Research & Innovation - Participant Portal

TOPIC : Teaming Phase 1

Topic identifier: WIDESPREAD-04-2017
Publication date: 14 October 2015

Types of action: CSA Coordination and support action
DeadlineModel:
Planned opening date:
single-stage
28 July 2016
Deadline: 15 November 2016 17:00:00

Time Zone : (Brussels time)
  Horizon 2020 H2020 website
Pillar: Spreading excellence and widening participation
Work Programme Year: H2020-2016-2017
Topic Updates
  • 10 March 2016 12:21

    Topic WIDESPREAD-04-2017 - Teaming Phase 1
    The new opening date is: 28 July 2016

Topic Description
Specific Challenge:

Despite a recent tendency for the research and innovation performances of individual countries in the EU to converge, sharp differences among Member States still remain. These disparities are due to, among other reasons, the insufficient critical mass of science and lack of centres of excellence having sufficient competence to engage countries and regions strategically in a path of innovative growth, building on newly developed capabilities. Moreover, by putting national budgets under constraint, the ongoing financial crisis is threatening to widen gaps. Exploiting the potential of Europe's talent pool by maximising and spreading the benefits of research and innovation across the Union is vital for Europe's competitiveness and its ability to address societal challenges in the future. This could help countries and regions that are lagging behind in terms of research and innovation performance to attain a competitive position in the global value chains.

Teaming will address this challenge by supporting the creation of new centres of excellence or upgrading the existing ones in low R&I performing countries, building on partnerships between leading scientific institutions and partner institutions in low R&I performing countries, that display the willingness to engage together on this purpose.

Scope:

Teaming, will involve in principle, two (2) parties:

(1) The main applicant organisation (the coordinator) established in a "Widening" country (see section on specific eligibility criteria for more details) that must be either a national/regional authority or a research funding agency or a university or a research organisation. In case the coordinator organisation is not a public authority, it will need to provide a letter of intent (the Commission will provide a relevant template) to ensure the long-term nature and accountability of Teaming projects.

(2) A university or research organisation with an international reputation in research and innovation excellence.

Partner organisations will have to explain clearly their vision for the establishment of a new Centre of Excellence (or the upgrading of an existing one) that would be hosted in the "Widening" country. This will include details on the long-term science and innovation strategy of the future Centre, in particular, the detailed provisions for the good management of the project between the partners. Furthermore, proposers should include a clear analysis of how this strategy would fit broadly with the relevant Smart Specialisation Strategy of the Widening country, where relevant, or an equivalent growth strategy. In the case of an upgrade of an existing centre of excellence, additional information concerning organisation profile, activities and strategy of the centre should be provided.

Information for Teaming Phase 1:

Under Phase 1, successful applicants will receive a grant that will last for 12 months, to produce an extensive, detailed and robust Business Plan for the setting-up / upgrading of a Centre of Excellence.

Proposers will be asked to demonstrate within their (single) proposal two distinct, yet complementary aspects:

  1. a long term vision, including a long term science and innovation strategy based on a SWOT analysis, for the new Centre of Excellence (or the upgrading of an existing one) that would be hosted in the Widening country.
  2. a 12 month action aimed at producing a detailed and robust business plan for the setting-up/upgrading of the Centre of Excellence in line with the long term vision.

The Teaming proposal will need to demonstrate that the project is based on a true joint venture between the relevant partners from both parties. This long term joint venture cooperation is expected to continue also beyond the duration of the overall Teaming project, with the partners fully committed to continue supporting the new Centre in view of achieving sustainability in the long run and hopefully financial autonomy (also by successfully competing for European and international funding programmes).

The Commission considers that proposals requesting a contribution from the EU of EUR 0.40 million, would allow this specific challenge to be addressed appropriately. Nonetheless, this does not preclude submission and selection of proposals requesting lower amounts.

Preliminary Information for Teaming Phase 2 (under WP 2018/19):

Once the 12 month CSA under Teaming Phase 1 is concluded, there will be a restricted call addressed to the participants successful in Phase 1 above for the concrete implementation of the Business Plan, i.e. for the establishment of the new/upgraded centre (Teaming, Phase 2).

The submitted proposals under this restricted call will undergo an independent evaluation, and those selected for funding will be awarded a CSA grant (Teaming Phase 2).

This new grant for Teaming Phase 2 will provide substantial support for the start-up and implementation phase of the future Centre of Excellence. This will cover mainly administrative and operational costs as well as personnel costs of the future Centre of Excellence. While the action does not focus on equipment and consumables, these could be accepted if they constitute only a minor part of the total Horizon 2020 funding requested and may be deemed necessary to fulfil the action's specific scope and objective.

It is to be noted, that Horizon 2020 under the Teaming action will not support infrastructure costs associated with the new or upgraded centre. Such costs are expected to be supported by other types of funding, including where relevant by the European Structural and Investment Funds (ESIF) or the Instrument for Pre-accession Assistance (IPA II) funds.

The duration of a Teaming Phase 2 project may be between 5 to 7 years.

Further explanations for Teaming Phase 2 will be given in the future Work Programme 2018-2019.

Expected Impact:

The creation of new (or significant upgrades of existing) Centres of Excellence in "Widening" Countries through the Teaming partnerships is expected to:

- increase their scientific capabilities and enable them to engage in a strategic growth path pointing to long-term opportunities for economic development. Potential links to innovative clusters would be an asset.

- through improved scientific capabilities allow these countries to improve their chances to seek competitive funding in international fora (including the EU Framework Programmes).

- over the medium to long term achieve a measurable and significant improvement in terms of research and innovation culture (as shown through indicators such as research intensity, innovation performance, values and attitudes towards research and innovation) of those countries.

The potential impact of the new/upgraded Centre of Excellence in terms of sustained excellence should be reinforced through projected measurable key performance and output related indicators.

Benefits will also accrue to the institutions from the more intensive research and innovation performers, in terms of access to new research avenues, increased creativity and development of new approaches, as well as a source for increased mobility (inwards and outwards) of qualified scientists.

Topic conditions and documents

Please read carefully all provisions below before the preparation of your application.
 

1. List of countries and applicable rules for funding: described in part A of the General Annexes of the General Work Programme.

Note also that a number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon 2020 projects (follow the links to Australia, BrazilCanada, ChinaHong Kong & Macau, India, Japan, Republic of Korea, Mexico, Russia, Taiwan).

2. Eligibility and admissibility conditions: described in part B and C of the General Annexes of the General Work Programme [, with the following exceptions]:

1.The applicant organisation where the Centre of Excellence is/will be established should be established in a Member State or Associated Country that is ranked below 70% of the EU27 average of the composite indicator on Research Excellence [The detailed scores of the composite indicator can be found in p. 5 (Excellence in S&T 2010) of the "Research and Innovation Performance in EU Member States and Associated Countries 2013" at http://ec.europa.eu/research/innovation-union/pdf/state-of-the-union/2012/innovation_union_progress_at_country_level_2013.pdf].

The selected corrective threshold of 70% of the EU average has been chosen in line with the particular policy requirements of the measure, to ensure the greatest possible impact through targeting only the lowest performing Member States, and thereby maximising the real value of these actions.

Based on the above threshold, applicant organisations from the following Member States and Associated Countries (subject to valid association agreements of third countries with Horizon 2020) will be eligible to submit proposals as coordinators (the "low R&I performing" or "Widening" countries):

Member States: Bulgaria, Croatia, Cyprus, Czech Republic, Estonia, Hungary, Latvia, Lithuania, Luxembourg, Malta, Poland, Portugal, Romania, Slovakia and Slovenia.

Associated Countries: Albania, Bosnia and Herzegovina, Faroe Islands, Former Yugoslav Republic of Macedonia, Moldova, Montenegro, Serbia, Turkey and Ukraine.

2. Teaming proposals must involve a minimum of two participants:

a. The applicant organisation must satisfy the condition set out in point 1 above, and must be the coordinator of the proposal.

b. At least one teaming/partnering university or research organisation which must be coming from a Member State or Associated Country other than that of the coordinating applicant.

3. The requested EU contribution shall not exceed a maximum of EUR 0.40 million for a period of 12 months

Proposal page limits and layout: Please refer to Part B of the standard proposal template.

3. Evaluation

3.1  Evaluation criteria and procedure, scoring and threshold: described in part H of the General Annexes of the General Work Programme  [, with the following exceptions]:
 

The following additional sub-criterion will be taken into account under the "Excellence" criterion:

The proposal should identify broad alignment with the relevant Smart Specialisation Strategies of the Member State or region from which the applicant is coming (as defined in the relevant Regulations of the European Parliament and the Council regarding the European Structural and Investment Funds (ESIF). Where this is not relevant an alignment with an equivalent growth strategy should be considered.

3.2 Submission and evaluation process: Guide to the submission and evaluation process

4. Indicative timetable for evaluation and grant agreement:

Information on the outcome of single-stage evaluation: maximum 5 months from the deadline for submission.
Signature of grant agreements: maximum 8 months from the deadline for submission.

5. Provisions, proposal templates and evaluation forms for the type(s) of action(s) under this topic:

Coordination and Support Action:

Specific provisions and funding rates
Standard proposal template
Standard evaluation form
H2020 General MGA -Multi-Beneficiary
Annotated Grant Agreement

 

6. Additional provisions:

Horizon 2020 budget flexibility

Classified information

Technology readiness levels (TRL) – where a topic description refers to TRL, these definitions apply.

Financial support to Third Parties – where a topic description foresees financial support to Third Parties, these provisions apply.

 

7. Open access must be granted to all scientific publications resulting from Horizon 2020 actions, and proposals must refer to measures envisaged. Where relevant, proposals should also provide information on how the participants will manage the research data generated and/or collected during the project, such as details on what types of data the project will generate, whether and how this data will be exploited or made accessible for verification and re-use, and how it will be curated and preserved.

 8. Additional documents:

H2020 Work Programme 2016-17: Spreading excellence and widening participation

H2020 Work Programme 2016-17: Dissemination, Exploitation and Evaluation

H2020 Work Programme 2016-17: General Annexes

 

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