About this initiative

Topic
Banking and financial services
Type of act
Proposal for a directive

Roadmap

Feedback: closed
Type

Inception impact assessment
More about roadmaps.

Feedback period
22 March 2017 - 19 April 2017
View feedback received >
Download (212.2 KB - PDF - 4 pages)

Feedback (8)

  • CME Group (United States)
    20 April 2017 Company/business organisation
    CME Group (United States)

    CME Group supports the EC’s review and potential revision of the way in which capital, liquidity, and other prudential requirements are applied to investment firms in the European Union (“EU”). We believe it is important that the prudential requirements for investment firms are simplified and based on the diverse set of services offered by different types of investment firms. More broadly, regulatory requirements should be tailored to an...

  • Vanguard Asset Management, Limited (United Kingdom)
    19 April 2017 Company/business organisation
    Vanguard Asset Management, Limited (United Kingdom)

    Vanguard Asset Management, Limited (VAM) welcomes the opportunity to provide feedback on the review of the appropriate prudential treatment for investment firms (the Review"). Further details of how VAM, and the broader Vanguard group, operates, is set out in the position statement provided in conjunction with this feedback (the Position Statement). As further detailed within our Position Statement, we do not believe that the existing regime...

  • Ruffer LLP (United Kingdom)
    19 April 2017 Other
    Ruffer LLP (United Kingdom)

    Please find attached a cover letter and a separate annex (i.e. two attachments) providing feedback on reviewing an appropriate prudential treatment for investment firms. We would welcome the opportunity to be part of your targeted consultation and discuss the issues further with you, Victoria Powell Regulatory Policy Director - Ruffer LLP Direct dial +44 (0)207 824 0530 Email vpowell@ruffer.co.uk

All feedback (8) >

Commission adoption

Feedback: closed
Type

Proposal for a regulation
More about adopted acts

Feedback period
21 December 2017 - 08 March 2018
View feedback received >
Download (723.1 KB - PDF - 75 pages)
Download (863.6 KB - PDF - 47 pages)

Feedback (25)

  • Deutsche Börse Group (Germany)
    8 March 2018 Company/business organisation
    Deutsche Börse Group (Germany)

    Deutsche Börse Group (DBG) welcomes the opportunity to provide Feedback on the EU Commission's proposals for a new prudential Regime for Investment Firms. We generally Support the objectives of the draft proposals; from our point of view it is important that capital requirements are calibrated in a way which pays particular attention to the principles of prudence and proportionality in order to avoid any disruptive effects during the...

  • Association of Proprietary Traders (Netherlands)
    8 March 2018 Business association
    Association of Proprietary Traders (Netherlands)

    Feedback Dutch Association of Proprietary Traders (“APT”) 7 March 2018 APT welcomes the opportunity to provide feedback on the proposals of the European Commission on the Review of the prudential framework for investment firms of 20 December 2017 (COM (2017) 790 (Investment Firm regulation (“IFR”) and COM (2017) 791 Investment Firm Directive (“IFD”)) (“IF-Framework”). In this Feedback statement, APT will discuss its main observations regarding...

  • London Stock Exchange Group (United Kingdom)
    8 March 2018 Company/business organisation
    London Stock Exchange Group (United Kingdom)

    • LSEG welcomes the European Commission’s (the Commission’s) proposal for a Prudential Framework for Investment Firms. We recommend that the Regulation and Directive should be more proportionate than envisaged by the EBA in its application to principal traders acting as market liquidity providers, in order to support the Commission’s objectives for Capital Markets Union. The co-decision process represents a unique window to act because the EBA...

All feedback (25) >
Feedback: closed
Type

Proposal for a directive
More about adopted acts

Feedback period
21 December 2017 - 08 March 2018
View feedback received >
Download (711.5 KB - PDF - 72 pages)

Feedback (9)

  • EFET (Netherlands)
    8 March 2018 Business association
    EFET (Netherlands)

    Please see the attached file.

  • XTX Markets Limited (United Kingdom)
    8 March 2018 Company/business organisation
    XTX Markets Limited (United Kingdom)

    XTX Markets Limited (‘XTX’) is an electronic proprietary trading firm based in London that uses quantitative strategies to trade: 1) equities, fixed income, exchange traded derivatives and FX on regulated markets and trading platforms; and 2) spot FX and spot precious metals (gold and silver) on trading platforms as well as providing liquidity directly to eligible counterparties via FIX connection. XTX is authorised by the Financial Conduct...

  • Anonymous (United Kingdom)
    8 March 2018 Company/business organisation
    Anonymous (United Kingdom)

    Dear Sirs/ Madams Please see attached note with our comments in relation to the European Commission's legislative proposal on the prudential requirements for investment firms. Kind regards Antonio Amelia

All feedback (9) >

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