Research and development (R&D) (rd)

National Reference Metadata in Single Integrated Metadata Structure (SIMS)

Compiling agency: Statistics Lithuania State Data Agency


Eurostat metadata
Reference metadata
1. Contact
2. Metadata update
3. Statistical presentation
4. Unit of measure
5. Reference Period
6. Institutional Mandate
7. Confidentiality
8. Release policy
9. Frequency of dissemination
10. Accessibility and clarity
11. Quality management
12. Relevance
13. Accuracy
14. Timeliness and punctuality
15. Coherence and comparability
16. Cost and Burden
17. Data revision
18. Statistical processing
19. Comment
Related Metadata
Annexes (including footnotes)



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1. Contact Top
1.1. Contact organisation

Statistics Lithuania

State Data Agency
1.2. Contact organisation unit

Knowledge Economy and Special Survey Statistics Division

1.5. Contact mail address

29 Gedimino Ave., LT-01500 Vilnius, Lithuania


2. Metadata update Top
2.1. Metadata last certified 24/10/2023
2.2. Metadata last posted 24/10/2023
2.3. Metadata last update 24/10/2023


3. Statistical presentation Top
3.1. Data description

Statistics on Government R&D (GOVERD) measure research and experimental development (R&D) performed in the Government sector, i.e. R&D expenditure and R&D personnel. In line with this objective the target population for the national R&D survey of the Government sector should consist of all R&D performing units (including all R&D performers – occasional and continuous, known and unknown - in all branches and size classes) belonging to this sector.

Main concepts and definitions used for the production of R&D statistics are given by the OECD (2015), Frascati Manual 2015: Guidelines for Collecting and Reporting Data on Research and Experimental Development, The Measurement of Scientific, Technological and Innovation Activities, which is the internationally recognised standard methodology for collecting R&D statistics and by the European Business Statistics Methodological Manual on R&D Statistics (EBS Methodological Manual on R&D Statistics). 

Since the beginning of 2021, the collection of R&D statistics is based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020. The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail. Statistics on science, technology and innovation were collected until the end of 2020 based on the Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology. 

3.2. Classification system
3.2.1. Additional classifications
Additional classification used Description
 Not used  
   
   
3.3. Coverage - sector

See below.

3.3.1. General coverage
Definition of R&D  Research and development (R&D) comprises creative work undertaken on a systematic basis in order to increase the stock of knowledge, including the knowledge of the human, culture and society, and the use of this stock of knowledge to devise new applications. R&D is a term covering three activities: basic research, applied research, and experimental development.
Fields of Research and Development (FORD)  6 major fields as listed in FM.
Socioeconomic objective (SEO by NABS)  
3.3.2. Sector institutional coverage
Government sector  No differences from Frascati Manual (FM).
Hospitals and clinics  Enterprise type centres classified in the BES. Non-teaching clinics and hospitals included in Government sector.
Inclusion of units that primarily do not belong to GOV  Not included.
3.3.3. R&D variable coverage
R&D administration and other support activities  No differences from Frascati Manual (FM).
External R&D personnel  No differences from Frascati Manual (FM).
Clinical trials  No differences from Frascati Manual (FM).
3.3.4. International R&D transactions
Receipts from rest of the world by sector - availability  Available
Payments to rest of the world by sector - availability  Not Available
3.3.5. Extramural R&D expenditures

According to the Frascati Manual, expenditure on extramural R&D (i.e. R&D performed outside the statistical unit) is not included in intramural R&D performance totals (FM, §4.12).

Data collection  on extramural R&D expenditure (Yes/No)  Data on extramural R&D is not collected
Method for separating extramural R&D expenditure from intramural R&D expenditure  Not apply
Difficulties to distinguish intramural from extramural R&D expenditure  -
3.4. Statistical concepts and definitions

See below.

3.4.1. R&D expenditure
Coverage of years  Calendar year
Source of funds   Source of funds follows the FM methodology.
Type of R&D  Basic research; Applied research; Experimental development
Type of costs  Current costs, R&D capital expenditure
Defence R&D - method for obtaining data on R&D expenditure  -
3.4.2. R&D personnel

See below.

3.4.2.1. R&D personnel – Head Counts (HC)
Coverage of years  31 December
Function  No difficulties
Qualification  No difficulties
Age  No difficulties
Citizenship   Not available from 2013
3.4.2.2. R&D personnel – Full Time Equivalent (FTE)
Coverage of years  Calendar year
Function  No difficulties
Qualification  Not collected
Age  Not collected
Citizenship  Not collected
3.4.2.3. FTE calculation

By FM recommendations.

3.4.2.4. R&D personnel - Cross-classification by function and qualification
Cross-classification Unit Frequency
 Available in HC for all sectors (excluding PNPs) yearly.    
     
     
3.5. Statistical unit

The statistical unit is the institutional unit as defined by Council Regulation (EEC) No 1993/696 of 15 March 1993.

3.6. Statistical population

See below.

3.6.1. National target population

The target population is the population for which inferences are made. The frame (or frames, as sometimes several frames are used) is a device that permits access to population units. The frame population is the set of population units which can be accessed through the frame and the survey data really refer to this population of institutional units.

The objective of the European R&D statistics is to cover all intramural R&D activities. In line with this objective, the target population for the national R&D survey of the Government Sector should consist of all R&D performing units (including known R&D performers or assumed to perform R&D). In practise however, countries in their R&D surveys might have difficulty in identifying R&D activities at the municipality level. 

 

  Target population when sample/census survey is used for collection of raw data Target population when administrative data or pre-compiled statistics are used
Definition of the national target population  Statistical Business Register used to define the target population  
Estimation of the target population size  44  
3.6.2. Frame population – Description

In ESS countries, the frame population for GOV R&D statistics is defined as the list of all the institutional units classified by the national accounts (ESA) as included in the General government (S.13), with the exclusion of those units included in the Higher education sector (HES).

 

Method used to define the frame population  The frame population comprises all units under the Government sector known or assumed to perform R&D activities. All the known R&D performers were covered.
Methods and data sources used for identifying a unit as known or supposed R&D performer   Data from previous statistical survey, media used to identify a unit known or assumed R&D performer. Register of scientific institution (Ministry of Science, Education and Sport) of R&D performers used and information from National budget account of Ministry of Finance
Inclusion of units that primarily do not belong to the frame population  No
Systematic exclusion of units from the process of updating the target population  -
Estimation of the frame population  44
3.7. Reference area

Not requested.

3.8. Coverage - Time

Not requested. See point 3.4.

3.9. Base period

Not requested. The base year for the unit Purchasing Power Standard (PPS) and PPS per inhabitant at constant prices is currently 2005. All calculations of non-basic unit (national currencies) are done by Eurostat.


4. Unit of measure Top

R&D expenditure – EUR thousand;

R&D personnel –  persons HC, FTE.


5. Reference Period Top

 Reference period is the calendar year.


6. Institutional Mandate Top
6.1. Institutional Mandate - legal acts and other agreements

See below.

6.1.1. European legislation
Legal acts / agreements Since the beginning of 2021, the collection of R&D statistics is based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020 laying down technical specifications and arrangements pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council on European business statistics repealing 10 legal acts in the field of business statistics. The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail. Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology was in force until the end of 2020. 
Nature of the “obligations” of responsible national organisations to produce statistics and report to international organisations  
6.1.2. National legislation
Existence of R&D specific statistical legislation  Yes, national R&D statistics governed by the general national statistical legislation
Legal acts  Annual Official Statistics Program, Law on Official Statistics
Obligation of responsible organisations to produce statistics (as derived from the legal acts)  YES
Right of responsible organisations to collect data – obligation of (natural / legal) persons to provide raw and administrative data (as derived from the legal acts)  YES
Obligation of responsible organisations to protect confidential information from disclosure  (as derived from the legal acts)  YES
Rights of access of third organisations / persons to data and statistics (as derived from the legal acts)  No access to confidential data.
Planned changes of legislation  No
6.1.3. Standards and manuals

- Frascati Manual 2015, Guidelines for Collecting and Reporting Data on Research and Experimental Development

- European Business Statistics Methodological Manual on R&D Statistics

6.2. Institutional Mandate - data sharing

Not requested.


7. Confidentiality Top
7.1. Confidentiality - policy

Confidentiality, being one of the process quality components, concerns the privacy of data providers (households, enterprises, administrations and other respondents), the confidentiality of the information they provide and the extent of its use for statistical purposes.

A property of data indicating the extent to which their unauthorised disclosure could be prejudicial or harmful to the interest of the source or other relevant parties.

 

a)       Confidentiality protection required by law:

 

 In the process of statistical data collection, processing and analysis and dissemination of statistical information, Statistics Lithuania fully guarantees confidentiality of the data submitted by respondents (households, enterprises, institutions, organisations and other statistical units), as defined in the Confidentiality policy guidelines of Statistics Lithuania.

b)       Confidentiality commitments of survey staff:

 

7.2. Confidentiality - data treatment

Statistical Disclosure Control Manual, approved by Order No DĮ-107 of 26 April 2022 of the Director General of Statistics Lithuania;

The State Data Governance Information System Data Security Regulations and Rules for the Secure Management of Electronic Information in the State Data Governance Information System, approved by Order No DĮ-202 of 27 August 2021 of the Director General of Statistics Lithuania.


8. Release policy Top
8.1. Release calendar

Statistical information is published on the Official Statistics Portal according to the Official Statistics Calendar.

8.2. Release calendar access

Official Statistics Calendar

8.3. Release policy - user access

Statistical information is prepared and disseminated under the principle of impartiality and objectivity, i.e. in a systematic, reliable and unbiased manner, following professional and ethical standards (the European Statistics Code of Practice), and the policies and practices followed are transparent to users and survey respondents.

All users have equal access to statistical information. All statistical information is published at the same time – at 9 a.m. on the day of publication of statistical information as indicated in the calendar on the Official Statistics Portal. Relevant statistical information is sent automatically to news subscribers.

The President and Prime Minister of the Republic of Lithuania, their advisers, the Ministers of Finance, Economy and Innovation, as well as Social Security and Labour of the Republic of Lithuania or their authorized persons, as well as, in exceptional cases, external experts and researchers have the right to receive early statistical information. The specified persons are entitled to receive statistical reports on GDP, inflation, employment and unemployment and other particularly relevant statistical reports one day prior to the publication of this statistical information on the Official Statistics Portal. Before exercising the right of early receipt of statistical information, a person shall sign an undertaking not to disseminate the statistical information received before it has been officially published.

Statistical information is published following the Official Statistics Dissemination Policy Guidelines and Statistical Information Dissemination and Communication Rules of Statistics Lithuania approved by Order No DĮ-176 of 2 July 2021 of the Director General of Statistics Lithuania.


9. Frequency of dissemination Top

Annual


10. Accessibility and clarity Top
10.1. Dissemination format - News release

See below.

10.1.1. Availability of the releases
  Availability (Y/N)1 Content, format, links, ...
Regular releases  Yes  A news release on R&D is published in 8 th of October, News release
Ad-hoc releases    

1) Y - Yes, N – No

10.2. Dissemination format - Publications

See below.

10.2.1. Availability of means of dissemination
Means of dissemination Availability (Y/N)1 Content, format, links, ...
General publication/article

(paper, online)

 Yes  Statistical information is published in publications ,,Business in Lithuania", ,,Lithuania in Figures", Publications
Specific paper publication (e.g. sectoral provided to enterprises)

(paper, online)

   

1) Y – Yes, N - No 

10.3. Dissemination format - online database

Statistical indicators are published in the Database of Indicators (Science and technology -> Research and development (R&D)).

10.3.1. Data tables - consultations

Not requested.

10.4. Dissemination format - microdata access

See below.

10.4.1. Provisions affecting the access
Access rights to the information  Only for research purpose.(anonymised data)
Access cost policy  -
Micro-data anonymisation rules  
10.5. Dissemination format - other

See below.

10.5.1. Metadata - consultations

Not requested.

10.5.2. Availability of other dissemination means
Dissemination means Availability (Y/N)1  Micro-data / Aggregate figures Comments
Internet: main results available on the national statistical authority’s website  Yes    Information in the web site of Statistics Lithuania: https://osp.stat.gov.lt/statistiniu-rodikliu-analize#/ Science and technology
 
 
Data prepared for individual ad hoc requests  Yes    Data provided on user request.
Other      

1) Y – Yes, N - No 

10.6. Documentation on methodology

Methodological documents are published on the Official Statistics Portal in the section Research and Development (R&D).

Guidelines for collecting and reporting data on research and experimental development Frascati Manual 2015

10.6.1. Metadata completeness - rate

Not requested.

10.7. Quality management - documentation

See below.

10.7.1. Information and clarity
Type(s) of data accompanying information available (metadata, graphs, quality reports, etc.)   Methodological documents: Users oriented quality report. (In Lithuanian and English language)
Request on further clarification, most problematic issues  No request
Measure to increase clarity  -
Impression of users on the clarity of the accompanying information to the data   positive


11. Quality management Top
11.1. Quality assurance

Quality of statistical information and its production process is ensured by the provisions of the European Statistics Code of Practice and ESS Quality Assurance Framework.

In 2007, a quality management system, conforming to the requirements of the international quality management system standard ISO 9001, was introduced at Statistics Lithuania. Main trends in activity of Statistics Lithuania aimed at quality management and continuous development in the institution are established in the Quality Policy.

Monitoring of the quality indicators of statistical processes and their results and self-evaluation of statistical survey managers is regularly carried out in order to identify areas which need improvement and to promptly eliminate shortcomings.

More information on assurance of quality of statistical information and its preparation is published in the Quality Management section on the Statistics Lithuania website.

11.2. Quality management - assessment

The quality of the statistical results shall meet the requirements of accuracy, timeliness and punctuality, comparability and consistency. The results are compared with the results of the previous year. Outliers are identified and analysed. In case of significant discrepancies, data providers are contacted and reasons are determined. If inaccuracies are detected, data are corrected. The GOV sector coverage is in accordance to the Frascati Manual. 

 


12. Relevance Top
12.1. Relevance - User Needs

See below.

12.1.1. Needs at national level
Users’ class1 Description of users Users’ needs
 1  European Commission (DGs, Secretariat
General), European Council, OECD
 Data for analysis
 1  Ministry of the Economy and Innovation, Ministry of
Education , Science and Sport, Government Strategic Analysis Center (STRATA)
 Data for the market analysis and formation R&D statistics policy
 4  Researchers and students  Data for the science works, analysis
 5  Enterprises and other business organisations  Data for the own market analysis, their marketing strategy

1)       Users' class codification

1- Institutions:
• European level: Commission (DGs, Secretariat General), Council, European Parliament, ECB, other European agencies etc.
• in Member States, at the national or regional level: Ministries of Economy or Finance, other ministries (for sectoral comparisons), National Statistical Institutes and other statistical agencies (norms, training, etc.), and
• International organisations: OECD, UN, IMF, ILO, etc.

2- Social actors: Employers’ associations, trade unions, lobbies, among others, at the European, national or regional level.

3- Media: International or regional media – specialized or for the general public – interested both in figures and analyses or comments. The media are the main channels of statistics to the general public.

4- Researchers and students (Researchers and students need statistics, analyses, ad hoc services, access to specific data.)

5- Enterprises or businesses (Either for their own market analysis, their marketing strategy (large enterprises) or because they offer consultancy services)

6- Other (User class defined for national purposes, different from the previous classes.)

12.2. Relevance - User Satisfaction

To evaluate if users' needs have been satisfied, the best way is to use user satisfaction surveys.

12.2.1. National Surveys and feedback
Conduction of a user satisfaction survey or any other type of monitoring user satisfaction  

Yes, overall satisfaction survey.

 

User satisfaction survey specific for R&D statistics  

No.

Short description of the feedback received  

Since 2005, user opinion surveys have been conducted on a regular basis. The Official Statistics Portal traffic is monitored, website visitor opinion polls, general opinion poll on the products and services of Statistics Lithuania, target user group opinion polls and other surveys are conducted.

In 2007, the compilation of a user satisfaction index was launched. The said surveys are aimed at the assessment of the overall demand for and necessity of statistical information in general and specific statistical indicators in particular.

More information on user opinion surveys and results thereof are published in the User Surveys section on the Statistics Lithuania website.

12.3. Completeness

See below.

12.3.1. Data completeness - rate

100 per cent of information produced in accordance with the Official Statistics Work Programme is published.

12.3.2. Completeness - overview

Completeness is assessed via comparison of the data delivered against the requirements of Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020. The Regulation (EU) stipulates periodicity of variables that should be provided, breakdowns and if they should be provided mandatory or on voluntary basis.

 

  5

(Very Good)

4

(Good)

3

(Satisfactory)

2

 (Poor)

1

(Very poor)

Reasons for missing cells

Preliminary variables    4        
Obligatory data on R&D expenditure    4        
Optional data on R&D expenditure      3      
Obligatory data on R&D personnel    4        
Optional data on R&D personnel      3      
Regional data on R&D expenditure and R&D personnel    4        

Criteria:

A) Obligatory data. Only 'Very Good' = 100%, Poor' >95%; 'Very Poor' <100% apply.

B) Optional data. 'Very Good' = 100%; 'Good' = >75%; 'Satisfactory' 50 to 75%%; 'Poor' 25 to 50%; 'Very Poor' 0 to 25%.

12.3.3. Data availability

See below.

12.3.3.1. Data availability - R&D Expenditure
  Availability1 Frequency of data collection Gap years – years with missing data Modifications - Description Modifications - Year of introduction Modifications - Reasons
Source of funds  Y-2000  Annual        
Type of R&D  Y-1996  Annual        
Type of costs  Y-1996  Annual        
Socioeconomic objective  Y-2002  Annual        
Region  Y-2015  Annual    Lithuania NUTS2  2018  Lithuania NUTS2
FORD  Y-1996  Annual        
Type of institution            

1) Y-start year, N – data not available

12.3.3.2. Data availability - R&D Personnel (HC)
  Availability1 Frequency of data collection Gap years – years with missing data Modifications - Description Modifications - Year of introduction Modifications - Reasons
Sex  Y-2000  Annual        
Function  Y-1996  Annual        
Qualification  Y-1996  Annual        
Age  Y-1996  Annual        
Citizenship  Y-2003  Annual  Not collected from 2013      
Region  Y-2015  Annual    Lithuania NUTS2  2018  Lithuania NUTS2
FORD  Y-1996  Annual        
Type of institution  N          

1) Y-start year, N – data not available

12.3.3.3. Data availability - R&D Personnel (FTE)
  Availability1 Frequency of data collection Gap years – years with missing data Modifications - Description Modifications - Year of introduction Modifications - Reasons
Sex  Y-2000  Annual        
Function  Y-1996  Annual        
Qualification  N          
Age  N          
Citizenship  N          
Region  Y-2015  Annual    Lithuania NUTS2  2018  Lithuania NUTS2
FORD  Y-1996  Annual        
Type of institution  N          

1) Y-start year, N – data not available

12.3.3.4. Data availability - other
Additional dimension/variable available at national level1) Availability2  Frequency of data collection Breakdown variables Combinations of breakdown variables Level of detail
 No          
           
           
           
           

1) This question is optional. It refers to variables and breakdowns NOT asked by the Commission Implementing Regulation (EU) No 2020/1197 (neither as 'optional').

2) Y-start year


13. Accuracy Top
13.1. Accuracy - overall

Accuracy in the statistical sense denotes the closeness of computations or estimates to the exact or true values. Statistics are not equal with the true values because of variability (the statistics change from implementation to implementation of the survey due to random effects) and bias (the average of the possible values of the statistics from implementation to implementation is not equal to the true value due to systematic effects).

 

Several types of statistical errors occur during the survey process. The following typology of errors has been adopted:

1. Sampling errors. These only affect sample surveys. They are due to the fact that only a subset of the population, usually randomly selected, is enumerated.

2. Non-sampling errors. Non-sampling errors affect sample surveys and complete enumerations alike and comprise:

a) Coverage errors,

b) Measurement errors,

c) Non response errors and

d) Processing errors.

 

Model assumption errors should be treated under the heading of the respective error they are trying to reduce.

13.1.1. Accuracy - Overall by 'Types of Error'
  Sampling errors Non-sampling errors1) Model-assumption Errors1) Perceived direction of the error2)
Coverage errors Measurement errors Processing errors Non response errors
Total intramural R&D expenditure  -  4  5  -  -    +/-
Total R&D personnel in FTE  -  -  4  5  -    +/-
Researchers in FTE  -  -  4  5  -    +/-

1)  Ranking of the type(s) of errors that result in over/under-estimation, from the most important source of error (1) to the least important source of error (5). In the event that errors of a particular type do not exist, is used the sign ‘-‘.

2)  The perceived direction of the ‘overall’ error using the signs “+” for over estimation, “-” for under estimation and “+/-” when assumption of the direction of the error cannot be made for R&D.

13.1.2. Assessment of the accuracy with regard to the main indicators
Indicators 5

(Very Good)1

4

(Good)2

3

(Satisfactory)3

2

(Poor)4

1

(Very poor)5

Total intramural R&D expenditure    x      
Total R&D personnel in FTE    x      
Researchers in FTE    x      

1) 'Very Good' = High level of coverage (annual rate of substitution in the target population lower than 5%). High average rates of response (>80%) in census and sample surveys. Full data consistency with reference to totals and relationships between variables in the dataset sent to Eurostat.  

2) 'Good' = In the event that at least one out of the three criteria described above would not be fully met.

3) 'Satisfactory' = In the event that the average rate of response would be lower than 60% even by meeting the two remaining criteria.

4) 'Poor' = In the event that the average rate of response would be lower than 60% and at least one of the two remaining criteria would not be met.

5) 'Very Poor' = If all the three criteria are not met.

13.2. Sampling error

That part of the difference between a population value and an estimate thereof, derived from a random sample, which is due to the fact that only a subset of the population is enumerated.

13.2.1. Sampling error - indicators

The main indicator used to measure sampling errors is the coefficient of variation (CV). 
Definition of coefficient of variation: 
CV= (Square root of the estimate of the sampling variance) / (Estimated value)

13.2.1.1. Variance Estimation Method

Census survey.

13.2.1.2. Coefficient of variation for R&D expenditure by source of funds
Source of funds R&D expenditure
Business enterprise  -
Government  -
Higher education  -
Private non-profit  -
Rest of the world  -
Total  -
13.2.1.3. Coefficient of variation for R&D expenditure by function and qualification
    R&D personnel (FTE)
Function Researchers  -
Technicians  -
other support staff  -
Qualification ISCED 8  -
ISCED 5-7  -
ISCED 4 and below  -
13.3. Non-sampling error

Non-sampling errors occur in all phases of a survey. They add to the sampling errors (if present) and contribute to decreasing overall accuracy. It is important to assess their relative weight in the total error and devote appropriate resources for their control and assessment.

13.3.1. Coverage error

Coverage errors are due to divergences between the target population and the frame population. The frame population is the set of target population members that has a chance to be selected into the survey sample. It is a listing of all items in the population from which the sample is drawn that contains contact details as well as sufficient information to perform stratification and sampling.

 

a)       Description/assessment of coverage errors : The coverage errors were not detected.

 

 

b)      Measures taken to reduce their effect: No need of such measures.

 

 

c)       Share of PNP (if PNP is included in GOV): 0 PNP is not included in GOV.

 

13.3.1.1. Over-coverage - rate

Not requested.

13.3.1.2. Common units - proportion

Not requested.

13.3.2. Measurement error

Measurement errors occur during data collection and generate bias by recording values different than the true ones (e.g. difficulty to distinguish intramural from extramural R&D Expenditure). The survey questionnaire used for data collection may have led to the recording of wrong values, or there may be respondent or interviewer bias.

 

a)       Description/assessment of measurement errors: No errors known.

 

 

b)      Measures taken to reduce their effect: If there are errors in data we contact respondents by telephone.

 

13.3.3. Non response error

Non-response occurs when a survey failed to collect data on all survey variables from all the population units designated for data collection in a sample or complete enumeration.

There are two elements of non-response:

-Unit non-response which occurs when no data (or so little as to be unusable) are collected on a designated population unit.

-Item non-response which occurs when data only on some, but not all survey variables are collected on a designated population unit.

The extent of response (and accordingly of non response) is also measured with response rates. 

13.3.3.1. Unit non-response - rate

The main interest is to judge if the response from the target population was satisfactory by computing the un-weighted response rate.

Definition: Eligible are the survey units which indeed belong to the target population. Frame imperfections always leave the possibility that some units may not belong to the target population. Moreover, when there is no contact with certain units and no other way to establish their eligibility they are characterised as ‘unknown eligibility units’.

Un-weighted Unit Non- Response Rate = 1 - (Number of units with a response) / (Total number of eligible and unknown eligibility units in the survey) 

13.3.3.1.1. Un-weighted unit non-response rate
Number of units with a response in the survey Total number of units in the survey Unit non-response rate (Un-weighted)
 44  44  0
13.3.3.2. Item non-response - rate

Definition:
Un-weighted Item Non-Response Rate (%) = 1-(Number of units with a response for the item) / (Total number of eligible , for the item, units in the sample) * 100

13.3.3.2.1. Un-weighted item non-response rate
R&D variable/breakdown Item non-response rate (un-weighted) (%) Comments
 All variables 0%  mandatory questions
     
     
13.3.3.3. Measures to increase response rate

Written reminders for respondents.

13.3.4. Processing error

Between data collection and the beginning of statistical analysis, data must undergo a certain processing: coding, data entry, data editing, imputation, etc. Errors introduced at these stages are called processing errors. Data editing identifies inconsistencies or errors in the data.

13.3.4.1. Identification of the main processing errors
Data entry method applied   Primary R&D data entry into database using e.questionnaires
Estimates of data entry errors  There are very little processing errors in the R&D data.
Variables for which coding was performed  -
Estimates of coding errors  -
Editing process and method  To ensure the quality of statistical data, the statistical database is checked. The error protocol is checked, completeness of the entered statistical data is analyzed, and relationships between the indicators are analyzed. The check determines whether data meet mathematical and logical control conditions. After collecting all data, the data is checked again: a comparative analysis is performed between the data provided by respondents and information available from other sources, exceptions to the quantitative indicators are identified, the data set is compared with the previous period, inaccuracies are assessed. In case of deviations, reasons for them are explained and, if necessary, respondents are contacted. Data are corrected if inaccuracies are identified.
Procedure used to correct errors  Re-contact with information provider
13.3.5. Model assumption error

Not requested.


14. Timeliness and punctuality Top
14.1. Timeliness

Timeliness and punctuality refer to time and dates, but in a different manner: the timeliness of statistics reflects the length of time between their availability and the event or phenomenon they describe. Punctuality refers to the time lag between the release date of the data and the target date on which they should have been delivered, with reference to dates announced in the official release calendar.

14.1.1. Time lag - first result

Time lag between the end of reference period and the release date of the results:
Indicator: (Release date of provisional/ first results) - (Date of reference for the data)

 

a) End of reference period:

b) Date of first release of national data: 18 of June (T+6)

c) Lag (days):

14.1.2. Time lag - final result

a) End of reference period:

b) Date of first release of national data: 18 of June (T+6)

c) Lag (days):

14.2. Punctuality

Punctuality refers to the time lag between the release date of data and the target date on which they were scheduled for release as announced officially.

14.2.1. Punctuality - delivery and publication

Punctuality of time schedule of data release = (Actual date of the data release) - (Scheduled date of the data release)

14.2.1.1. Deadline and date of data transmission
  Transmission of provisional data Transmission of final data
Legally defined deadline of data transmission (T+_ months) 10 18
Actual date of transmission of the data (T+x months)  T+10  T+18
Delay (days)     
Reasoning for delay    


15. Coherence and comparability Top
15.1. Comparability - geographical

See below.

15.1.1. Asymmetry for mirror flow statistics - coefficient

Not requested.

15.1.2. General issues of comparability

Comparable.

15.1.3. Survey Concepts Issues

The following table lists a number of key survey concepts and conceptual issues; it gives reference to the Commission Implementing Regulation (EU) No 2020/1197, Frascati manual and EBS Methodological Manual on R&D Statistics paragraphs with recommendations about these concepts / issues.

 

Concept / Issues Reference to recommendations Deviation from recommendations Comments on national definition / Treatment – deviations from recommendations
R&D personnel FM2015 Chapter 5 (mainly paragraph 5.2).  No  
Researcher FM2015, § 5.35-5.39.  No  
Approach to obtaining Headcount (HC) data FM2015, § 5.58-5.61 (in combination with  Eurostat's EBS Methodological Manual on R&D Statistics).  No  
Approach to obtaining FTE data FM2015, § 5.49-5.57 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  No  
Reporting data according to formula: Total R&D personnel = Internal R&D personnel + External R&D personnel FM2015, §5.25  No  
Intramural R&D expenditure FM2015, Chapter 4 (mainly paragraph 4.2).  No  
Statistical unit FM2015, § 8.64-8.65 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  No  
Target population FM2015, § 8.63 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  No  
Sector coverage FM2015, § 8.2-8.13 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  No  
Hospitals and clinics FM2015, § 8.22 and 8.34  No  
Borderline research institutions FM2015, § 8.14-8.23 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics). No   
Fields of research & development coverage and breakdown Reg. 2020/1197 : Annex 1, Table 18  No  
Socioeconomic objectives coverage and breakdown Reg. 2020/1197 : Annex 1, Table 18  No  
Reference period Reg. 2020/1197 : Annex 1, Table 18  No  
15.1.4. Deviations from recommendations

The following table lists a number of key methodological issues, which may affect the international comparability of national R&D statistics. The table gives the references in the Frascati manual, where related recommendations are made. Countries are asked to report on the existence of any deviations from existing recommendations and comment upon.

Methodological issues Deviation from recommendations Comments on national treatment / treatment deviations from recommendations
Data collection method  No  Data collection is realized through annual R&D survey
Survey questionnaire / data collection form  No  R&D questionnaire electronic, online.
Cooperation with respondents  No  three times to writer e-mail reminders to non-respondents
Data processing methods  No  
Treatment of non-response  No  
Variance estimation  No  Census survey
Data compilation of final and preliminary data  No  Census survey (no differences between preliminary and final data)
15.2. Comparability - over time

See below.

15.2.1. Length of comparable time series

See below.

15.2.2. Breaks in time series
  Length  of comparable time series  Break years1 Nature of the breaks
R&D personnel (HC)  1996  No  
  Function  1996  No  
  Qualification  1996  No  
R&D personnel (FTE)  1996  No  
  Function  1996  No  
  Qualification  -    
R&D expenditure  1996  No  
Source of funds  2000  No  
Type of costs  1996  No  
Type of R&D  1996  No  
Other  -    

1)       Breaks years are years for which data are not fully comparable to the previous period.

15.2.3. Collection of data in the even years

Data collected annualy

15.3. Coherence - cross domain

This part deals with any national coherence assessments which may have been undertaken. It reports results for variables which are the same or relevant to R&D statistics, from other national surveys and / or administrative sources and explains and comments on their degree of agreement with R&D statistics.

15.3.1. Coherence - sub annual and annual statistics

Not requested.

15.3.2. Coherence - National Accounts

The indicators of institutional sectors are internally coherent.

15.3.3. National Coherence Assessments
Variable name R&D Statistics - Variable Value Other national statistics - Variable value Other national statistics - Source Difference in values (of R&D statistics) Explanation of / comments on difference
 not available          
           
           
           
           
           
15.4. Coherence - internal

See below.

15.4.1. Comparison between preliminary and final data

This part compares key R&D variables as preliminary and final data.

 

  Total R&D expenditure – GOVERD (in 1000 of national currency) Total R&D personnel (in FTEs) Total number of researchers  (in FTEs)
Preliminary data (delivered at T+10)  98223  2326  1691
Final data (delivered T+18)  98223  2326  1691
Difference (of final data)  0  0  0
15.4.2. Consistency between R&D personnel and expenditure
  Average remuneration (cost¨in national currency)
Consistency between FTEs of internal R&D personnel and R&D labour costs (1) Not available.
Consistency between FTEs of external R&D personnel and other current costs for external R&D personnel (2)  Not available.

(1)    Calculate the average remuneration (cost) of individuals belonging to the internal R&D personnel, excluding those who are only formally ‘employees’ (university students, grant holders, etc.).

(2)    Calculate the average remuneration (cost) of individuals belonging to the external R&D personnel (FTEs/other current R&D costs for external R&D personnel).


16. Cost and Burden Top

The assessment of costs associated with a statistical product is a rather complicated task since there must exist a mechanism for appointing portions of shared costs (for instance shared IT resources and dissemination channels) and overheads (office space, utility bills etc). The assessment must become detailed and clear enough so that international comparisons among agencies of different structures are feasible. 

16.1. Costs summary
  Costs for the statistical authority (in national currency) % sub-contracted1)
Staff costs    no sub-contracted
Data collection costs    
Other costs    
Total costs    
Comments on costs
 Not separately available

1)       The shares of the figures given in the first column that are accounted for by payments to private firms or other Government agencies.

16.2. Components of burden and description of how these estimates were reached
  Value Computation method
Number of Respondents (R)  44  
Average Time required to complete the questionnaire in hours (T)1  6 hours 38 min.   
Average hourly cost (in national currency) of a respondent (C)    
Total cost    

1)        T = the time required to provide the information, including time spent assembling information prior to completing a form or taking part in interview and the time taken up by any subsequent contacts after receipt of the questionnaire (‘Re-contact time’)


17. Data revision Top
17.1. Data revision - policy

Not requested.

17.2. Data revision - practice

Not requested.

17.2.1. Data revision - average size

Not requested.


18. Statistical processing Top
18.1. Source data

Several separate activities are used for the collection of raw data or pre-compiled administrative data and statistics related to R&D. For simplicity, we call them surveys irrespective of whether they are sample surveys, censuses, collections of administrative data/pre-compiled statistics. This section presents the names of the surveys by sector of performance as well as methodological information for each survey. Depending on the type of survey and sector of performance, only the sections corresponding to that survey and sector are filled in.

18.1.1. Data source – general information
Survey name  Moksliniu tyrimu ir eksperimentines pletros aukstojo mokslo ir valdzios sektoriuose statistinis tyrimas /  R&D survey in HES and GOV sectors
Type of survey  Target selection survey
Combination of sample survey and census data  -
Combination of dedicated R&D and other survey(s)  -
    Sub-population A (covered by sampling)  -
    Sub-population B (covered by census)  -
Variables the survey contributes to   R&D variables requested by the European regulation. The number of R&D personnel (HC) by field of science, by categories of R&D personnel, by gender, by level of formal qualification, researchers by age and gender. Employment (FTE) R&D personnel. The intramural expenditure by sources of funds, by type of costs, by type of R&D activities, by socio-economic objectives.
Survey timetable-most recent implementation  Data collection date: at the beginning of April
Final data: 18 of June
18.1.2. Sample/census survey information
  Stage 1 Stage 2 Stage 3
Sampling unit      
Stratification variables (if any - for sample surveys only)      
Stratification variable classes      
Population size      
Planned sample size      
Sample selection mechanism (for sample surveys only)      
Survey frame  updated list of R&D performers    
Sample design  List of potential R&D performers    
Sample size  44    
Survey frame quality      
18.1.3. Information on collection of administrative data or of pre-compiled statistics
Source  No
Description of collected data / statistics  -
Reference period, in relation to the variables the survey contributes to  -
18.2. Frequency of data collection

See 12.3.3.

18.3. Data collection

See below.

18.3.1. Data collection overview
Information provider  Government research institutes, national research centres, museums, etc
Description of collected information  Data on personnel engaged in R&D activities and R&D expenditure
Data collection method   The data are collected via the electronic statistical data preparation and transfer system e-Statistics.
Time-use surveys for the calculation of R&D coefficients  -
Realised sample size (per stratum)  target sample survey; 44 institutions
Mode of data collection (face-to-face interviews; telephone interviews; postal surveys, etc.)  survey
Incentives used for increasing response  -
Follow-up of non-respondents  Postal reminders, phone and e-mail reminding
Replacement of non-respondents (e.g. if proxy interviewing is employed)  -
Response rate (ratio of completed "interviews" over total number of eligible enterprises or enterprises of unknown eligibility)  Response rate 100 per cent.
Non-response analysis (if applicable -- also see section 18.5.4 Data compilation - Weighting and Estimation methods)  -
18.3.2. Questionnaire and other documents
Annex Name of the file
R&D national questionnaire and explanatory notes in English:  
R&D national questionnaire and explanatory notes in the national language:  MDV-01_metine.pdf The statistical report form is published at the following address: http://estatistika.stat.gov.lt/statistiniu-ataskaitu-formos.html (only in Lithuanian).
Other relevant documentation of national methodology in English:  
Other relevant documentation of national methodology in the national language:  The process of preparation of statistical information is described in the Methodology of statistical survey on research and development (only in Lithuanian).
18.4. Data validation

To ensure the quality of statistical data, the statistical database is checked. The error protocol is checked, completeness of the entered statistical data is analyzed, and relationships between the indicators are analyzed. The check determines whether data meet mathematical and logical control conditions. After collecting all data, the data is checked again: a comparative analysis is performed between the data provided by respondents and information available from other sources, exceptions to the quantitative indicators are identified, the data set is compared with the previous period, inaccuracies are assessed. In case of deviations, reasons for them are explained and, if necessary, respondents are contacted. Data are corrected if inaccuracies are identified.

18.5. Data compilation

See below.

18.5.1. Imputation - rate

No imputation.

18.5.2. Data compilation methods
Data compilation method - Final data (between the survey years)  Annual survey
Data compilation method - Preliminary data  Preliminary R&D statistics are calculated from annual  survey data
18.5.3. Measurement issues
Method of derivation of regional data  Sample on NUTS 2
Coefficients used for estimation of the R&D share of more general expenditure items  -
Inclusion or exclusion of VAT and provisions for depreciation in the measurement of expenditures  VAT excluded.
Differences between national and Frascati Manual classifications not mentioned above and impact on national statistics  No differences
18.5.4. Weighting and estimation methods
Description of weighting method  -
Description of the estimation method  -
18.6. Adjustment

Not requested.

18.6.1. Seasonal adjustment

Not requested.


19. Comment Top


Related metadata Top


Annexes Top