About this initiative


The objective of this Delegated Regulation is to ensure that conditions are interpreted in the same manner by the competent authorities.

Banking and financial services
Type of act
Implementing decision
Expert group


Feedback: closed
Feedback period
24 April 2018 - 22 May 2018 (midnight Brussels time)
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Feedback (3)

  • BETTER FINANCE (Belgium)
    22 May 2018 Non-governmental organisation (NGO)
    BETTER FINANCE (Belgium)

    BETTER FINANCE welcomes this opportunity to comment on the European Commission’s roadmap on a “Simplified prospectus for companies and investors in Europe”. BETTER FINANCE already had the opportunity to share its position regarding the content of the Prospectus, the EU growth Prospectus and their respective summaries (See BETTER FINANCE’ answer to the Consultation Paper on draft RTS under the new Prospectus Regulation (ESMA) http:/...

  • Clearstream (Luxembourg)
    22 May 2018 Company/business organisation
    Clearstream (Luxembourg)

    Introduction: The feedback provided in this document convey the views and opinions of the Deutsche Börse Group’s settlement arm Clearstream Banking Luxembourg S.A., Clearstream Banking Frankfurt AG, and LuxCSD S.A. (jointly referred hereafter as “Clearstream”). Feedback: For a Central Securities Depository (“CSD”), the prospectus is a valuable document to extract data needed for admitting securities in its system and for processing settlement,...

  • BNY Mellon (United States)
    18 May 2018 Company/business organisation
    BNY Mellon (United States)

    Introduction - The Bank of New York Mellon ("BNY Mellon") is pleased to respond to the European Commission's roadmap-initiative titled "A simplified prospectus for companies and investors in Europe." General Comments - BNY Mellon has an interest in this roadmap-initiative, particularly in relation to its role as depositary bank with regards to Depositary Receipts ("DRs"). The DR instrument is materially similar to a share in its features and...

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Draft act

Feedback: closed

Draft delegated regulation
More about draft acts

Feedback period
28 November 2018 - 26 December 2018 (midnight Brussels time)
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Download (450.3 KB - PDF - 26 pages)
Download (2.4 MB - PDF - 176 pages)

Feedback (16)

  • Anonymous (France)
    26 December 2018 Company/business organisation
    Anonymous (France)

    Société Générale welcomes the opportunity to share its comments on the project of Delegated Regulation. Problematic points already raised to ESMA (i) Annex 16 – item 2.2.2 : this new requirement is too burdensome. The categorization A of the information on obligor when the reference entity /issuer of obligation has no securities admitted to trading on a regulated market or equivalent will prevent issuers to issue CLN by way of base...

  • Federation of European Securities Exchanges (FESE) (Belgium)
    26 December 2018 Business association
    Federation of European Securities Exchanges (FESE) (Belgium)

    FESE fully supports the European Commission’s Capital Markets Union (CMU) project, and its goal to strengthen the European economy and ensure easier access to markets for all companies, including growth companies which are the backbone and engine of the economy. The revision of the prospectus rules is a first step to reduce costs and burdens for companies whilst improving their access to funding, increasing information and financing choices...

  • Afep (France)
    24 December 2018 Business association
    Afep (France)

    Additional comments on the Commission draft delegated regulation regarding the format, content, scrutiny and approval of prospectuses.

All feedback (16) >

Commission adoption


Delegated regulation
More about adopted acts

Adopted on
14 March 2019
Download (409.3 KB - PDF - 28 pages)
Download (2.4 MB - PDF - 176 pages)

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