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MiFID Implementing Regulation

Name: MiFID Implementing Regulation
Full title: Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance).
On EUR-lex : 32006R1287

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Here is a list of all questions related to this legislative act. Where a question is linked to multiple provisions, only one provision is displayed. A standard list of issues is used for the question titles.

14 item(s) found, displaying 1 to 14   Page(s): 1, Item(s) per page:  
ID Sorted in descending order Ref Sort by Issue Sort by Sub-Issue Sort by Article Sort by Annex Sort by Recital Sort by
450 258. Definitions Definition of financial instrument 38
426 236. Definitions ‘any relevant person acting on behalf of the client’ 7(b)
389 204. Market transparency OTC transactions 27(4)
331 156. Market transparency trading hours and allied issues 4
309 136. Best execution acting as riskless principal 27
290 119. Transaction reporting trading time I
278 110. Transaction reporting when bank is counterparty 9
270 103. Post-trade transparency delayed publication – reference to ‘trading day’ II
239 74. Market transparency pre-trade transparency obligations – continuous auction order book 17
215 50. Regulated markets list 34(5)
192 34.1 Market transparency meaning of ‘share’ for post-trade transparency purposes 2(10)
165 11. Market transparency systematic internalisers – general 21(4)
156 6.2 Transaction reporting trading time I
155 6.1 Transaction reporting trading time I

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Asset management
Capital Requirements Directives (CRD)
Markets in Financial Instruments Directive
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