ||
| Data collection costs | ||
| Other costs | ||
| Total costs | ||
| Comments on costs | ||
1) The shares of the figures given in the first column that are accounted for by payments to private firms or other Government agencies.
16.2. Components of burden and description of how these estimates were reached
| Value | Computation method | |
| Number of Respondents (R) | ||
| Average Time required to complete the questionnaire in hours (T)1 | ||
| Average hourly cost (in national currency) of a respondent (C) | ||
| Total cost |
1) T = the time required to provide the information, including time spent assembling information prior to completing a form or taking part in interview and the time taken up by any subsequent contacts after receipt of the questionnaire (‘Re-contact time’)
17.1. Data revision - policy
Not requested.
17.2. Data revision - practice
Not requested.
17.2.1. Data revision - average size
Not requested.
18.1. Source data
Several separate activities are used for the collection of raw data or pre-compiled administrative data and statistics related to R&D. For simplicity, we call them surveys irrespective of whether they are sample surveys, censuses, collections of administrative data/pre-compiled statistics. This section presents the names of the surveys by sector of performance as well as methodological information for each survey. Depending on the type of survey and sector of performance, only the sections corresponding to that survey and sector are filled in.
18.1.1. Data source – general information
| Survey name | PNP included in GOV; "Ausgaben, Einnahmen und Personal der öffentlichen und öffentlich geförderten Einrichtungen für Wissenschaft, Forschung und Entwicklung" |
| Type of survey | see GOV sector |
| Combination of sample survey and census data | |
| Combination of dedicated R&D and other survey(s) | |
| Sub-population A (covered by sampling) | |
| Sub-population B (covered by census) | |
| Variables the survey contributes to | |
| Survey timetable-most recent implementation |
18.1.2. Sample/census survey information
| Stage 1 | Stage 2 | Stage 3 | |
| Sampling unit | |||
| Stratification variables (if any - for sample surveys only) | |||
| Stratification variable classes | |||
| Population size | |||
| Planned sample size | |||
| Sample selection mechanism (for sample surveys only) | |||
| Survey frame | |||
| Sample design | |||
| Sample size | |||
| Survey frame quality |
18.1.3. Information on collection of administrative data or of pre-compiled statistics
| Source | |
| Description of collected data / statistics | |
| Reference period, in relation to the variables the survey contributes to |
18.2. Frequency of data collection
yearly
18.3. Data collection
See below.
18.3.1. Data collection overview
| Information provider | PNP included in GOV - see GOV sector |
| Description of collected information | |
| Data collection method | |
| Time-use surveys for the calculation of R&D coefficients | |
| Realised sample size (per stratum) | |
| Mode of data collection (face-to-face interviews; telephone interviews; postal surveys, etc.) | |
| Incentives used for increasing response | |
| Follow-up of non-respondents | |
| Replacement of non-respondents (e.g. if proxy interviewing is employed) | |
| Response rate (ratio of completed "interviews" over total number of eligible enterprises or enterprises of unknown eligibility) | |
| Non-response analysis (if applicable -- also see section 18.5. Data compilation - Weighting and Estimation methods) |
18.3.2. Questionnaire and other documents
| Annex | Name of the file |
| R&D national questionnaire and explanatory notes in English: | |
| R&D national questionnaire and explanatory notes in the national language: | |
| Other relevant documentation of national methodology in English: | |
| Other relevant documentation of national methodology in the national language: |
18.4. Data validation
PNP included in GOV - see GOV sector
18.5. Data compilation
See below.
18.5.1. Imputation - rate
Generally no imputations necessary (mandatory variables).
18.5.2. Data compilation methods
| Data compilation method - Final data (between the survey years) | see GOV sector - PNP is included in GOV |
| Data compilation method - Preliminary data | see GOV sector - PNP is included in GOV |
18.5.3. Measurement issues
| Method of derivation of regional data | see GOV sector - PNP is included in GOV |
| Coefficients used for estimation of the R&D share of more general expenditure items | see GOV sector - PNP is included in GOV |
| Inclusion or exclusion of VAT and provisions for depreciation in the measurement of expenditures | see GOV sector - PNP is included in GOV |
| Differences between national and Frascati Manual classifications not mentioned above and impact on national statistics | see GOV sector - PNP is included in GOV |
18.5.4. Weighting and estimation methods
| Description of weighting method | - |
| Description of the estimation method | - |
18.6. Adjustment
Not requested.
18.6.1. Seasonal adjustment
Not requested.
Statistics on Private non-profit R&D (PNPRD) measure research and experimental development (R&D) performed in the private non-profit sector, i.e. R&D expenditure and R&D personnel. In line with this objective the target population for the national R&D survey of the private non-profit sector should consist of all R&D performing units (including all R&D performers – occasional and continuous, known and unknown - in all branches and size classes) belonging to this sector.
The main concepts and definitions used for the production of R&D statistics are given by the OECD (2015), Frascati Manual 2015: Guidelines for Collecting and Reporting Data on Research and Experimental Development, The Measurement of Scientific, Technological and Innovation Activities, which is the internationally recognised standard methodology for collecting R&D statistics and by Eurostat’s European Business Statistics Methodological Manual on R&D Statistics (EBS Methodological Manual on R&D Statistics).
Since the beginning of 2021, the collection of R&D statistics is based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020. The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail. Statistics on science, technology and innovation were collected until the end of 2020 based on the Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology.
31 October 2023
See below.
The statistical unit is the institutional unit as defined by Council Regulation (EEC) No 1993/696 of 15 March 1993.
see GOV sector - PNP is included in GOV
See below.
Not requested. R&D statistics cover national and regional data.
see GOV sector - PNP is included in GOV;
expenditures: a calendar year
personnel: point in time (30. June)
Accuracy in the statistical sense denotes the closeness of computations or estimates to the exact or true values. Statistics are not equal with the true values because of variability (the statistics change from implementation to implementation of the survey due to random effects) and bias (the average of the possible values of the statistics from implementation to implementation is not equal to the true value due to systematic effects).
Several types of statistical errors occur during the survey process. The following typology of errors has been adopted:
1. Sampling errors. These only affect sample surveys. They are due to the fact that only a subset of the population, usually randomly selected, is enumerated.
2. Non-sampling errors. Non-sampling errors affect sample surveys and complete enumerations alike and comprise:
a) Coverage errors,
b) Measurement errors,
c) Non response errors and
d) Processing errors.
Model assumption errors should be treated under the heading of the respective error they are trying to reduce.
see GOV sector - PNP is included in GOV;
expenditures: Euro ( thousand)
personnel: HC
See below.
Several separate activities are used for the collection of raw data or pre-compiled administrative data and statistics related to R&D. For simplicity, we call them surveys irrespective of whether they are sample surveys, censuses, collections of administrative data/pre-compiled statistics. This section presents the names of the surveys by sector of performance as well as methodological information for each survey. Depending on the type of survey and sector of performance, only the sections corresponding to that survey and sector are filled in.
see GOV sector - PNP is included in GOV
Timeliness and punctuality refer to time and dates, but in a different manner: the timeliness of statistics reflects the length of time between their availability and the event or phenomenon they describe. Punctuality refers to the time lag between the release date of the data and the target date on which they should have been delivered, with reference to dates announced in the official release calendar.
See below.
See below.


