Research and development (R&D) (rd)

National Reference Metadata in Single Integrated Metadata Structure (SIMS)

Compiling agency: Czech Statistical Office


Eurostat metadata
Reference metadata
1. Contact
2. Metadata update
3. Statistical presentation
4. Unit of measure
5. Reference Period
6. Institutional Mandate
7. Confidentiality
8. Release policy
9. Frequency of dissemination
10. Accessibility and clarity
11. Quality management
12. Relevance
13. Accuracy
14. Timeliness and punctuality
15. Coherence and comparability
16. Cost and Burden
17. Data revision
18. Statistical processing
19. Comment
Related Metadata
Annexes (including footnotes)



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1. Contact Top
1.1. Contact organisation

Czech Statistical Office

1.2. Contact organisation unit

Society Development Statistics Department

1.5. Contact mail address

Na padesatem 81

100 82  Praha 10

Czech Republic


2. Metadata update Top
2.1. Metadata last certified 29/12/2023
2.2. Metadata last posted 29/12/2023
2.3. Metadata last update 29/12/2023


3. Statistical presentation Top
3.1. Data description

Statistics on Government R&D (GOVERD) measure research and experimental development (R&D) performed in the Government sector, i.e. R&D expenditure and R&D personnel. In line with this objective the target population for the national R&D survey of the Government sector should consist of all R&D performing units (including all R&D performers – occasional and continuous, known and unknown - in all branches and size classes) belonging to this sector.

Main concepts and definitions used for the production of R&D statistics are given by the OECD (2015), Frascati Manual 2015: Guidelines for Collecting and Reporting Data on Research and Experimental Development, The Measurement of Scientific, Technological and Innovation Activities, which is the internationally recognised standard methodology for collecting R&D statistics and by the European Business Statistics Methodological Manual on R&D Statistics (EBS Methodological Manual on R&D Statistics). 

Since the beginning of 2021, the collection of R&D statistics is based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020. The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail. Statistics on science, technology and innovation were collected until the end of 2020 based on the Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology. 

3.2. Classification system
3.2.1. Additional classifications
Additional classification used Description
 GEONOM  used in table 429 (researchers by citizenship)
   
   
3.3. Coverage - sector

See below.

3.3.1. General coverage
Definition of R&D  In line with FM2015 definition. 
Fields of Research and Development (FORD)  One main field of R&D is attributed to each unit, but many units is active in more than one field. 
Socioeconomic objective (SEO by NABS)  Socio-economic objectives were not surveyed in R&D questionnaire. Socio-economic objectives are included in GBARD.
3.3.2. Sector institutional coverage
Government sector  This sector includes research institutes and centres as well as some hospitals, museums and other departments or establishments of government.
Hospitals and clinics  All university hospitals are included in HES according to Frascati Manual guidelines. Other hospitals are part of government sector.
Inclusion of units that primarily do not belong to GOV  No.
3.3.3. R&D variable coverage
R&D administration and other support activities  No deviations from FM.
External R&D personnel  External R&D personnel are persons working on special agreement to complete a job. Renumeration is included in other current costs. External R&D personnel are not published for Head count.
Clinical trials  Corresponds to Frascati Manual. Clinical trials in phase 1, 2 and 3 are included.
3.3.4. International R&D transactions
Receipts from rest of the world by sector - availability  In the question on funding of R&D the following categories can be distinguished:
- foreign enterprises, by EU, by international organisations, other foreign sources.
Payments to rest of the world by sector - availability  Table 496 of R&D questionnaire. Extramural R&D expenditures are surveyed only for R&D performing units.
3.3.5. Extramural R&D expenditures

According to the Frascati Manual, expenditure on extramural R&D (i.e. R&D performed outside the statistical unit) is not included in intramural R&D performance totals (FM, §4.12).

Data collection  on extramural R&D expenditure (Yes/No)  YES. Only extramural R&D expenditure of R&D performing units.
Method for separating extramural R&D expenditure from intramural R&D expenditure  Extramural R&D expenditure are asked in separate table 496 in R&D questionnaire.
Difficulties to distinguish intramural from extramural R&D expenditure  For distinguishing extramural R&D expenditure from intramural we have separate table 496 in R&D questionnaire.
3.4. Statistical concepts and definitions

See below.

3.4.1. R&D expenditure
Coverage of years  Calendar year
Source of funds  Table 128b in R&D questionnaire. Data for transfer/exchange funds are not collected. Variables in 128a: Business Enterprise sector, public funds, funds of HES, private non-profit sector and sources from abroad: business enterprises, funds of the European Union and European Commission, other public sources (NATO, OECD, UNO and others), other sources.
Type of R&D  Table 129 in R&D questionnaire (3 types: basic research, applied research, experimental development)
Type of costs  Table 127 in R&D questionnaire current costs are divided into labour costs of employees, labour costs of persons with short term contracts and other current costs; capital expenditure are divided into land and buildings, instruments and equipment, intangible fixed assets).
Defence R&D - method for obtaining data on R&D expenditure  Not specified. For Defence R&D is considered R&D of units in NACE 254, 304, 84.
3.4.2. R&D personnel

See below.

3.4.2.1. R&D personnel – Head Counts (HC)
Coverage of years  End of the year
Function  Table 125 in R&D questionnaire.
Qualification  not surveyed (surveyed not annualy but every 5 years) - last time surveyd in 2020 for researchers in HC. In R&D questionnaire were used these 4 categories of ISCED 11: 8, 7, 6, 5 and below.
Age  not surveyed (surveyed not annualy but every 5 years) - last time surveyd in 2020 for researchers in HC. In R&D questionnaire were used these 6 categories: 24 and less, 25-34, 35-44, 45-54, 55-64, 65 and more.
Citizenship  Table 429 in R&D questionnaire (researchers in HC)
3.4.2.2. R&D personnel – Full Time Equivalent (FTE)
Coverage of years  calendar year
Function  Table 125 in R&D questionnaire
Qualification   not surveyed - actually surveyed only for HC (every five years)
Age   not surveyed - actually surveyed only for HC (every five years)
Citizenship   not surveyed - actually surveyed only for HC (annualy)
3.4.2.3. FTE calculation

Number of R&D personnel (FTE) is filled by respondent. In the explanatory notes there are examples how FTEs can be derived from headcounts. But respondents usually don´t have records of FTE of their R&D personnel, so they use qualified guess.

3.4.2.4. R&D personnel - Cross-classification by function and qualification
Cross-classification Unit Frequency
 occupation (researchers) & qualification (table 126b in R&D  questionnaire – 4 levels of education)  HC  Every 5 years (2020, next will be 2025)
     
     
3.5. Statistical unit

The statistical unit is the institutional unit as defined by Council Regulation (EEC) No 1993/696 of 15 March 1993.

3.6. Statistical population

See below.

3.6.1. National target population

The target population is the population for which inferences are made. The frame (or frames, as sometimes several frames are used) is a device that permits access to population units. The frame population is the set of population units which can be accessed through the frame and the survey data really refer to this population of institutional units.

The objective of the European R&D statistics is to cover all intramural R&D activities. In line with this objective, the target population for the national R&D survey of the Government Sector should consist of all R&D performing units (including known R&D performers or assumed to perform R&D). In practise however, countries in their R&D surveys might have difficulty in identifying R&D activities at the municipality level. 

 

  Target population when sample/census survey is used for collection of raw data Target population when administrative data or pre-compiled statistics are used
Definition of the national target population  All government sector institutions known or supposed to perform R&D. Data for institutions are gathered by R&D workplaces with continuous or occasional R&D activities regardless of their size and economic activity (NACE).  
Estimation of the target population size  180 institutions  
3.6.2. Frame population – Description

In ESS countries, the frame population for GOV R&D statistics is defined as the list of all the institutional units classified by the national accounts (ESA) as included in the General government (S.13), with the exclusion of those units included in the Higher education sector (HES).

 

Method used to define the frame population  The frame population are institutions in S.13 (without NACE 854 and university hospitals).
Methods and data sources used for identifying a unit as known or supposed R&D performer  

We use these information sources:

- Business register - the Czech Statistical Office
- last year population of government sector institutions from our R&D survey - the Czech Statistical Office
- institutions that receive grants from national public funds - information system of Research, Development and Innovation Council, an advisory body to the Government of the Czech Republic.
- institutions that receive grants from EU structural funds - information system of Ministry of regional Development CZ
- License survey - the Czech Statistical Office
- Patent statistics - Intelectual Property Office CR

Inclusion of units that primarily do not belong to the frame population  No
Systematic exclusion of units from the process of updating the target population  No systematic exclusion
Estimation of the frame population   All S.13 institutions in business register (without NACE854 and university hospitals).
3.7. Reference area

Not requested.

3.8. Coverage - Time

Not requested. See point 3.4.

3.9. Base period

Not requested. The base year for the unit Purchasing Power Standard (PPS) and PPS per inhabitant at constant prices is currently 2005. All calculations of non-basic unit (national currencies) are done by Eurostat.


4. Unit of measure Top

R&D personnel - HC, FTE

R&D expenditure - thousand CZK


5. Reference Period Top

2021 - calendar year


6. Institutional Mandate Top
6.1. Institutional Mandate - legal acts and other agreements

See below.

6.1.1. European legislation
Legal acts / agreements Since the beginning of 2021, the collection of R&D statistics is based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020 laying down technical specifications and arrangements pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council on European business statistics repealing 10 legal acts in the field of business statistics. The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail. Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology was in force until the end of 2020. 
Nature of the “obligations” of responsible national organisations to produce statistics and report to international organisations  Mandatory for Czech Statistical Office.
6.1.2. National legislation
Existence of R&D specific statistical legislation  general national statistical legislation
Legal acts  Act No 89/1995 Sb on the State Statistical Service
Obligation of responsible organisations to produce statistics (as derived from the legal acts)  yes
Right of responsible organisations to collect data – obligation of (natural / legal) persons to provide raw and administrative data (as derived from the legal acts)  yes
Obligation of responsible organisations to protect confidential information from disclosure  (as derived from the legal acts)  yes
Rights of access of third organisations / persons to data and statistics (as derived from the legal acts)  yes
Planned changes of legislation  no
6.1.3. Standards and manuals

- Frascati Manual 2015, Guidelines for Collecting and Reporting Data on Research and Experimental Development

- European Business Statistics Methodological Manual on R&D Statistics

6.2. Institutional Mandate - data sharing

Not requested.


7. Confidentiality Top
7.1. Confidentiality - policy

Confidentiality, being one of the process quality components, concerns the privacy of data providers (households, enterprises, administrations and other respondents), the confidentiality of the information they provide and the extent of its use for statistical purposes.

A property of data indicating the extent to which their unauthorised disclosure could be prejudicial or harmful to the interest of the source or other relevant parties.

 

a)       Confidentiality protection required by law: Yes, derived from Act No 89/1995 Sb on the State Statistical Service.

 

 

b)       Confidentiality commitments of survey staff: Yes, derived from Act No 89/1995 Sb on the State Statistical Service.

 

7.2. Confidentiality - data treatment

Protection of confidential data – Data are considered confidential if data is individual or data of one institution is highly dominant.


8. Release policy Top
8.1. Release calendar

R&D data in Czechia are realesed in October (T+10). At about the same time, data are provided to Eurostat.

8.2. Release calendar access

no release calendar for R&D data

8.3. Release policy - user access

Press conference in October. On this occasion data are released for public (tables on website).


9. Frequency of dissemination Top

twice a year: press conference in October; publication in January


10. Accessibility and clarity Top
10.1. Dissemination format - News release

See below.

10.1.1. Availability of the releases
  Availability (Y/N)1 Content, format, links, ...
Regular releases  Y  press conference
Ad-hoc releases  N  

1) Y - Yes, N – No

10.2. Dissemination format - Publications

See below.

10.2.1. Availability of means of dissemination
Means of dissemination Availability (Y/N)1 Content, format, links, ...
General publication/article

(paper, online)

 Y  paper and online (publication is in Czech language only) - published in January
Specific paper publication (e.g. sectoral provided to enterprises)

(paper, online)

 N  

1) Y – Yes, N - No 

10.3. Dissemination format - online database

Czech statistical office public database: https://vdb.czso.cz/vdbvo2/faces/en/index.jsf?page=statistiky#katalog=30851

10.3.1. Data tables - consultations

Not requested.

10.4. Dissemination format - microdata access

See below.

10.4.1. Provisions affecting the access
Access rights to the information  Microdata available only for scientific purposes.
Access cost policy  
Micro-data anonymisation rules  Microdata are anonymised (randomly generated code for R&D performing units). Microdata are accesible only in „Safe Center“ of Czech statistical office.
10.5. Dissemination format - other

See below.

10.5.1. Metadata - consultations

Not requested.

10.5.2. Availability of other dissemination means
Dissemination means Availability (Y/N)1  Micro-data / Aggregate figures Comments
Internet: main results available on the national statistical authority’s website  Y  Aggregate figures  https://www.czso.cz/csu/czso/statistika_vyzkumu_a_vyvoje
Data prepared for individual ad hoc requests  Y  Aggregate figures  
Other      

1) Y – Yes, N - No 

10.6. Documentation on methodology

Detailed metadata are on our website and in publication, but only in Czech language.

10.6.1. Metadata completeness - rate

Not requested.

10.7. Quality management - documentation

See below.

10.7.1. Information and clarity
Type(s) of data accompanying information available (metadata, graphs, quality reports, etc.)   Detailed methodology is on our website and in publication.
Request on further clarification, most problematic issues  Questions on differences between FTE and HC measurements, differences between researchers and technicians.
Measure to increase clarity  Currently not.
Impression of users on the clarity of the accompanying information to the data   Users usually understand well and don´t need further clarification.


11. Quality management Top
11.1. Quality assurance

The crucial point at the beggining of survey is identification of all institutions known or supposed to perform R&D. Czech Statistical Office use a lot of available sources for this purpose. R&D questionnaire is sent to statistical units in January and deadline for returning the questionnaire to Czech Statistical Office is in March. Many units ask for postponement. R&D questionnaire contains many checks. If there are any errors or incosistencies (e.g. big difference in year-on-year data) qualified staff of Czech Statistical Office contact respondent for clarification or correction of data. Staff of Czech Statistical Office is also ready for throughout the whole course of R&D statistical survey to help respondents if they need any assistance. Because of postponement by many units and checking all data in quite comprehensive R&D questionnaire R&D survey usually ends at the beginning of September. After end of the survey (quetionnaire received after this date are not used), Czech Statistical Office processes the data. R&D data are usually published at the end of October.

11.2. Quality management - assessment

R&D questionnaire contains detailed explanatory notes that helps respondents. If respondents are still uncertain with some items in questionnaire they contact qualified staff of Czech Statiscal Office for assistance.

Due to the relatively large number of statisical units in R&D survey, high response rate, control mechanisms and careful work of qualified staff, the overall quality of the R&D survey is good.


12. Relevance Top
12.1. Relevance - User Needs

See below.

12.1.1. Needs at national level
Users’ class1 Description of users Users’ needs
 1  Eurostat, European Commission, OECD, Government of the Czech Republic (R&D Council), Ministry of Industry and Business, Ministry of Education.  Data for analyses, decisions on policy issues, publishing etc.
 3  Media  Interested in data for news articles and analytical purposes.
 4  Researchers and students (universities, Academy of Science etc.)  Data for analytical purposes.
 5  Enterprises or businesses  

1)       Users' class codification

1- Institutions:
• European level: Commission (DGs, Secretariat General), Council, European Parliament, ECB, other European agencies etc.
• in Member States, at the national or regional level: Ministries of Economy or Finance, other ministries (for sectoral comparisons), National Statistical Institutes and other statistical agencies (norms, training, etc.), and
• International organisations: OECD, UN, IMF, ILO, etc.

2- Social actors: Employers’ associations, trade unions, lobbies, among others, at the European, national or regional level.

3- Media: International or regional media – specialized or for the general public – interested both in figures and analyses or comments. The media are the main channels of statistics to the general public.

4- Researchers and students (Researchers and students need statistics, analyses, ad hoc services, access to specific data.)

5- Enterprises or businesses (Either for their own market analysis, their marketing strategy (large enterprises) or because they offer consultancy services)

6- Other (User class defined for national purposes, different from the previous classes.)

12.2. Relevance - User Satisfaction

To evaluate if users' needs have been satisfied, the best way is to use user satisfaction surveys.

12.2.1. National Surveys and feedback
Conduction of a user satisfaction survey or any other type of monitoring user satisfaction  No user satisfaction survey for R&D survey was undertaken.
User satisfaction survey specific for R&D statistics  
Short description of the feedback received  
12.3. Completeness

See below.

12.3.1. Data completeness - rate

100 %

12.3.2. Completeness - overview

Completeness is assessed via comparison of the data delivered against the requirements of Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020. The Regulation (EU) stipulates periodicity of variables that should be provided, breakdowns and if they should be provided mandatory or on voluntary basis.

 

  5

(Very Good)

4

(Good)

3

(Satisfactory)

2

 (Poor)

1

(Very poor)

Reasons for missing cells

Preliminary variables  x          
Obligatory data on R&D expenditure  x          
Optional data on R&D expenditure    x        
Obligatory data on R&D personnel  x          
Optional data on R&D personnel    x        
Regional data on R&D expenditure and R&D personnel  x          

Criteria:

A) Obligatory data. Only 'Very Good' = 100%, Poor' >95%; 'Very Poor' <100% apply.

B) Optional data. 'Very Good' = 100%; 'Good' = >75%; 'Satisfactory' 50 to 75%%; 'Poor' 25 to 50%; 'Very Poor' 0 to 25%.

12.3.3. Data availability

See below.

12.3.3.1. Data availability - R&D Expenditure
  Availability1 Frequency of data collection Gap years – years with missing data Modifications - Description Modifications - Year of introduction Modifications - Reasons
Source of funds  Y-1995  Annual        
Type of R&D  Y-1995  Annual        
Type of costs  Y-1995  Annual        
Socioeconomic objective  Y-1998. N-2007          
Region  Y-2001  Annual        
FORD  Y-1995  Annual (but not surveyed every year)        
Type of institution  Y--1995  Annual        

1) Y-start year, N – data not available

12.3.3.2. Data availability - R&D Personnel (HC)
  Availability1 Frequency of data collection Gap years – years with missing data Modifications - Description Modifications - Year of introduction Modifications - Reasons
Sex  Y-1999  Annual        
Function  Y-1995  Annual        
Qualification  Y-1995  R&D personnel: 1995-2008 (annualy), 2011, 2015
Researchers: 2011, 2015, 2020
       
Age  Y-2011  Researchers: 2011, 2015, 2020        
Citizenship  Y-2011  2011, 2015- (from 2015 surveyed annualy)        
Region  Y-2001  Annual        
FORD  Y-1995  Annual (but not surveyed every year)        
Type of institution  Y-1995  Annual        

1) Y-start year, N – data not available

12.3.3.3. Data availability - R&D Personnel (FTE)
  Availability1 Frequency of data collection Gap years – years with missing data Modifications - Description Modifications - Year of introduction Modifications - Reasons
Sex  Y-2000  Annual        
Function  Y-1995  Annual        
Qualification  Y-1995, N-2016

R&D personnel: 1995-2008 (annualy), 2011, 2015

Researchers: 2011, 2015

       
Age  Y-2011, N-2016  Researchers: 2011, 2015        
Citizenship  N          
Region  Y-2001  Annual        
FORD  Y-1995  Annual - not surveyd in R&D questionnaire        
Type of institution  Y-1995  Annual        

1) Y-start year, N – data not available

12.3.3.4. Data availability - other
Additional dimension/variable available at national level1) Availability2  Frequency of data collection Breakdown variables Combinations of breakdown variables Level of detail
 Extramural R&D expenditure  Y-2008  Annual  domestic / abroad     In year 2021: 5 different types of institutions from which R&D was purchased
 Revenue from sales of R&D services  Y-2013  Annual  domestic / abroad    In year 2021: 6 different types of institutions to which R&D was saled
           
           
           

1) This question is optional. It refers to variables and breakdowns NOT asked by the Commission Implementing Regulation (EU) No 2020/1197 (neither as 'optional').

2) Y-start year


13. Accuracy Top
13.1. Accuracy - overall

Accuracy in the statistical sense denotes the closeness of computations or estimates to the exact or true values. Statistics are not equal with the true values because of variability (the statistics change from implementation to implementation of the survey due to random effects) and bias (the average of the possible values of the statistics from implementation to implementation is not equal to the true value due to systematic effects).

 

Several types of statistical errors occur during the survey process. The following typology of errors has been adopted:

1. Sampling errors. These only affect sample surveys. They are due to the fact that only a subset of the population, usually randomly selected, is enumerated.

2. Non-sampling errors. Non-sampling errors affect sample surveys and complete enumerations alike and comprise:

a) Coverage errors,

b) Measurement errors,

c) Non response errors and

d) Processing errors.

 

Model assumption errors should be treated under the heading of the respective error they are trying to reduce.

13.1.1. Accuracy - Overall by 'Types of Error'
  Sampling errors Non-sampling errors1) Model-assumption Errors1) Perceived direction of the error2)
Coverage errors Measurement errors Processing errors Non response errors
Total intramural R&D expenditure  -  -  -  -  -  -  No error known.
Total R&D personnel in FTE  -  -  -  -  -  -  No error known.
Researchers in FTE  -  -  -  -  -  -  No error known.

1)  Ranking of the type(s) of errors that result in over/under-estimation, from the most important source of error (1) to the least important source of error (5). In the event that errors of a particular type do not exist, is used the sign ‘-‘.

2)  The perceived direction of the ‘overall’ error using the signs “+” for over estimation, “-” for under estimation and “+/-” when assumption of the direction of the error cannot be made for R&D.

13.1.2. Assessment of the accuracy with regard to the main indicators
Indicators 5

(Very Good)1

4

(Good)2

3

(Satisfactory)3

2

(Poor)4

1

(Very poor)5

Total intramural R&D expenditure  x        
Total R&D personnel in FTE  x        
Researchers in FTE  x        

1) 'Very Good' = High level of coverage (annual rate of substitution in the target population lower than 5%). High average rates of response (>80%) in census and sample surveys. Full data consistency with reference to totals and relationships between variables in the dataset sent to Eurostat.  

2) 'Good' = In the event that at least one out of the three criteria described above would not be fully met.

3) 'Satisfactory' = In the event that the average rate of response would be lower than 60% even by meeting the two remaining criteria.

4) 'Poor' = In the event that the average rate of response would be lower than 60% and at least one of the two remaining criteria would not be met.

5) 'Very Poor' = If all the three criteria are not met.

13.2. Sampling error

That part of the difference between a population value and an estimate thereof, derived from a random sample, which is due to the fact that only a subset of the population is enumerated.

13.2.1. Sampling error - indicators

The main indicator used to measure sampling errors is the coefficient of variation (CV). 
Definition of coefficient of variation: 
CV= (Square root of the estimate of the sampling variance) / (Estimated value)

13.2.1.1. Variance Estimation Method

Does not apply as a census survey among all R&D performing units is carried out.

13.2.1.2. Coefficient of variation for R&D expenditure by source of funds
Source of funds R&D expenditure
Business enterprise  Does not apply.
Government  Does not apply.
Higher education  Does not apply.
Private non-profit  Does not apply.
Rest of the world  Does not apply.
Total  Does not apply.
13.2.1.3. Coefficient of variation for R&D expenditure by function and qualification
    R&D personnel (FTE)
Function Researchers  Does not apply
Technicians  Does not apply
other support staff  Does not apply
Qualification ISCED 8  Does not apply
ISCED 5-7  Does not apply
ISCED 4 and below  Does not apply
13.3. Non-sampling error

Non-sampling errors occur in all phases of a survey. They add to the sampling errors (if present) and contribute to decreasing overall accuracy. It is important to assess their relative weight in the total error and devote appropriate resources for their control and assessment.

13.3.1. Coverage error

Coverage errors are due to divergences between the target population and the frame population. The frame population is the set of target population members that has a chance to be selected into the survey sample. It is a listing of all items in the population from which the sample is drawn that contains contact details as well as sufficient information to perform stratification and sampling.

 

a)       Description/assessment of coverage errors No coverage errors

 

 

b)      Measures taken to reduce their effect:

 

 

c)       Share of PNP (if PNP is included in GOV): PNP is not included in GOV

 

13.3.1.1. Over-coverage - rate

Not requested.

13.3.1.2. Common units - proportion

Not requested.

13.3.2. Measurement error

Measurement errors occur during data collection and generate bias by recording values different than the true ones (e.g. difficulty to distinguish intramural from extramural R&D Expenditure). The survey questionnaire used for data collection may have led to the recording of wrong values, or there may be respondent or interviewer bias.

 

a)       Description/assessment of measurement errorsThere are many types of errors in data provided by respondents. For example: data not provided in correct unit of measure; questionnaire is not completely filled in; big year-to-year differences in data; FTE not correspond to labour costs; other current costs are missing; from administrative source we know that unit have R&D national or EU grant but it is not filled correctly in R&D expenditure by source of funds.

 

 

b)      Measures taken to reduce their effect: Continuously we try to improve explanatory notes in R&D questionnaire. If there are errors in data we often contact respondents by telephone. It helps reduce number of errors in next year of survey (it reduces probability that the respondent will make the same error again).  

 

13.3.3. Non response error

Non-response occurs when a survey failed to collect data on all survey variables from all the population units designated for data collection in a sample or complete enumeration.

There are two elements of non-response:

-Unit non-response which occurs when no data (or so little as to be unusable) are collected on a designated population unit.

-Item non-response which occurs when data only on some, but not all survey variables are collected on a designated population unit.

The extent of response (and accordingly of non response) is also measured with response rates. 

13.3.3.1. Unit non-response - rate

The main interest is to judge if the response from the target population was satisfactory by computing the un-weighted response rate.

Definition: Eligible are the survey units which indeed belong to the target population. Frame imperfections always leave the possibility that some units may not belong to the target population. Moreover, when there is no contact with certain units and no other way to establish their eligibility they are characterised as ‘unknown eligibility units’.

Un-weighted Unit Non- Response Rate = 1 - (Number of units with a response) / (Total number of eligible and unknown eligibility units in the survey) 

13.3.3.1.1. Un-weighted unit non-response rate
Number of units with a response in the survey Total number of units in the survey Unit non-response rate (Un-weighted)
 211  211  0%
13.3.3.2. Item non-response - rate

Definition:
Un-weighted Item Non-Response Rate (%) = 1-(Number of units with a response for the item) / (Total number of eligible , for the item, units in the sample) * 100

13.3.3.2.1. Un-weighted item non-response rate
R&D variable/breakdown Item non-response rate (un-weighted) (%) Comments
 R&D expenditure  0 %  
 R&D personnel  0 %  
 Researchers  0 %  
13.3.3.3. Measures to increase response rate

Reminders were sent by mail to non-response units 3 times during year.

13.3.4. Processing error

Between data collection and the beginning of statistical analysis, data must undergo a certain processing: coding, data entry, data editing, imputation, etc. Errors introduced at these stages are called processing errors. Data editing identifies inconsistencies or errors in the data.

13.3.4.1. Identification of the main processing errors
Data entry method applied  We used two types of electronic questionnaires (web questionnaire end electronic pdf). Data errors are recognized by checks.
Estimates of data entry errors  Does not apply. 20 % is very rough estimate.
Variables for which coding was performed  No coding is used.
Estimates of coding errors  Does not apply.
Editing process and method  Does not apply.
Procedure used to correct errors  Contacts with respondents (telephone, email) were realized in the cases of errors. Errors are then corrected by respondent themselves or by employees of statistical office.
13.3.5. Model assumption error

Not requested.


14. Timeliness and punctuality Top
14.1. Timeliness

Timeliness and punctuality refer to time and dates, but in a different manner: the timeliness of statistics reflects the length of time between their availability and the event or phenomenon they describe. Punctuality refers to the time lag between the release date of the data and the target date on which they should have been delivered, with reference to dates announced in the official release calendar.

14.1.1. Time lag - first result

Time lag between the end of reference period and the release date of the results:
Indicator: (Release date of provisional/ first results) - (Date of reference for the data)

 

a) End of reference period: 31.12.2021

b) Date of first release of national data: 25.10.2022

c) Lag (days): 298 days

14.1.2. Time lag - final result

a) End of reference period: 31.12.2021

b) Date of first release of national data: 25.10.2022

c) Lag (days): 298 days

14.2. Punctuality

Punctuality refers to the time lag between the release date of data and the target date on which they were scheduled for release as announced officially.

14.2.1. Punctuality - delivery and publication

Punctuality of time schedule of data release = (Actual date of the data release) - (Scheduled date of the data release)

14.2.1.1. Deadline and date of data transmission
  Transmission of provisional data Transmission of final data
Legally defined deadline of data transmission (T+_ months) 10 18
Actual date of transmission of the data (T+x months)  10  18
Delay (days)   0  0
Reasoning for delay    


15. Coherence and comparability Top
15.1. Comparability - geographical

See below.

15.1.1. Asymmetry for mirror flow statistics - coefficient

Not requested.

15.1.2. General issues of comparability

One big issue - external R&D personnel. We are afraid that comparability of this indicator among states is low.

15.1.3. Survey Concepts Issues

The following table lists a number of key survey concepts and conceptual issues; it gives reference to the Commission Implementing Regulation (EU) No 2020/1197, Frascati manual and EBS Methodological Manual on R&D Statistics paragraphs with recommendations about these concepts / issues.

 

Concept / Issues Reference to recommendations Deviation from recommendations Comments on national definition / Treatment – deviations from recommendations
R&D personnel FM2015 Chapter 5 (mainly paragraph 5.2).  NO  
Researcher FM2015, § 5.35-5.39.  NO   
Approach to obtaining Headcount (HC) data FM2015, § 5.58-5.61 (in combination with  Eurostat's EBS Methodological Manual on R&D Statistics).  NO   
Approach to obtaining FTE data FM2015, § 5.49-5.57 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  NO  
Reporting data according to formula: Total R&D personnel = Internal R&D personnel + External R&D personnel FM2015, §5.25  YES   Data for Total R&D personnel are not published, because of high risk of double counting in HC.
Intramural R&D expenditure FM2015, Chapter 4 (mainly paragraph 4.2).  NO  
Statistical unit FM2015, § 8.64-8.65 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  NO   
Target population FM2015, § 8.63 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  NO   
Sector coverage FM2015, § 8.2-8.13 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  NO   
Hospitals and clinics FM2015, § 8.22 and 8.34

 NO 

 
Borderline research institutions FM2015, § 8.14-8.23 (in combination with Eurostat's EBS Methodological Manual on R&D Statistics).  NO   
Fields of research & development coverage and breakdown Reg. 2020/1197 : Annex 1, Table 18  NO   
Socioeconomic objectives coverage and breakdown Reg. 2020/1197 : Annex 1, Table 18  NO   
Reference period Reg. 2020/1197 : Annex 1, Table 18  NO   
15.1.4. Deviations from recommendations

The following table lists a number of key methodological issues, which may affect the international comparability of national R&D statistics. The table gives the references in the Frascati manual, where related recommendations are made. Countries are asked to report on the existence of any deviations from existing recommendations and comment upon.

Methodological issues Deviation from recommendations Comments on national treatment / treatment deviations from recommendations
Data collection method  NO  Annual R&D questionnaire (census)
Survey questionnaire / data collection form NO   R&D questionnaire (online, electronic pdf, in exceptional cases paper questionnaire)
Cooperation with respondents NO   Three times written urgent calls to non-respondents. Important R&D performers that didn´t respond are contacted by phone.
Data processing methods NO   
Treatment of non-response NO   The imputation has been applied to treat non-response for units that did not provide questionnaires in the given term. The imputation is used only for units, which filled R&D questionnaire in the previous year.
Variance estimation NO   census survey
Data compilation of final and preliminary data NO   census survey (no differencies between preliminary and final data)
15.2. Comparability - over time

See below.

15.2.1. Length of comparable time series

See below.

15.2.2. Breaks in time series
  Length  of comparable time series  Break years1 Nature of the breaks
R&D personnel (HC)  From 1995    
  Function  From 1995    
  Qualification  Not surveyed annualy    
R&D personnel (FTE)  From 2005  2005   In 2005 there was a change in methodology for the collect of R&D personnel data in FTE. Data are provided in FTE by the reporting units, and based on new, more precise guidelines.
  Function  From 2005  2005   In 2005 there was a change in methodology for the collect of R&D personnel data in FTE. Data are provided in FTE by the reporting units, and based on new, more precise guidelines.
  Qualification  Not surveyed annualy    
R&D expenditure  From 1995    
Source of funds  From 1995    
Type of costs  From 1995     Since year 2010 table in the questionnaire is the same 
Type of R&D  From 1995    
Other      

1)       Breaks years are years for which data are not fully comparable to the previous period.

15.2.3. Collection of data in the even years

Annual R&D quaestionnaire. Data are produced same way in the odd and even years.

15.3. Coherence - cross domain

This part deals with any national coherence assessments which may have been undertaken. It reports results for variables which are the same or relevant to R&D statistics, from other national surveys and / or administrative sources and explains and comments on their degree of agreement with R&D statistics.

15.3.1. Coherence - sub annual and annual statistics

Not requested.

15.3.2. Coherence - National Accounts

We try to be coherent with SNA. R&D data are used for the SNA calculation.

15.3.3. National Coherence Assessments
Variable name R&D Statistics - Variable Value Other national statistics - Variable value Other national statistics - Source Difference in values (of R&D statistics) Explanation of / comments on difference
 -  -  -  -  -  No national R&D data that could be compared with GOV.
           
           
           
           
           
15.4. Coherence - internal

See below.

15.4.1. Comparison between preliminary and final data

This part compares key R&D variables as preliminary and final data.

 

  Total R&D expenditure – GOVERD (in 1000 of national currency) Total R&D personnel (in FTEs) Total number of researchers  (in FTEs)
Preliminary data (delivered at T+10)  20 306 263  14 446  8 326
Final data (delivered T+18)  20 306 263  14 446  8 326
Difference (of final data)  0  0  0
15.4.2. Consistency between R&D personnel and expenditure
  Average remuneration (cost¨in national currency)
Consistency between FTEs of internal R&D personnel and R&D labour costs (1)  62 483 CZK/month
Consistency between FTEs of external R&D personnel and other current costs for external R&D personnel (2)  39 979 CZK/month

(1)    Calculate the average remuneration (cost) of individuals belonging to the internal R&D personnel, excluding those who are only formally ‘employees’ (university students, grant holders, etc.).

(2)    Calculate the average remuneration (cost) of individuals belonging to the external R&D personnel (FTEs/other current R&D costs for external R&D personnel).


16. Cost and Burden Top

The assessment of costs associated with a statistical product is a rather complicated task since there must exist a mechanism for appointing portions of shared costs (for instance shared IT resources and dissemination channels) and overheads (office space, utility bills etc). The assessment must become detailed and clear enough so that international comparisons among agencies of different structures are feasible. 

16.1. Costs summary
  Costs for the statistical authority (in national currency) % sub-contracted1)
Staff costs  Not available.  No work sub-contracted to third parties.
Data collection costs  Not available.  No work sub-contracted to third parties.
Other costs  Not available.  No work sub-contracted to third parties.
Total costs  Not available.  No work sub-contracted to third parties.
Comments on costs
 Costs by the requested structure are not available in the Czech Statistical Office.

1)       The shares of the figures given in the first column that are accounted for by payments to private firms or other Government agencies.

16.2. Components of burden and description of how these estimates were reached
  Value Computation method
Number of Respondents (R)  211  
Average Time required to complete the questionnaire in hours (T)1  3,25  estimation
Average hourly cost (in national currency) of a respondent (C)  180,13  
Total cost  123 524 CZK  

1)        T = the time required to provide the information, including time spent assembling information prior to completing a form or taking part in interview and the time taken up by any subsequent contacts after receipt of the questionnaire (‘Re-contact time’)


17. Data revision Top
17.1. Data revision - policy

Not requested.

17.2. Data revision - practice

Not requested.

17.2.1. Data revision - average size

Not requested.


18. Statistical processing Top
18.1. Source data

Several separate activities are used for the collection of raw data or pre-compiled administrative data and statistics related to R&D. For simplicity, we call them surveys irrespective of whether they are sample surveys, censuses, collections of administrative data/pre-compiled statistics. This section presents the names of the surveys by sector of performance as well as methodological information for each survey. Depending on the type of survey and sector of performance, only the sections corresponding to that survey and sector are filled in.

18.1.1. Data source – general information
Survey name  The Annual Questionnaire on Research and Development - the mutation (b)
Type of survey  Census among institutions known or supposed to performed R&D.
Combination of sample survey and census data  NO (only census)
Combination of dedicated R&D and other survey(s)  -
    Sub-population A (covered by sampling)  -
    Sub-population B (covered by census)  -
Variables the survey contributes to

 List all variables that are available:
Section 125: Number of employees R&D at 31 December by sex and FTE by sex by occupation (researchers, technicians/equivalent staff and other supporting staff).
Section 336: Persons with short-term contracts for R&D: number of persons by sex and number of hours devoted R&D by sex by occupation (researchers, technicians/equivalent staff and other supporting staff).
Sectino 429: Researchers (HC) by citizenship

Section 127: Expenditure on R&D by type of costs (current costs are divided into labour costs of employees, labour costs of persons with short term contracts and other current costs; capital expenditure are divided into land and buildings, instruments and equipment, intangible fixxed assets).
Section 128b: Expenditure on R&D by source of funds: Business Enterprise sector, public funds, funds of HES, private non-profit sector and sources from abroad: business enterprises, funds of the European Union and European Commission, other public sources (NATO, OECD, UNO and others), other sources.
Section 129: Expenditure on R&D by type of R&D (basic research, applied research and experimental development).
Section 427: Expenditure on R&D in selected areas of R&D: total and from national public funds (Information and communication technologies, Software, Biotechnology, Nanotechnologies and nanomaterials).
Section 496: Extramural expenditure on R&D by sector - national or foreign entities (BES, GOV, HES, PNP)
Section 497: Revenues from the sales of R&D services - from national or foreign entities (BES, GOV, HES, PNP)

Survey timetable-most recent implementation  
18.1.2. Sample/census survey information
  Stage 1 Stage 2 Stage 3
Sampling unit  R&D workplace    
Stratification variables (if any - for sample surveys only)  Does not apply.    
Stratification variable classes  Does not apply.    
Population size  211    
Planned sample size  No planned sample size. All potential R&D performers are surveyed    
Sample selection mechanism (for sample surveys only)  Does not apply (census)    
Survey frame  List of R&D units is prepared every year before start of R&D survey.    
Sample design  Does not apply (census)    
Sample size  Does not apply (census)    
Survey frame quality  Good. But there is no availabale official list of R&D units. We must create it ourselves every year from available information sources.    
18.1.3. Information on collection of administrative data or of pre-compiled statistics
Source  Grants from national public funds - information system of R&D Council.
Description of collected data / statistics  Data form this source are used for data imputation of R&D non-response unit.
Reference period, in relation to the variables the survey contributes to  year 2021
18.2. Frequency of data collection

See 12.3.3.

18.3. Data collection

See below.

18.3.1. Data collection overview
Information provider  R&D indicators are surveyed by the questionnaire: “The Annual Questionnaire on Research and Development"; the mutation (b) which is allocated for GOV and HES [VTR 5-01 (B)].
Description of collected information  Information filled in the questionnaire from individual R&D workplace includes number of R&D personnel, intramural and extramural expenditure on R&D. Questionnaire contains variables requested by EU Regulation No 2020/1197.
Data collection method  Census survey. Data collected by R&D questionnaire (online, electronic pdf, in exceptional cases paper questionnaire). 
Time-use surveys for the calculation of R&D coefficients  Does not apply.
Realised sample size (per stratum)  No sample size. All potential R&D performers are surveyed.
Mode of data collection (face-to-face interviews; telephone interviews; postal surveys, etc.)  R&D questionnaire (online, electronic pdf, in exceptional cases paper questionnaire)
Incentives used for increasing response  Mandatory survey. No incentives used. 
Follow-up of non-respondents  Reminders by email, some units by telephone.
Replacement of non-respondents (e.g. if proxy interviewing is employed)  Imputation used for non-respondents units, which filled R&D questionnaire in the previous year.
Response rate (ratio of completed "interviews" over total number of eligible enterprises or enterprises of unknown eligibility)  100 %
Non-response analysis (if applicable -- also see section 18.5.4 Data compilation - Weighting and Estimation methods)  No non-response survey is carried out.
18.3.2. Questionnaire and other documents
Annex Name of the file
R&D national questionnaire and explanatory notes in English:  not available
R&D national questionnaire and explanatory notes in the national language:  Roční výkaz o výzkumu a vývoji za rok 2021 pro vládní a vysokoškolský sektor VTR 5-01 (b)
Other relevant documentation of national methodology in English:  not available
Other relevant documentation of national methodology in the national language:  Ukazatele výzkumu a vývoje za rok 2021 (publication) - available on CZSO website
18.4. Data validation

A lot of checks set in the questionnaire. Checking data with some administrative data. All incostitencies in submitted data are verified by qualified staff of Czech Statistical Office.

18.5. Data compilation

See below.

18.5.1. Imputation - rate

0% for year 2021

18.5.2. Data compilation methods
Data compilation method - Final data (between the survey years)  Does not apply. Data transmitted on time.
Data compilation method - Preliminary data  Does not apply. Data transmitted on time.
18.5.3. Measurement issues
Method of derivation of regional data  The questionnaire for R&D survey in the Czech Republic contains except the identification number (the Business Register of the CZSO) also information about location of the R&D workplace of Research and Development, which is filled in quationnaire by respondent. Regional data based on the regions of R&D workplaces are available since the year 2001. Due to information about address of R&D workplace we can publish data by NUTS 4 (if they are not confidential).
Coefficients used for estimation of the R&D share of more general expenditure items   Does not apply.
Inclusion or exclusion of VAT and provisions for depreciation in the measurement of expenditures  Depreciation and VAT are excluded from R&D expenditure.
Differences between national and Frascati Manual classifications not mentioned above and impact on national statistics  No differences.
18.5.4. Weighting and estimation methods
Description of weighting method  Does not apply.
Description of the estimation method  Does not apply.
18.6. Adjustment

Not requested.

18.6.1. Seasonal adjustment

Not requested.


19. Comment Top


Related metadata Top


Annexes Top
R&D questionnaire in Czech language (GOV, HES)