Research & Innovation - Participant Portal

TOPIC : Shifting global geopolitics and Europe's preparedness for managing risks, mitigation actions and fostering peace

Topic identifier: ENG-GLOBALLY-02-2017
Publication date: 14 October 2015

Types of action: RIA Research and Innovation action
DeadlineModel:
Opening date:
single-stage
04 October 2016
Deadline: 02 February 2017 17:00:00

Time Zone : (Brussels time)
  Horizon 2020 H2020 website
Pillar: Societal Challenges
Work Programme Year: H2020-2016-2017
Topic Updates
  • 07 February 2017 14:57

    As from 1 January 2017 Switzerland is associated to the entire Horizon 2020. In practical terms this means that for all Horizon 2020 projects for which the GA is signed as from 1 January the Swiss participants are automatically eligible for funding and may count towards the minimum number of participants required for a project (see the eligibility criteria for funding and participation under Regulation 1290/2013 on Horizon 2020 Rules for participation).

    For more information see:

    http://ec.europa.eu/research/participants/data/ref/h2020/other/hi/h2020-hi-swiss-part_en.pdf

    CALL : H2020-SC6-ENG-GLOBALLY-2016-2017
    The call deadline was Thursday 2 of February 17 Pm 2017. A total of 111 proposals were submitted in response to this call. The number of proposals for each topic is shown below including the indicative budget of the topic:

    ENG-GLOBALLY-1:RIA: 15 submitted
    ENG-GLOBALLY-2: RIA:14 submitted
    ENG-GLOBALLY-3: RIA:25 submitted
    ENG-GLOBALLY-5:RIA: 5 submitted
    ENG-GLOBALLY-6: RIA:8 submitted
    ENG-GLOBALLY-10:RIA: 4 submitted
    (indicative budget: for topics 1,2,3,5,6,10 : 27 M€)
    ENG-GLOBALLY-8: RIA: 17 submitted (indicative budget: 2,5 M€)
    ENG-GLOBALLY-4: CSA : 10 proposals (indicative budget: 1,5 M€)
    ENG-GLOBALLY-7: CSA : 13 proposals (indicative budget: 1,5 M€)


     

  • 13 January 2017 11:47

    As from 1 January 2017 Switzerland is associated to the entire Horizon 2020. In practical terms this means that for all Horizon 2020 projects for which the GA is signed as from 1 January the Swiss participants are automatically eligible for funding and may count towards the minimum number of participants required for a project (see the eligibility criteria for funding and participation under Regulation 1290/2013 on Horizon 2020 Rules for participation).

    For more information see:

    http://ec.europa.eu/research/participants/data/ref/h2020/other/hi/h2020-hi-swiss-part_en.pdf
     

Topic Description
Specific Challenge:

Europe's strategic and geopolitical environment is evolving rapidly, will always be an area of change, and in a manner that increasingly raises concerns. In recent years, violent conflicts have agitated the planet, many of them located in Europe's immediate neighbouring regions. These developments take place at a time when global geopolitics is undergoing long-term transformations challenging the traditional predominance of the West, while policies of economic austerity oblige EU Member States to manage scarce resources more effectively. These trends seriously challenge the Union's capacity for guaranteeing its citizens' security - one of its principal raisons d'être - while also jeopardizing its aspiration of promoting European values and interests abroad. In order to evaluate and promote its preparedness for playing its role as an effective security provider, to prevent escalation, to manage and understand risks and mitigation strategies for peace beyond its borders, the EU needs to understand the implications of recent global developments and assess them against its own capacities and willingness to make synergetic use of them.

Scope:

The research to address this challenge should focus on one or two dimensions that have to be comprehensively addressed. The research may also cover other issues relevant for addressing the specific challenge.

1) Recent global geopolitical developments and their implications for the European Union

Research under this dimension should adopt a comprehensive understanding of security and explore uncertainty. Based on this, it should identify and investigate long-standing and novel - global and regional - external risks facing the EU and its Member States, in connection with ongoing initiatives and programmes for risk identification and early warning. Crises in its neighbourhood (in particular East Europe and the southern Mediterranean), such as the rise of radical Islamic groups exemplified by the expansion of the "Islamic State" in Syria and Iraq, but also conflicts and risks in other regions of the world such as in South Asia (e.g. Afghanistan) and Sub-Saharan Africa (e.g. Mali) should be examined. Research should identify the most pressing risks and areas of uncertainty and unravel the causes, expressions and security-relevant consequences of such instable contexts.

It should examine possible inter-linkages between various geographically limited conflict situations as well as their embeddedness into regional and overarching global geopolitical developments. This necessitates a sound understanding of the political, socioeconomic, cultural and military contexts in which patterns of insecurity and uncertainty emerge, also from a historical and philosophical perspective. An inventory of contemporary risks should form the basis for identifying their implications for Europe and its security needs. Research should examine how potential risks, mitigation strategies and opportunities are perceived, and how they can, do and even should become part of novel approaches and policies in the EU, its Member States and its partners in geostrategic matters. It should investigate how the EU, its Member States and other relevant partners can act to better anticipate, prevent and respond to the identified risks, mitigation strategies and opportunities, and develop scenarios on possible EU activities using a range of policy actions and instruments, including diplomatic, economic, civilian and, if needed, military means.

2) European Union's preparedness for managing risks and opportunities, fostering peace in a crisis-ridden context

Research under this dimension should comprehensively examine the European Union's and its Member States' willingness, capacities, instruments and channels for anticipating and responding to a large array of external threats. It should contrast the EU's legal basis for external security policies, including risk analysis and management, conflict prevention and resolution, post-conflict management and peace-building, to the actual practice, both prior to and after the onset of the economic and financial crises. Analyses should draw on comparative case studies from the EU's handling of various conflicts and crises (including humanitarian ones) across the globe. Research should develop criteria for effective security cooperation in the EU, distinguishing between objectives and instruments, whether military or non-military, and contribute to the ongoing development of early-warning systems to identify emerging risks. It should also identify the political, socio-economic, technological and cultural conditions that enable or hinder the emergence of effective security cooperation in the EU. Based on this evidence, research should develop information sharing and decision support systems that facilitate cooperation, identify gaps and align the interests of diverse actors towards effective EU security policies, especially in the framework of its Common Foreign and Security Policy (CFSP). It should also provide insights on whether and how the EU can work synergistically together with individual third countries or international institutions like NATO.

The Commission considers that proposals requesting a contribution from the EU in the order of EUR 5 million would allow this specific challenge to be addressed appropriately. This does not preclude submission and selection of proposals requesting other amounts.

Expected Impact:

Research under this topic will lead to an up-to-date appraisal of global and regional risks and, as such, of Europe's evolving security agenda in the light of recent geopolitical developments affecting its neighbouring regions (in particular East Europe and the southern Mediterranean), and the entire globe. It will generate critical and forward-looking evidence of Europe's preparedness for effectively facing these threats, guaranteeing its citizens' security while managing risks and fostering peace abroad. Based on this evidence, it will provide recommendations on how to improve the EU's effectiveness as a domestic and global security provider.

Cross-cutting Priorities:

International cooperation
Socio-economic science and humanities

Topic conditions and documents

Please read carefully all provisions below before the preparation of your application.

  1. List of countries and applicable rules for funding: described in part A of the General Annexes of the General Work Programme.
    Note also that a number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon 2020 projects. See the information in the Online Manual.

     
  2. Eligibility and admissibility conditions: described in part B and C of the General Annexes of the General Work Programme

    Proposal page limits and layout: Please refer to Part B of the standard proposal template.

     
  3. Evaluation

    3.1  Evaluation criteria and procedure, scoring and threshold: described in part H of the General Annexes of the General Work Programme

    3.2 Specific evaluation procedure: At least 1 proposal per topic will be selected for funding provided it passes all evaluation thresholds.

    3.3 Submission and evaluation process: Guide to the submission and evaluation process
          
  4. Indicative timetable for evaluation and grant agreement:

    Information on the outcome of single-stage evaluation: maximum 5 months from the deadline for submission.
    Signature of grant agreements: maximum 8 months from the deadline for submission.
     
  5. Provisions, proposal templates and evaluation forms for the type(s) of action(s) under this topic:

    Research and Innovation Action:

    Specific provisions and funding rates
    Proposal templates are available after entering the submission tool below.
    Standard evaluation form
    H2020 General MGA -Multi-Beneficiary
    Annotated Grant Agreement
     
  6. Additional provisions:

    Horizon 2020 budget flexibility
    Classified information
    Technology readiness levels (TRL) – where a topic description refers to TRL, these definitions apply.
    Financial support to Third Parties – where a topic description foresees financial support to Third Parties, these provisions apply.

     
  7. Open access must be granted to all scientific publications resulting from Horizon 2020 actions.

    Where relevant, proposals should also provide information on how the participants will manage the research data generated and/or collected during the project, such as details on what types of data the project will generate, whether and how this data will be exploited or made accessible for verification and re-use, and how it will be curated and preserved.

    Open access to research data
    The Open Research Data Pilot has been extended to cover all Horizon 2020 topics for which the submission is opened on 26 July 2016 or later. Projects funded under this topic will therefore by default provide open access to the research data they generate, except if they decide to opt-out under the conditions described in annex L of the Work Programme. Projects can opt-out at any stage, that is both before and after the grant signature.

    Note that the evaluation phase proposals will not be evaluated more favourably because they plan to open or share their data, and will not be penalised for opting out.

    Open research data sharing applies to the data needed to validate the results presented in scientific publications. Additionally, projects can choose to make other data available open access and need to describe their approach in a Data Management Plan.

    - Projects need to create a Data Management Plan (DMP), except if they opt-out of making their research data open access. A first version of the DMP must be provided as an early deliverable within six months of the project and should be updated during the project as appropriate. The Commission already provides guidance documents, including a template for DMPs.

    - Eligibility of costs: costs related to data management and data sharing are eligible for reimbursement during the project duration.

    The legal requirements for projects participating in this pilot are in the article 29.3 of the Model Grant Agreement.
     

  8. Additional documents:

    H2020 Work Programme 2016-17: Introduction

    H2020 Work Programme 2016-17: Europe in a changing world - inclusive, innovative and reflective societies
    H2020 Work Programme 2016-17: Dissemination, Exploitation and Evaluation
    H2020 Work Programme 2016-17: General Annexes
    Legal basis: Horizon 2020 - Regulation of Establishment
    Legal basis: Horizon 2020 Rules for Participation
    Legal basis: Horizon 2020 Specific Programme
Additional documents

Download all documents
(EN only, incl. the additional docs.)

  • H2020-SC6-ENG-GLOBALLY-2016-2017- Flash Call Info (call results)_EN.pdf

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