Government budget allocations for R&D (GBARD) (gba)

National Reference Metadata in Single Integrated Metadata Structure (SIMS)

Compiling agency: Statistics Denmark


Eurostat metadata
Reference metadata
1. Contact
2. Metadata update
3. Statistical presentation
4. Unit of measure
5. Reference Period
6. Institutional Mandate
7. Confidentiality
8. Release policy
9. Frequency of dissemination
10. Accessibility and clarity
11. Quality management
12. Relevance
13. Accuracy
14. Timeliness and punctuality
15. Coherence and comparability
16. Cost and Burden
17. Data revision
18. Statistical processing
19. Comment
Related Metadata
Annexes (including footnotes)
 



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1. Contact Top
1.1. Contact organisation

Statistics Denmark

1.2. Contact organisation unit

Government Finances

1.5. Contact mail address

Sejrøgade 11, 2100 København Ø, Denmark


2. Metadata update Top
2.1. Metadata last certified 04/10/2023
2.2. Metadata last posted 04/10/2023
2.3. Metadata last update 04/10/2023


3. Statistical presentation Top
3.1. Data description

Statistics on Government Budget Allocations for R&D (GBARD) measure government support to research and development (R&D) activities, and thereby provide information about the priority governments give to different public R&D funding activities. This type of funder-based approach for reporting R&D involves identifying all the budget items that may support R&D activities and measuring or estimating their R&D content.

Main concepts and definitions used for the production of R&D statistics are given by the OECD (2015), Frascati Manual 2015: Guidelines for Collecting and Reporting Data on Research and Experimental Development, The Measurement of Scientific, Technological and Innovation Activities (FM 2015, Chapter 12), which is the internationally recognised standard methodology for collecting R&D statistics and by Eurostat’s European Businesshttps://circabc.europa.eu/ui/group/03aaf70e-70f6-42dc-81de-d809196ba05f/library/0f87d37f-4fe9-4ff1-9371-992a322119c2?p=1 Statistics Methodological Manual on R&D Statistics (EBS Methodological Manual on R&D Statistics).

Since the beginning of 2021, the collection of R&D statistics is based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020.

The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail (Commission Implementing Regulation (EU) 2020/1197 of 30 July 2020 laying down technical specifications and arrangements pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council on European business statistics repealing 10 legal acts in the field of business statistics (europa.eu)).

Statistics on science, technology and innovation were collected until the end of 2020 based on Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology.

3.2. Classification system

Distribution by socioeconomic objectives (SEO) is based on the Nomenclature for the Analysis and Comparisons of Scientific Programmes and Budgets (NABS) at one digit level.

3.2.1. National classification
National nomenclature of SEO used NORDFORSK classification
Correspondence table with NABS There is an NORDFORSK/OECD correspondence key: Frascati Manual 2002, Table 8.2 
3.2.2. NABS classification
Deviations from NABS Estimations are used in the distribution.
Problems in identifying / separating NABS chapters and sub chapters Appropriations from local/regional government are included in GBARD: the Health objective includes provincial funding of R&D in hospitals; other provincial and local appropriations are included in NABS categories 9, 10 and 11. 
Ability to distribute Non-oriented research and General University Funds (GUF) by fields of R&D  Part of GUF can be broken down by FOS (field of science). 
3.3. Coverage - sector

See below.

3.3.1. General coverage
Definition of R&D Frascati Manual definition of R&D.
Coverage of R&D or S&T in general GBARD statistics cover R&D 
Fields of R&D (FORD) covered All fields of R&D covered 
Socioeconomic objective (SEO by NABS) All SEO covered 
3.3.2. Definition and coverage of government

GBARD statistics are assumed to report detailed data on all the government's budget items that may support R&D activities and to measure or estimate their R&D content. For the purposes of GBARD, the Government sector comprises (a) the central (federal) government, (b) regional (state) government and (c) local (municipal) government subsectors (FM2015, Chapter 12).

 

Levels of government Definition Included / Not included Comments
Central (federal) government Appropriations of the parliament + selected governmental foundations Included   
Regional (state) government Regions (5 in total) Included  The provincial governments are the 5 regions
Local (municipal) government Municipalities (98 in total)  Included  The Danish local governments are the 98 municipalities 
3.4. Statistical concepts and definitions

Not requested.

3.5. Statistical unit

Million DKK

3.6. Statistical population

See below.

3.6.1. National target population

The target population is the population for which inferences are made. The frame (or frames, as sometimes several frames are used) is a device that permits access to population units. The frame population is the set of population units, which can be accessed through the frame and the survey data really refer to this population.

 

Definition of the national target population The target population is the part of central government budget that is intended for R&D, as well as the budgetted R&D expenses of any other public institution (e.g. hospitals, museums, etc.) for which the survey may be relevant. 
Estimation of the target population size N/A
3.7. Reference area

Not requested.

3.8. Coverage - Time

Not requested. See point 5.

3.9. Base period

Not requested. The base year for the unit Purchasing Power Standard (PPS) and PPS per inhabitant at constant prices is currently 2005. All calculations of non-basic unit (national currencies) are done by Eurostat.


4. Unit of measure Top

Not requested.


5. Reference Period Top

a) Calendar year: Calendar year = Fiscal year

 

b) Fiscal year:

    Start month: 1

    End month: 12


6. Institutional Mandate Top
6.1. Institutional Mandate - legal acts and other agreements

See below.

6.1.1. European legislation

Since the beginning of 2021, GBARD statistics are based on Commission Implementing Regulation (EU) No 2020/1197 of 30 July 2020 laying down technical specifications and arrangements pursuant to Regulation (EU) 2019/2152 of the European Parliament and of the Council on European business statistics repealing 10 legal acts in the field of business statistics. The Regulation sets the framework for the collection of R&D statistics and specifies the main variables of interest and their breakdowns at predefined level of detail.  GBARD statistics were based until the end of 2020 on the Commission Implementing Regulation (EU) No 2012/995 concerning the production and development of Community statistics on science and technology.

6.1.2. National legislation

Paragraph 6 of the Act on Statistics Denmark (link in Danish).

6.1.3. Standards and manuals

-          Frascati Manual 2015, Guidelines for Collecting and Reporting Data on Research and Experimental Development

-          EBS Methodological Manual on R&D Statistics

6.2. Institutional Mandate - data sharing

Not requested.


7. Confidentiality Top
7.1. Confidentiality - policy

Confidentiality, being one of the process quality components, concerns the privacy of data providers (households, enterprises, administrations and other respondents), the confidentiality of the information they provide and the extent of its use for statistical purposes.

A property of data indicating the extent to which their unauthorised disclosure could be prejudicial or harmful to the interest of the source or other relevant parties.

 

a)       Confidentiality protection required by law:

 N/A - No information in this survey is confidential.

b)       Confidentiality commitments of survey staff:

 N/A - No information in this survey is confidential.

7.2. Confidentiality - data treatment

N/A - No information in this survey is confidential.


8. Release policy Top
8.1. Release calendar

The release calendar for Statistics Denmark, including the data that is the basis for GBARD, is available here: https://www.dst.dk/en/Statistik/planlagte. The tables in question are FOUBUD, FOUBUD1, FOUBUD4, and FOUBUD5 under the subject 'Education and research' and subsubject 'Research and development'. 

8.2. Release calendar access

The release calendar for Statistics Denmark, including the data that is the basis for GBARD, is available here: https://www.dst.dk/en/Statistik/planlagte. The tables in question are FOUBUD, FOUBUD1, FOUBUD4, and FOUBUD5 under the subject 'Education and research' and subsubject 'Research and development'. 

8.3. Release policy - user access

The release calendar for Statistics Denmark, including the data that is the basis for GBARD, is available here: https://www.dst.dk/en/Statistik/planlagte. The tables in question are FOUBUD, FOUBUD1, FOUBUD4, and FOUBUD5 under the subject 'Education and research' and subsubject 'Research and development'. 

When data is published, it becomes available in the StatBank at 8 am. Data becomes available to everyone in the public at the same time. The press, government entities, interest organisations and such do not get advance access to unpublished data.


9. Frequency of dissemination Top

Annually. 


10. Accessibility and clarity Top
10.1. Dissemination format - News release

See below.

10.1.1. Availability of the releases
  Availability (Y/N)1 Content, format, links, ...
Regular releases  Y Statistics Denmark publishes the National GBARD-figures in the national StatBank.dk and sends out a press release with references to the StatBank tables the same day.
Ad-hoc releases  N  

1) Y - Yes, N – No

10.2. Dissemination format - Publications

See below.

10.2.1. Availability of means of dissemination
Means of dissemination Availability (Y/N)1 Content, format, links, ...
General publication/article

(paper, online)

 Y The Ministry of Finance includes the GBARD-iii for the budget of the central government in their budgetary overview.


Statistics Denmark publishes a yearly article on the GBARD-figures.

Specific paper publication

(paper, online)

 

1) Y – Yes, N - No 

10.3. Dissemination format - online database

The data is published in four tables:
FOUBUD
FOUBUD1
FOUBUD4
FOUBUD5

10.3.1. Data tables - consultations

Not requested.

10.4. Dissemination format - microdata access

See below.

10.4.1. Provisions affecting the access
Access rights to the information All have access rights. There are no access restrictions on the statbank tables.
Access cost policy None
Micro-data anonymisation rules N/A 
10.5. Dissemination format - other

See below.

10.5.1. Metadata - consultations

Not requested.

10.5.2. Availability of other dissemination means
Dissemination means Availability (Y/N)1  Micro-data / Aggregate figures Comments
Internet: main results available on the national statistical authority’s website Y Aggregate figure  R&D data has been made available on Statistics Denmarks website since 2008. Before Statistics Denmark took over the responsibility for R&D data, The Danish Centre for Studies in Research and Research Policy published the National GBARD-figures in online publications on their website. 
Data prepared for individual ad hoc requests N N/A  N/A 
Other N N/A  N/A 

1) Y – Yes, N - No 

10.6. Documentation on methodology

Documentation is available in the documentation section of Statistics Denmark's website. For GBARD, it can be found here: Government budget allocations for research and development

10.6.1. Metadata completeness - rate

Not requested.

10.7. Quality management - documentation

See below.

10.7.1. Information and clarity
Type(s) of data accompanying information available (metadata, graphs, etc.)  Information on the statistical quality etc. can be downloaded by all users from the documentation section of Statistics Denmark's website. For GBARD, it can be found here: Government budget allocations for research and development. The publication including the GBARD data also contains general information on R&D and the budget as well as graphs.
Request on further clarification The media, policy makers and researchers do occasionally contact us for further information, but none have referred to problems with clarity. We assist all users, but may ask for a fee if the request is particularly time-consuming. 
Measure to increase clarity None at this time.
Impression of users on the clarity of the accompanying information to the data  No comments on this by users. 


11. Quality management Top
11.1. Quality assurance

Statistics Denmark follows the principles in the Code of Practice for European Statistics (CoP) and uses the Quality Assurance Framework of the European Statistical System (QAF) for the implementation of the principles. This involves continuous decentralized and central control of products and processes based on documentation following international standards. The central quality assurance function reports to the Working Group on Quality. Reports include suggestions for improvement that are assessed, decided and subsequently implemented.

11.2. Quality management - assessment

Quality is expected to be good as data is reported by the ministries in charge of the relevant accounts and data is validated by the Ministry of Finance. Quality might be improved by a thorough reading of the text in the state budget with additional attention to the difference in research and development and other activities.

A part of the budget under 'General advancement of knowledge' is categorized as the socio-economic objective 14.7: R&D not categorized according to purpose. The is due to research foundations that focus on a broad range of objectives and thus aren't able to know in advance which objectives the budget will be spent on.

The budgets from local and regional authorities depict the development in the reported costs to research and development during previous years including the errors that might be in these statistics. There is some uncertainty in the estimates for regional and municipal funding, as these are based on R&D in the most recent available accounts (which are 1-2 years prior) as well as the total budget for the year.


12. Relevance Top
12.1. Relevance - User Needs

See below.

12.1.1. Needs at national level
Users’ class1 Description of users Users’ needs
 1 - European level  The European commission (DG’s and Eurostat)  Data used for the compilation of European statistics and policy analysis
 1 - Member States  Nordic providers of GBOARD statistics   Data used to compare the Nordic countries 
 1 - National level   Various ministries, Parliament, etc.   Statistics for policy use (from stage 3 (budget proposal) to stage 5 (final budget appropriations)): development and follow up
 1 - European level   OECD  Data for international comparisons 
 2 - National level  Industry, university managers, researchers and their associations  Data for policy use 
 3 - National level   Media  Statistics used for general information and specific themes, generating further debate 
 4 - National level  National and Nordic researchers and students  Statistics for analysis, including micro data.

1)       Users' class codification

1- Institutions:
European level: Commission (DGs, Secretariat General), Council, European Parliament, ECB, other European agencies etc.
• in Member States, at the national or regional level: Ministries of Economy or Finance, other ministries (for sectoral comparisons), National Statistical Institutes and other statistical agencies (norms, training, etc.), and
International organisations: OECD, UN, IMF, ILO, etc.

2- Social actors: Employers’ associations, trade unions, lobbies, among others, at the European, national or regional level.

3- Media: International or regional media – specialized or for the general public – interested both in figures and analyses or comments. The media are the main channels of statistics to the general public.

4- Researchers and students (Researchers and students need statistics, analyses, ad hoc services, access to specific data.)

5- Enterprises or businesses (Either for their own market analysis, their marketing strategy (large enterprises) or because they offer consultancy services)

6- Other (User class defined for national purposes, different from the previous classes.)

12.2. Relevance - User Satisfaction

To evaluate if users' needs have been satisfied, the best way is to use user satisfaction surveys.

12.2.1. National Surveys and feedback
Conduction of a user satisfaction survey or any other type of monitoring user satisfaction No user satisfaction survey has been conducted since Statistics Denmark took over the responsibility except from informal enqueries to users in the relevant ministries. A formal user satisfaction survey is not considered relevant as it is the Ministry of Finance that collects the data.
User satisfaction survey specific for GBARD statistics Yes
Short description of the feedback received No feedback to mention 
12.3. Completeness

See below.

12.3.1. Data completeness - rate

Not available. 

12.3.2. Completeness - overview

Completeness is assessed via comparison of the data delivered against the requirements of Commission Implementing Regulation (EU) No 2020/1197.

  5

(Very Good)

4

(Good)

3

(Satisfactory)

2

 (Poor)

1

(Very poor)

Reasons for missing cells
Provisional budget statistics1  X          
Obligatory final budget statistics1  X           
Optional final budget statistics2 Not relevant           

1)  Criteria: Obligatory data (provisional budget and final budget). Only 'Very Good' = 100% and 'Very Poor' <100% apply.

2)  Criteria: Optional data (final budget). 'Very Good' = 100%; 'Good' = >75%;'Satisfactory' 50 to 75%%; 'Poor' 25 to 50%; 'Very Poor' 0 to 25%.

12.3.3. Data availability

See below.

12.3.3.1. Data availability – Provisional data
  Availability1 Frequency of data collection Gap years – years with missing data Time of compilation (T+x)2 Comments
Total GBARD  Y - 2001  Annual   T-6  Data is available from 2001 at Statistics Denmark's database (statbank.dk). Earlier data is also available in older publications but not in any central database. 
NABS Chapter level  Y - 2004  Annual    T-6  Data is available in Eurostat's database from 2004
NABS Sub-chapter level N        
Special categories - Biotech        
Special categories - Nanotech        
Special categories - Security        

1) Availability of the data: N: No, data are not available, Y: Yes, data are available + start year.

2) Time of compilation: T is assumed to represent the end of reference period, x expresses the number of months after (positive) or before (negative) T when data is compiled

12.3.3.2. Data availability – Final data
  Availability1 Frequency of data collection Gap years – years with missing data Time of compilation (T+x)2 Comments
Total GBARD  Y - 2001  Annual   T+6   
NABS Chapter level  Y - 2004   Annual    T+6   
NABS Sub-chapter level        
Special categories - Biotech        
Special categories - Nanotech        
Special categories - Security        

1) Availability of the data: N: No, data are not available, Y: Yes, data are available + start year.

2) Time of compilation: T is assumed to represent the end of reference period, x expresses the number of months after (positive) or before (negative) T when data is compiled

12.3.3.3. Data availability – Other special categories
Special categories Stage1 Availability1 Frequency of data colletion Gap years – years with missing data Time of compilation (T+x)3 Comments
             
             
             
             
             
             

1) Stage: P - provisional, F - final. 

2) Availability of the data: No, data are not available, Y: Yes, data are available + start year.

3) Time of compilation: T is assumed to represent the end of reference period, x expresses the number of months after (positive) or before (negative) T when data is compiled


13. Accuracy Top
13.1. Accuracy - overall

Accuracy in the statistical sense denotes the closeness of computations or estimates to the exact or true values. Statistics are not equal with the true values because of variability (the statistics change from implementation to implementation of the survey due to random effects) and bias (the average of the possible values of the statistics from implementation to implementation is not equal to the true value due to systematic effects).

 

Several types of statistical errors occur during the survey process. The following typology of errors has been adopted:

1. Sampling errors. These only affect sample surveys. They are due to the fact that only a subset of the population, usually randomly selected, is enumerated.

2. Non-sampling errors. Non-sampling errors affect sample surveys and complete enumerations alike and comprise:

a) Coverage errors,

b) Measurement errors,

c) Non response errors and

d) Processing errors.

 

Model assumption errors should be treated under the heading of the respective error they are trying to reduce.

13.1.1. Accuracy - Overall by 'Types of Error'
Sampling errors Non-sampling errors1) Model-assumption Errors1) Perceived direction of the error2)
Coverage errors Measurement errors Processing errors Non response errors
   5 +/- 

1)  Ranking of the type(s) of errors that result in over/under-estimation, from the most important source of error (1) to the least important source of error (5) In the event that errors of a particular type do not exist, is used the sign ‘-‘.

2)  The perceived direction of the ‘overall’ error using the signs “+” for over estimation, “-” for under estimation and “+/-” when assumption of the direction of the error cannot be made for GBARD.

13.1.2. Assessment of the accuracy
 Indicators 5 (Very Good)1 4 (Good)2 3 (Satisfactory)3 2 (Poor)4 1 (Very poor)5
 GBARD    X      
National public funding to transnationally coordinated R & D    X      

1) High level of coverage (At least all national or federal ministries and the ministries and agencies responsible for R&D funding at state or regional level). High rate of response (>90%) in data collection. All figures broken down by NABS.  

2) If at least one out of the three criteria described above would not be fully met.

3) In the event that the rate of response would be lower than 80% even by meeting the two remaining criteria.

4) In the event that the average rate of response would be lower than 70% and at least one of the two remaining criteria would not be met.

5) If all the three criteria described above are not met.

13.2. Sampling error

Not requested.

13.2.1. Sampling error - indicators

Not requested.

13.3. Non-sampling error

Non-sampling errors occur in all phases of a survey. They add to the sampling errors (if present) and contribute to decreasing overall accuracy. It is important to assess their relative weight in the total error and devote appropriate resources for their control and assessment.

13.3.1. Coverage error

Coverage errors are due to divergences between the target population and the frame population. The frame population is the set of target population members that has a chance to be selected into the survey sample. It is a listing of all items in the population from which the sample is drawn that contains contact details as well as sufficient information to perform stratification and sampling.

 

a)       Description/assessment of coverage errors:

There are no coverage errors concerning the central government appropriations. There will problably always remain small coverage errors when it comes to data concerning local data used for estimates of the regional and municipal budgets.

Accounts on the state budget might include activities that a deeper investigation would reveal as innovation activities instead of research and development. Balancing this, there might also be research and development activities that aren't included due to their small amounts.

 

b)      Measures taken to reduce their effect:

The units that make up the local data are regularly checked to ensure the list remains accurate, which will improve the estimates of the regional and municipal budgets for R&D.

Activities, where it is unclear if they relate to innovation or R&D, are examined further as time and ressources permit. 

13.3.1.1. Over-coverage - rate

Data is only collected from units that belong to the target population. 

13.3.1.2. Common units - proportion

Not requested.

13.3.2. Measurement error

Measurement errors occur during data collection and generate bias by recording values different than the true ones. The survey questionnaire used for data collection may have led to the recording of wrong values.

 

a)       Description/assessment of measurement errors:

 No measurement errors are expected. The majority of the data comes from one source, which avoids the risk of double-counting R&D funding. The remaining come from a handful of other sources, none of which overlap.

 

b)      Measures taken to reduce their effect:

 N/A

13.3.3. Non response error

Non response errors: occur when a survey failed to collect data on all survey variables from all the population units designated for data collection in a sample or complete enumeration.

 

a) Problems in obtaining data from targeted information providers:

  None - all data is obtained from the information providers.

b) Measures taken to reduce their effect:

 N/A

c) Effect of non-response errors on the produced statistics:

 N/A

13.3.3.1. Unit non-response - rate

Not requested.

13.3.3.2. Item non-response - rate

Not requested.

13.3.4. Processing error

Between data collection and the beginning of statistical analysis, data must undergo a certain processing: coding, data entry, data editing, imputation, etc. Errors introduced at these stages are called processing errors. Data editing identifies inconsistencies or errors in the data.

 

a)       Data processing and editing processes:

 No processing errors are expected. The sources outside the budget of the central government which are calculated using coefficients only comprise a small share of the total budget, so any processing error within this area has limited effect.

b)      Description of errors:

 N/A

c)       Measures taken to reduce their effect:

N/A

13.3.5. Model assumption error

Model assumption errors occur when the assumptions made for the estimation of parameters, models, the testing of statistical hypotheses, etc., are violated. As a result, the quality of the resulting statistics is affected (e.g. degrees of confidence might be inflated).

Description/assessment: 

N/A


14. Timeliness and punctuality Top
14.1. Timeliness

Timeliness and punctuality refer to time and dates, but in a different manner: the timeliness of statistics reflects the length of time between their availability and the event or phenomenon they describe. Punctuality refers to the time lag between the release date of the data and the target date on which they should have been delivered, with reference to dates announced in the official release calendar.

14.1.1. Time lag - first result

Date of first release of national data:

T-6

14.1.2. Time lag - final result

Date of first release of national data:

T+6

14.2. Punctuality

Punctuality refers to the time lag between the release date of data and the target date on which they were scheduled for release as announced officially.

14.2.1. Punctuality - delivery and publication

Punctuality of time schedule of data release = (Actual date of the data release) - (Scheduled date of the data release)

14.2.1.1. Deadline and date of data transmission
  Transmission of provisional data Transmission of final data
Legally defined deadline of data transmission (T+_ months) 6 12
Actual date of transmission of the data (T+x months)  6  6
Delay (days)   0  0
Reasoning for delay  N/A N/A 


15. Coherence and comparability Top
15.1. Comparability - geographical

See below.

15.1.1. Asymmetry for mirror flow statistics - coefficient

Not requested.

15.1.2. Survey Concepts Issues

The following table lists a number of key survey concepts and conceptual issues; it gives reference to the Commission Regulation No 2020/1197, Frascati manual and the EBS Methodological Manual on R&D Statistics paragraphs with recommendations about these concepts / issues.

 

Concept / Issue Reference to recommendations Deviation from recommendations National definition / Treatment / Deviations from recommendations
Research and development FM2015 Chapter 2 (mainly paragraphs 2.3 and 2.4). No deviations.  The Frascati Manual definition is presented for the reporters
Coverage of levels of government FM2015, §12.5 to 12.9 No deviations.   OK
Socioeconomic objectives coverage and breakdown Reg. 2020/1197: Annex 1, Table 20 No deviations.   OK at chapter-level
Reference period Reg. 2020/1197: Annex 1, Table 20  No deviations.   OK 
15.1.3. Deviations from recommendations

GBARD encompass all spending allocations met from sources of government revenue foreseen within the budget, such as taxation. Spending allocations by extra-budgetary government entities are within the scope only to the extent that their funds are allocated through the budgetary process (FM2015 §12.9). The following table lists a number of key methodological issues, which may affect the international comparability of national GBARD statistics.

 

Methodological issues Reference to recommendations Deviation from recommendations  National definition / Treatment / Deviations from recommendations
Definition of GBARD FM § 12.9    Outlays are to be met only from taxation or other government revenue within the budget.
Stages of data collection FM2015 §12.41  No deviations  
Gross / net approach, net principle FM2015 §12.20 and 12.21    Yes, corresponding revenue excluded from appropriations according to the net principle.
EU/other funds Eurostat's EBS Methodological Manual on R&D Statistics    EU and Nordic funds are not included in the GBARD data (although they are included in the National GBARD statistics)
Types of expenditure FM2015 §12.15 to 12.18  No deviations  
Current and capital expenditure FM §12.15   Both current and capital expenditure are included in GBARD 
Extra budgetary funds FM §12.8, 12.20, 12.38   Other government funds are included.
No distinction is made between different types of funds, but we may distinguish between basic funds and other government funds. 
Loans FM §12.31, 12.32, 12.34   A distinction is made between loans that are to be repaid and other loans, only including in GBAORD those loans that are not expected to be repaid. Loans have, however, not been relevant since 2001. 
Indirect funding, tax rebates, etc. FM §12.31 - 12.38   Indirect funding (tax rebates etc.) is excluded.
Treatment of multi-annual projects FM2015 §12.44  No deviations  
Treatment of GBARD going to R&D abroad FM2015 §12.19  No deviations  GBARD includes government-financed R&D performed abroad by a number of international organisations and national institutions. These appropriations are separated in the National statistics (as a separate sector) 
Criterion for distribution by socioeconomic objective FM2015 §12.50 to 12.71  No deviations  Expected to be OK, but the reporters might make mistakes
Method of identification of primary objective Eurostat's EBS Methodological Manual on R&D Statistics, topic 2, statement B.6   Not mentioned in the guidelines
15.2. Comparability - over time

See below.

15.2.1. Length of comparable time series

See below.

15.2.2. Breaks in time series
  Length  of comparable time series  Break years1 Nature of the breaks
Provisional data    2009, 2001, 1999, 1994, 1993, 1992, 1988, 1983 2009: improvement of methods leads to higher estimates for provincial funding 
2001: A new principle concerning budgeting of commitments was introduced: from 2001 commitments of grants are carried to the debit side at the time of entering the commitment, where previously commitment of grants was carried to the debit side at maturity.
1999:Provincial and local government funding is included in the GBAORD data (in particular funding in provincial hospitals), as well as funding from the Danish National Research Foundation (included in Non-Oriented Research) and funding from the Danish Investment Fund (included in Industrial production and technology).
1994:The Ministry of education changed its methodology for the R&D funding estimation.
1992: Before 1992, GBAORD data included non-government sources.
1993, 1988, 1983:Changes in the method of assessing GBAORD led to breaks in series.
Final data    2009, 2001, 1999, 1994, 1993, 1992, 1988, 1983 2009: improvement of methods leads to higher estimates for provincial funding
2001: A new principle concerning budgeting of commitments was introduced: from 2001 commitments of grants are carried to the debit side at the time of entering the commitment, where previously commitment of grants was carried to the debit side at maturity.
1999:Provincial and local government funding is included in the GBAORD data (in particular funding in provincial hospitals), as well as funding from the Danish National Research Foundation (included in Non-Oriented Research) and funding from the Danish Investment Fund (included in Industrial production and technology).
1994:The Ministry of education changed its methodology for the R&D funding estimation.
1992: Before 1992, GBAORD data included non-government sources.
1993, 1988, 1983:Changes in the method of assessing GBAORD led to breaks in series. 

1)       Breaks years are years for which data are not fully comparable to the previous period.

15.3. Coherence - cross domain

GBAORD was compared with the total government-financed GERD in 2003 and 2005. Prior to 2003 no systematic comparisons between the GERD and the GBAORD series were made.

In 2003 and 2005 there was less than 1% in difference, when international appropriations are excluded from GBAORD.

15.3.1. Coherence - sub annual and annual statistics

Not requested.

15.3.2. Coherence - National Accounts

Not requested.

15.4. Coherence - internal

This part compares GBARD statistics from the provisional and final budget for the reference year.

15.4.1. Comparison between provisional and final data according to NABS 2007
  R&D allocations in the provisional budget delivered at T+6 R&D allocations in the final budget delivered at T+12 Difference (of final data)
Exploration and exploitation of the Earth 101,9 91,9 -10,0
Environment 258,9 272,4 13,5
Exploration and exploitation of space 246,8 246,8 0,0
Transport, telecommunication and other infrastructures 17,6 16,5 -1,1
Energy 1345,6 1515,2 169,6
Industrial production and technology 1159,2 1159,2 0,0
Health 3728,9 4117,8 388,9
Agriculture 1113,5 1034,5 -79,0
Education 706,1 688,1 -18,0
Culture, recreation, religion and mass media 349,8 356,2 6,4
Political and social systems, structures and processes 515,7 522,9 7,2
General advancement of knowledge: R&D financed from General University Funds (GUF) 9753,8 9834,8 81,0
General advancement of knowledge: R&D financed from other sources than GUF 3294,0 3186,7 -107,3
Defence 81,0 81,0 0,0
TOTAL GBARD 22672,8 23124,0 451,2


16. Cost and Burden Top

The assessment of costs associated with a statistical product is a rather complicated task since there must exist a mechanism for appointing portions of shared costs (for instance shared IT resources and dissemination channels) and overheads (office space, utility bills etc). The assessment must become detailed and clear enough so that international comparisons among agencies of different structures are feasible. 

16.1. Costs summary
  Costs for the statistical authority (in national currency) % sub-contracted1)
Staff costs N/A N/A 
Data collection costs N/A  N/A 
Other costs N/A  N/A 
Total costs N/A  N/A 
Comments on costs
 Most of the data are provided by the Ministry of Finance. We have no information on the cost of their work.

In Statistics Denmark one head of section is spending roughly a fifth of the working hours with this statistical area

1)       The shares of the figures given in the first column that are accounted for by payments to private firms or other Government agencies.

16.2. Components of burden and description of how these estimates were reached
  Value Computation method
Number of Respondents (R) Not relevant Not relevant 
Average Time required to complete the questionnaire in hours (T)1 Not relevant  Not relevant 
Average hourly cost (in national currency) of a respondent (C) Not relevant  Not relevant 
Total cost Not relevant  Not relevant 

1)        T = the time required to provide the information, including time spent assembling information prior to completing a form or taking part in interview and the time taken up by any subsequent contacts after receipt of the questionnaire (‘Re-contact time’)


17. Data revision Top
17.1. Data revision - policy

Statistics Denmark revises published figures in accordance with the Revision Policy for Statistics Denmark.

17.2. Data revision - practice

Not requested.

17.2.1. Data revision - average size

Not requested.


18. Statistical processing Top
18.1. Source data

a)       Provisional data:

The sources consist of:

  • government budget data from the Ministry of Finance
  • the Danish National Research Foundation
  • the Nordic Council of Ministers
  • EU funds
  • municipal and regional funds (from Statistics Denmark's survey)

b)      Final data:

 The sources are the same as for the provisional data

c)       General University Funds (GUF):

The sources are the same as for the provisional data

18.2. Frequency of data collection

See 12.3.3.

18.3. Data collection

See below.

18.3.1. Data collection overview
  Provisional data Final data Comments
Data collection method The funding of R&D from the budget of the Central Government has since 2004 been collected by the Ministry of Finance. A contact person in each ministry collects data from the reporting units of their ministry and reports these data to the Ministry of Finance. These data are then sent from the Ministry of Finance to Statistics Denmark.

 

Statistics Denmark collects data from the governmental fund – The Danish National Research Foundation (“Danmarks Grundforskningsfond”) and from the Nordic Council of Ministers ("Nordisk Ministerråd") – through contact persons in the foundations.

Statistics Denmark also estimates the regional and local funding of R&D and the EU funding of Danish R&D, the latter only to be used in the national estimate.

 

Budget survey and text analysis:

Like the data collection method for the provisional data.

- Budget survey for Central government;
- Text analysis on EU.
- Estimates from R&D statistics for local/provincial government.
The data compilation to GBARD is not integrated with the survey to government R&D performers.
Stage of data collection Pre-provisional (3): Budget proposals (figures presented to the parliament for the coming year).
Provisional data (4): Initial budget appropriations (figures as voted by the parliament for the coming year, including changes introduced in the parliamentary debate). 
The pre-provisional and provisional data categories are noted p for provisional. When they are replaced with final data, the p is removed
Final data (5): Final budget appropriations (figures as voted by the parliament for the coming year, including additional votes during the year)  

• For GBARD pre-provisional (3): Budget proposals (figures presented to the parliament for the coming year).

• For GBARD provisional (4): Initial budget appropriations (figures as voted by the parliament for the coming year, including changes introduced in the parliamentary debate).

• For GBARD final (5). Final budget appropriations (figures as voted by the parliament for the coming year, including additional votes during the year).

Reporting units The institution funding/administrating is the reporting unit. The institution funding/administrating is the reporting unit.  The reporting unit has remained consistent over the years. 
Basic variable Appropriations are the basic variable. The Danish name of the basic variable is “tilsagnsbevillinger”, which includes the term “commitment”. Appropriations are the basic variable. The Danish name of the basic variable is “tilsagnsbevillinger”, which includes the term “commitment”. N/A
Time of data collection (T+x)1) T-6 months T+6 months N/A 
Problems in the translation of budget items Some problems.

1) Time of data collection (T+x): T is assumed to represent the end of reference period. x expresses the number of months after (positive) or before (negative) T when data is collected.

18.3.2. General University Funds (GUF)

General University Funds are collected through the same method as other appropriations.

18.3.3. Distribution by socioeconomic objectives (SEO)
Level of distribution of budgetary items – institution or programme/project Objectives are distributed at the account level, which may then be split into more SEOs.
Criterion of distribution – purpose or content An evaluation by the reporters.
Method of identification of primary objectives An evaluation by the reporters. 
Difficulties of distribution No known difficulties. 
18.3.4. Questionnaire and other documents
Annex Name of the file
GBARD national questionnaire and explanatory notes in English: N/A
GBARD national questionnaire and explanatory notes in the national language: N/A 
Other relevant documentation of national methodology in English: Statistical documentation on Statistics Denmark's website 
Other relevant documentation of national methodology in the national language: Statistikdokumentation på Danmarks Statistiks hjemmeside
18.4. Data validation

The government budget data from the Ministry of Finance is validated primarily by the Ministry of Finance themselves as they gather the relevant budget data. Once the data set is received by Statistics Denmark, it is compared to previous years to spot unusual developments and similar that might indicate incorrect data that should be investigated further.

Data from the Danish National Research Foundation, the Nordic Council of Ministers, and EU funds is collected and compared to previous years for validation.

Data regarding municipalities and regions is an estimate based on a survey and is received already validated, but is, like the other data sources, compared with data from previous years. 

18.5. Data compilation

See below.

18.5.1. Imputation - rate

0

18.5.2. Data compilation methods

See below.

18.5.2.1. Identifying R&D
Method(s) of separating R&D from non-R&D The reporters estimate the share of R&D in each part of each appropriation. The estimate is based on their knowledge or the use of each and every account, as well as communication with institutes and other receivers of government funding. The technique is harmonised across reporters.
Description of the use of the coefficient (if applicable) Coefficients are used for local and provincial government. The coefficients are derived from the R&D statistics: In the Provisional (4) budget it is derived from the R&D statistics for the year T-2, and in the Final (5) budget it is derived from the R&D statistics for the year T-1. 
Coefficient estimation method Coefficients are used for local and provincial government. The coefficients are derived from the R&D statistics: In the Provisional (4) budget it is derived from the R&D statistics for the year T-2, and in the Final (5) budget it is derived from the R&D statistics for the year T-1. 
Frequency of updating of coefficients Annually 
18.5.2.2. General University Funds (GUF)
Method(s) of separating R&D from non-R&D Same method as other appropriations.
Description of the use of the coefficient (if applicable) Not applicable 
Coefficient estimation method Not applicable 
Frequency of updating of coefficients Not applicable 
18.5.2.3. Other issues
Treatment of multi-annual programmes Multi-annual programmes are reported in a single year - the year of the commitment. 
Possibility to classify budgetary items by COFOG functions No 
Possibility to classify budgetary items by other nomenclatures e.g. NACE No 
Method of estimation of future budgets Data at current prices are used. 
18.6. Adjustment

Not requested.

18.6.1. Seasonal adjustment

Not requested.


19. Comment Top


Related metadata Top


Annexes Top