Go to top button
Back to top

Community innovation survey 2022 (CIS2022) (inn_cis13)

PrintDownload

National Reference Metadata in Single Integrated Metadata Structure (SIMS)

Compiling agency: Belgian Science Policy Office (BELSPO)

Need help? Contact the Eurostat user support

The Community Innovation Survey (CIS) is a survey about innovation activities in enterprises. The survey is designed to collect the information on types of innovation, processes of development of innovation like cooperation patterns, financing and expenditure, objectives of innovation activities or barriers for initiating or implementing innovation.

The CIS provides statistics by type of innovators, economic activity and size class of enterprises. The survey is currently carried out every two years across the EU Member States, EFTA countries and EU candidate countries.

 

In order to ensure comparability across countries, Eurostat together with the countries develops a Harmonised Data Collection (HDC) questionnaire and drafts the methodological recommendations for implementation of each survey round. 

 

The CIS 2022 implements the concepts and methodology of the Oslo Manual 4th Edition revised in 2018. The changes that the CIS has undergone due to the revision of the manual and their impact on the indicators collected are described in the Statistics Explained article: Community Innovation Survey – new features

The legal framework for CIS 2022 is the Commission Implementing Regulation (EU) 2022/1092, which sets out the quality conditions and identifies the obligatory cross-coverage of economic sectors, size class of enterprises and innovation indicators. The target population is enterprises with at least 10 employed persons (sum of employees and self-employed persons) classified in the core NACE economic sectors (see 3.3).  Further activities may be covered on a voluntary basis in national datasets. Most statistics are based on the 3-year reference period (t, t-1, t-2), but some use only one calendar year (t or t-2). 

10 July 2024

The description of concepts, definitions and main statistical variables will be available in CIS 2022 European metadata file (ESMS) Results of the community innovation survey 2022 (CIS2022) (inn_cis13) in Eurostat database.

In CIS 2022 for the first time the statistical unit for which official statistics were reported was the enterprise; in all previous waves of CIS the statistical unit had been the legal unit.

CIS 2022 was the first innovation survey for which we had to report results at the enterprise level rather than at the level of legal units.  As the innovation survey in Belgium is not conducted by the Belgian national statistical office (Statbel) we had to set up a legal construction that would allow Statbel to share enterprise information with our team.  This legal construction was not yet in place when the sampling for CIS 2022 was done, so our sampling was still done at the level of legal units.  All reporting units that were sent a survey form were legal units.  Once the legal construction for cooperation with Statbel was in place, our sample was linked to the official business register maintained by Statbel.  Sampled units that were deemed non-market oriented according to the official business register were removed from further processing.  Statbel calculated weights at the enterprise level and calibrated those weights for number of enterprises, turnover and number of persons employed, whenever feasible.

The net sample in Belgium contained the following enterprises:

  • 74% were enterprises consisting of 1 legal unit only;
  • 15% were enterprises consisting of 2 legal units;
  • 6% were enterprises consisting of 3 legal units;
  • 5% were enterprises consisting of 4 or more legal units.

For 94% of these enterprises only 1 legal unit was sampled, for 4% of these enterprises 2 legal units were sampled, and for the remaining 2% of enterprises 3 or more legal units were sampled.

The set of responding enterprises contained the following:

  • For 95% of the responding enterprises a response was given by 1 legal unit only;
  • For 4% of the responding enterprises 2 legal units within the enterprise had responded;
  • For the remaining 1% of responding enterprises 3 or more legal units within each enterprise had responded.

For each enterprise Statbel identifies a privileged legal unit, usually this is the most important legal unit, that gives the enterprise its NACE code.  For 97% of responding enterprises this privileged legal unit was among the responding legal units.  Only for 3% of the responding enterprises only other legal units responded, not the privileged legal unit.

 For a total of 216 enterprises responses given by 2 or more legal units needed to be aggregated to obtain one overall response for each enterprise.  Not so surprisingly, enterprises for which such aggregation needed to be done predominantly were large and medium size enterprises, and only to a much smaller extent small enteprises: for only 1% of the responding small enterprises aggregation over multiple legal units needed to be done.  For medium size enterprises the corresponding percentage was 7%, and for large responding enterprises aggregation over multiple legal units needed to be done for 22% of this set.

For aggregating responses over legal units within enterprises we used a pragmatic approach.  We used all responses that were given and assumed additivity overall.  When at least one legal unit within an enterprise indicated innovation, the overall response for the enterprise was innovation, etc.  Expenditures were summed over legal units within an enterprise.  Percentages, such as e.g., for share of turnover due to products new for the market, were first converted into absolute numbers (by multiplying the percentages with turnover) and then summed, and then again written as percentages for the enterprise as a whole.

Core target population is all enterprises in CORE NACE activities (see 3.3.1) with 10 or more employed persons (sum of employees and self-employed persons).

Belgium is composed of three regions (at NUTS 1 level): Brussels, Flanders, and Wallonia. Each region is endowed with its own statistical office. By law, CIS is conducted in a decentralized way in Belgium, within each of these three regions.  A legal agreement is in place to make sure there is ample coordination between the regions to produce the required results for EUROSTAT reporting.  By default, results for Belgium are available at the NUTS 1 level.

NUTS1 was used as a stratification dimension for the sampling.

The CIS2022 regional data are calibrated at the Statistical Unit Enterprise level.

For CIS 2022, the time covered by the survey is the 3-year period from the beginning of 2020 to the end of 2022.

Some questions and indicators refer to one year — 2022.

The list of indicators specifying whether they cover the 3-year period or refer to one year according to the HDC will be available in the Annex section of the European metadata (ESMS). 

Accuracy in the statistical sense denotes the closeness of computations or estimates to the exact or true values. Statistics are not equal with the true values because of variability (the statistics change from implementation to implementation of the survey due to random effects) and bias (the average of the possible values of the statistics from implementation to implementation is not equal to the true value due to systematic effects).

CIS indicators are available according to 3 units of measure:

NR: Number for number of enterprises and number of persons employed.

THS_EUR: Thousands of euros. All financial variables are provided in thousands of euros, i.e. Turnover or Innovation expenditure.

PC: Percentage. The percentage is the ratio between the selected combinations of indicators.

We use the SAS routine that was originally made available by Eurostat for CIS 4 for data editing and data imputation.  We updated this routine for use for CIS 2022.  In this routine continuous variables are estimated using weighted ratio means, and nominal and ordinal variables are estimated using nearest neighbor hot deck imputation.  More details are given in the document describing EUROSTAT’s methodological recommendations for CIS 2022, in section 5.5 and Annex 7.

In our data processing for CIS 2022 there were several changes compared to previous waves of CIS:

  • Results are now reported for enterprises.  In all previous waves of CIS results were reported for legal units, a lower level of aggregation.
  • Employment numbers are now numbers for persons employed taken from the official business register, which include besides employees on payroll also owners, family workers and outworkers whose income is a function of the value of the outputs of the enterprise.  In previous waves of CIS, employment numbers reflected number of employees only and were taken from balance sheets or from survey responses.
  • Turnover numbers are now those of the official business register and are at the enterprise level.  In earlier waves of CIS turnover was reported at the level of legal units and was taken from balance sheets or from survey responses.
  • Survey weights are now calibrated for number of enterprises, turnover and number of persons employed, when feasible.  In earlier waves of CIS survey weights were inverse sampling probabilities, corrected for nonresponse.

NACE codes used are now those of Belgium’s official business register, and are predominantly based on value added.  In previous waves of CIS we did not have access to Belgium’s official business register.  The NACE codes of the National Social Security Office were then used instead.  These values were pre-filled in the survey forms, and respondents were able to indicate corrections if needed.  The NACE codes of the National Social Security Office are predominantly employment-based.

Raw data are the responses given by enterprises to CIS 2022.

CIS is conducted and disseminated at two-year interval in pair years.

The timeliness of statistics reflects the length of time between data availability and the event or phenomenon they describe.

Comparability aims at measuring the impact of differences in applied statistical concepts and definitions on the comparison of statistics between geographical areas, non-geographical domains, or over time.

The coherence of statistical outputs refers to the degree to which the statistical processes by which they were generated used the same concepts (classifications, definitions, and target populations) and harmonised methods. Coherent statistical outputs have the potential to be validly combined and used jointly.

We use the same statistical concepts and definitions in all regions, and as far as we're aware, those are the same concepts and definitions used in the rest of the EU.

Following the publication of the 2018 Oslo Manual, from CIS 2018 onwards business process innovation was more broadly defined and now not only included technological process innovation, but also what before was called organizational and marketing innovation.  The conceptual changes of the 2018 Oslo Manual implied big changes for the survey forms for CIS.  Surprisingly, however, overall innovation rates remained to be fairly comparable over time: the overall innovation rates for Belgium were 68%  and 68% in 2016 and 2018, respectively.

A big change for CIS 2022 was the required implementation of enterprises as statistical unit.  In all previous waves of CIS, Belgium had used legal units as statistical unit.  Again, surprisingly, overall innovation rates remained fairly stable despite the methodological change: when the CIS 2022 data were analyzed using the old methodology (with legal units as statistical unit) the overall innovation rate for Belgium was 70%.  When the CIS 2022 data were analyzed using the new methodology (with enterprises as statistical units) the overall innovation rate for Belgium was also 70%.  The fact that overall innovation rates are predominantly determined by small firms, given they are fairly numerous in the economy, and most of those small firms are enterprises consisting of one legal unit, might have something to do with the limited impact of the implemented methodological change.  One change that did have some impact on more fine-grained results, however, was the fact that now for the first time CIS results were reported using the official NACE codes of Belgium’s official business register.  Those NACE codes are predominantly based on value added.  In earlier waves of CIS we did not have access to the official Belgian business register.  We had to work with the register of active employers maintained by the Belgian National Social Security Office.  The NACE codes in that register are predominantly employment based.  So, some shifts between NACE codes may occur.