Archive:European cities – the EU-OECD functional urban area definition
Authors: Lewis Dijkstra and Hugo Poelman (European Commission, DG Regio)
This background article presents the new definition of 'city' and its commuting zones which was developed jointly by the European Commission and the Organisation for Economic Co-operation and Development (OECD).
This new definition allows for the first time a comparison of the number of cities and the share of population in them on a harmonised basis across Europe.
- 1 A harmonised definition
- 2 Detailed methodology
- 2.1 Urban centre is much bigger than the city
- 2.2 Matching to the political level
- 2.3 Urban centres close to the threshold of 50 000
- 2.4 Identifying the commuting zones
- 2.5 Centre stretches beyond the city boundaries
- 2.6 A city with multiple centres
- 2.7 A city that shares its urban centre with another city
- 2.8 Urban centres and greater cities
- 3 See also
- 4 Further Eurostat information
- 5 External links
- 6 Notes
A harmonised definition
Until recently, there was no harmonised definition of ‘a city’ for European and other countries member of the Organisation for Economic Co-operation and Development (OECD). This undermined the comparability, and thus also the credibility, of cross-country analysis of cities. To resolve this problem, the OECD and the European Commission developed a new definition of a city and its commuting zone in 2011.
This new EC-OECD definition identified 828 (greater) cities with an urban centre of at least 50 000 inhabitants in the EU, Switzerland, Croatia, Iceland and Norway. In addition, this methodology identified a further 492 cities in Canada, Mexico, Japan, Korea and the United States. This Regional Focus describes on the European cities, for information on the other cities see Redefining urban: a new way to measure metropolitan areas (OECD 2012).
Half of these European cities are relatively small with a centre between 50 000 and 100 000 inhabitants. Only two are global cities (London and Paris). These cities host about 40 % of the EU population. These cities do not include towns and suburbs which cover another 30 % of the EU population according to the revised degree of urbanisation classification.
Each city is part of its own commuting zone or a polycentric commuting zone covering multiple cities. These commuting zones are significant, especially for larger cities. The cities and commuting zones together (called functional urban area) account for 60 % of the EU population.
Definition of a city
This new definition works in four basic steps and is based on the presence of an ‘urban centre’ a new spatial concept based on high-density population grid cells.
- Step 1: All grid cells with a density of more than 1 500 inhabitants per km2 are selected (Map 1.1).
- Step 2: The contiguous high-density cells are then clustered, gaps are filled and only the clusters with a minimum population of 50 000 inhabitants (Map 1.2) are kept as an ‘urban centre’.
- Step 3: All the municipalities (local administrative units level 2 or LAU2) with at least half their population inside the urban centre are selected as candidates to become part of the city (Map 1.3).
- Step 4: The city is defined ensuring that 1) there is a link to the political level, 2) that at least 50 % of the city population lives in an urban centre and 3) that at least 75 % of the population of the urban centre lives in a city (Map 1.4)
In most cases, as for example in Graz, the last step is not necessary as the city consists of a single municipality that covers the entire urban centre and the vast majority of the city residents live in that urban centre.
For 33 urban centres stretching far beyond the city, a ‘greater city’ level was created to improve international comparability (see below for more detail).
To ensure that this definition identified all relevant centres, the National Statistical Institutes (NSIs) were consulted and minor adjustments were made where needed and consistent with this approach.
Definition of a commuting zone
Once all cities have been defined, a commuting zone can be identified based on commuting patterns using the following steps:
- If 15 % of employed persons living in one city work in another city, these cities are treated as a single city.
- All municipalities with at least 15 % of their employed residents working in a city are identified (Map 2.2); this means that these cities will have a single shared commuting zone. To identify which municipalities should be included, the commuting to both cities will be added together.
- Municipalities surrounded by a single functional area are included and non-contiguous municipalities are dropped (Map 2.3).
The Functional urban area (FUA) consists of the city and its commuting zone.
What does it tell us about cities in Europe?
This definition allows for the first time a comparison of the number of cities and the share of population in them on a harmonised basis across Europe.
Each country has its own method of defining a city based on a wide range of criteria. These criteria often include population size and density, but also more functional or historic ones such as having urban functions, being a recipient of national urban policy funds or having received city rights through a charter sometime between the Middle Ages and today. For example, in the UK city status is conferred by the Monarch since 16th century and still is today. This does lead to some surprising cities, such as St Davids in Wales with less than 2 000 inhabitants. Comparing the number of cities based on national definitions across countries is hopelessly distorted by difference in methodology.
This new definition does not rely on functions, funding or feudal history, but is purely based on population size and density. To a large extent, the definition identifies the European urban hierarchy as most people would expect it, but with some surprises here and there (see Table 1). The two largest cities in the EU are, of course, London and Paris.
The six cities with an urban centre of around three million inhabitants however are novel: Athens, Berlin, Madrid, Barcelona, Naples and Milan, because in four out of these six cities the population of their administrative city is so much smaller than the population of their urban centre. For Athens, Barcelona, Naples and Milan, a greater city level was created to better capture this centre (see Table 1). Among the eighteen cities with a centre between one and two million inhabitants, there are six cities for which a ‘greater city’ level needed to be created.
Further down the city list, there are still some surprises with some nationally defined cities missing and some other municipalities included. In part, this is because only the top half of the urban hierarchy has been identified here. Small and medium-sized towns with a centre with between 5 000 and 50 000 inhabitants are not yet defined in a harmonised manner. Mostly, the surprises are due to the difference in the population of an urban centre and the administrative city.
Looking at the number of cities shows that some countries have only one city (Luxembourg, Malta and Iceland) or two cities (Slovenia and Cyprus). The three most populous countries also have the most cities with over one hundred cities in Germany, the UK and France.
Overall, in the EU two out of five residents live in a city with a centre of 50 000 inhabitants and one out of five lives in a commuting zone of these cities (see Table 2). Together about three out of five residents live in a city or a commuting zone (or functional urban area). This share, however, changes substantially between countries. Following this definition, Slovakia and Romania have the lowest shares of their population living in a city or its commuting zone (33 % and 38 %). Germany, the UK and the Netherlands have the highest shares of population living in a city or commuting zone (73-74 %), not considering Luxembourg and Cyprus which have very high shares due to their small size.
This section describes three adjustments that were made to municipalities identified as part of city based on their share of population in an urban centre.
Urban centre is much bigger than the city
In some cases, the urban centre stretches far beyond the boundaries of city. This problem is called an ‘underbound’ city, in other words the city is too small relative to its centre. This can be resolved in three ways: 1) create a greater city level, 2) cover a single centre with multiple cities and 3) a combination of these two approaches.
Creating a greater city
To better capture the entire urban centre, a ‘greater city’ level can be created. This is a fairly common approach and several greater cities already exist: Greater Manchester, Greater Nottingham, etc. This level was created for ten capitals and 23 other large cities (see Table 3).
Table 3 also indicates that underbound cities are more common in some countries. For example, nine out of the ten Swiss cities now have a greater city level.
In seventeen cases, the greater city contains a single city. Athens is a clear example of such an approach (see Map 3). The urban centre (in black) is much bigger than the city (in red). A greater city level was added (blue outline), which captures a far greater share of the population of the urban centre.
Sixteen greater cities include multiple cities. In most cases, the greater city equals the combination of two or more cities. The greater city of Porto, for example, is made up of five cities (Porto, Vila Nova de Gaia, Gondomar, Valongo and Matosinhos) (see Map 4). In a few cases, the greater city includes several cities and other communes, as for example in Rotterdam, Helsinki, Milan and Naples.
Covering a single urban centre with multiple cities
In some cities, instead of creating a ‘greater city’ level, multiple cities were used to cover one urban centre. For example, Poole and Bournemouth share a single urban centre, but no ‘greater city’ level was created, just two separate cities (see Map 5). This was only done in few cases at the request of the National Statistical Institutes, when the cities were similar in size and governed separately.
Using both a greater city and additional cities to cover a single urban centre
In some cities a combination of both a ‘greater city’ level and multiple cities were used to cover a single urban centre. For example, the urban centre of Paris is covered by one greater city and several smaller neighbouring cities (see Map 6).
Matching to the political level
The definition of the degree of urbanisation specifies that:
As local administrative units level 2 (LAU2s) vary considerably in area, this methodology will lead to a closer match between a high-density cluster and densely populated LAU2s in countries with small LAU2s than in those with large LAU2s. To take this difference into account, the classification can be adjusted as following:
- A densely populated LAU2 can be classified intermediate as long as 75 % of its high-density cluster population remains in densely populated LAU2s.
- A thinly populated or intermediate density LAU2 can be classified as densely populated if it belongs to a group of LAU2s with a political function and if the majority of population of this group of LAU2s lives in a high-density cluster.
City drops a few communes
An example of the application of the first rule is Vienna. A number of small communes just south of the city of Vienna have 50 % or more of their population in the urban centre of Vienna. As more than 75 % of the population of the urban centre live in the city of Vienna, these smaller communes can be dropped without compromising the comparability of the result (see Map 7).
City adds a few communes
An example of the second rule is Toulouse. The Communauté urbaine du Grand Toulouse is slightly bigger than the communes, with 50 % of their population in the urban centre of Toulouse. As more than 50 % of the population of the Communauté urbaine du Grand Toulouse lives in the urban centre, it can become the city level without compromising statistical comparability (see Map 8). This ensures a direct link to the politically relevant level.
Urban centres close to the threshold of 50 000
The methodology developed provides an estimate of the population of an urban centre. Two elements may reduce the accuracy of this estimate: 1) geographic features and 2) the source of the population grid data.
The methodology does not take into account the specific geography of a city. Some geographic features, such as steep slopes, cliffs or bodies of water may lead to an underestimation of the population of the urban centre. This affects in particular cities with a small centre.
This method works best when a bottom up grid or high-resolution hybrid grid is available, both grids ensure that the population per km2 is very accurate. In the countries where such a grid is not yet available, LAU2 population had to be disaggregated based on land use data. This is called a top-down method, which is less accurate. It tends to underestimate the population cells with a moderate to high density and overestimate population in grid cells with a low population density. Due to this imprecision there remains a margin of error, especially for smaller centres.
Therefore, the national statistical institutes were asked if their smaller centres were correctly identified. In some cases, a few cities were added and in others some were dropped. These adjustments are intended to correct the limitations of the methodology and the data used. As a result, it should be seen as an enhancement of the harmonised approach and not as undermining it.
Adding urban centres just below the threshold
In eighteen countries, a total of 77 small cities without an urban centre of 50 000 inhabitants were added at the request of the national statistical institutes (NSI). In most countries, only one or two were added. In Germany, France, Portugal, and Italy more were added. All proposals were verified and only accepted if it either had an urban centre just below the threshold following the harmonised definition or if a national methodology did identify an urban centre of 50 000 inhabitants. Cities that did not conform to one of these two criteria were not added. In France, the national statistical institute used the same methodology but using grid cells of 200m by 200m. This allowed it to identify more small centres.
Dropping urban centres just above the threshold
In fourteen countries, a total of 69 urban centres were not included. Virtually all of these centres had a population just above the threshold. In most countries, only one or two centres were not included. In Germany, ten centres were dropped and in the UK twenty one. A number of reasons were used to drop a centre. In Germany smaller centres which lacked urban functions and had more out-commuting than in-commuting were dropped. In other countries, population decline in a city meant that the current population of the centre was below 50 000. In some cases, the centre was more a suburb of a neighbouring larger city.
Identifying the commuting zones
To identify the commuting zones, commuting shares were calculated based on the data collected by Eurostat from the 2001 Census Round held in SIRE (European infra-regional information system) for most countries.
There are a few exceptions:
- Poland used commuting data from 2006. The calculations were done by the Polish National Statistical Institute.
- Germany used commuting data for 2006 derived from the National Job Agency, which covers all employed persons with the exception of civil servants.
- In Latvia, commuting was derived from the State Revenue Service data. This worked for all Latvian cities except Riga. As all employment is assigned to the headquarters of a firm, the commuting to the capital was too inflated to be used to identify a commuting zone.
- For six countries, more census data was received to do the analysis: Bulgaria, Croatia, Hungary, Latvia, Slovakia and the UK.
- In Cyprus, only commuting data towards Lefkosia was available.
- The transnational commuting pattern in Luxembourg has not been captured in the commuting zone, where the entire country has been selected as the functional urban area (FUA).
- In four countries, no commuting data was available: Iceland, Lithuania, Malta, and Romania. In Malta, the main island was identified as the functional urban area (FUA). In Iceland, a 70 km buffer was used to identify the FUA. In Romania and Lithuania, the FUA were not revised. The initial FUAs follow the proposal of the two National Statistical Institutes.
The Spanish commuting zones have not yet been revised and will be revised following the publication of the 2011 commuting data from the census. The Hungarian commuting zones may also be updated following the publication of the 2011 census results.
Switzerland has not yet revised their commuting zones. It will revise them once new census data is available and political discussions on the appropriate extent have been concluded.
The following NSIs accepted the harmonised commuting zones without any significant modifications: Belgium, Bulgaria, Greece,Ireland, Estonia, France, Italy, the Netherlands, Poland, Slovakia, Slovenia, Finland and Sweden.
For data availability reasons, the commuting zones had to be constructed from LAU1s in the UK and the Czech Republic, and from NUTS3s in Germany and Denmark. Depending on the city, this means that match with the commuting zone varies from good to moderate. For more information on each fuctional urban area, see here.
Measuring the population of the urban centre
In most cases, the urban centre is completely contained by a single city (see Map 9). In this case, all the people living in the urban centre also live in the city, but (slightly) more people live in the city. This is the result which is easiest to explain. However, not all cities and centre combinations are that simple. This section explains how the centre population has been calculated in the five more complicated cases.
Centre stretches beyond the city boundaries
In some cases, a small share of the population of the urban centre lives outside the city limits (see Map 10). The population of the urban centre does include the population living outside the city. In some rare cases, this leads to the city having a smaller population than its urban centre.
A city with multiple centres
Some cities have multiple centres (see Map 11). In these cases, the urban centre population of that city is the sum of the urban centres (including the population of these centres outside the city limits).
Some cities have an urban centre that also covers the centre of a neighbouring city (see Map 12). In these cases, the population of the urban centre is split into two. The population of the urban centre within the city limits is attributed to that city.
The urban centre population outside the city limits is attributed grid cell by grid cell. Each grid cell of an urban centre outside a city is attributed to the city with the closest border.
Urban centres and greater cities
Some centres have such a large share of its population outsidethe city limits, a greater city level has been created (see Map 13 and 14).
The greater city functions exactly as a city. The total population of the urban centre is attributed to the greater city, including the population outside the greater city limits.
Cities inside a greater city, however, are only attributed the urban centre population inside their city limits. As a result, the Greater city of Milan has a very large urban centre population (the entire centre in Map 14), while the City of Milan has a much small urban centre population (only the centre coloured in pink in Map 14).
- Degree of urbanisation classification - 2011 revision (background article)
- Population grids
- Statistics on European cities
- Urban-rural typology (background article)
Further Eurostat information
- Eurostat Statistical Atlas (Chapter 12: European cities)
- Eurostat regional yearbook Chapters 12 and 13
- Population (t_populat), see:
- Demography (t_pop)
- Demography - Regional data (t_demoreg)
- Urban audit (urb), see:
- Cities and greater cities (urb_cgc)
- Larger urban zone (urb_luz)
Methodology / Metadata
- Urban audit (ESMS metadata file — urb_esms)
- Directorate-General for Regional and Urban Policy (DG REGIO)
- European Commission - Urban development
- Contiguity for high-density clusters does not include the diagonal (i.e. cells with only the corners touching).
- Gaps in the high-density clusters are filled using the majority rule iteratively. The majority rule means that if at least five out of the eight cells surrounding a cell belong to the same high-density cluster it will be added. This is repeated until no more cells are added.
- This step is not included in the non European cities.
- Surrounded is defined as sharing 100 % of its land border with the functional area.
- The negotiations with the National Statistical Institutes were based on a list of urban centres based on an earlier population grid. As a result, when the final urban centres were calculated some of the cities that were added at the request of the NSIs acquired an urban centre and some new urban centres appeared which had not been considered during the discussions. The list of cities will be revised once a complete 2011 population grid is available in 2015.
- In some cases, minor modifications were needed to accommodate changes in the LAU2 boundaries between 2001 and 2011. In a few cases, one or two LAU2s were changed to match a political relevant territory within strict statistical constraints.