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MiFID Implementing Directive

Name: MiFID Implementing Directive
Full title: Commission Directive 2006/73/EC of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Text with EEA relevance).
On EUR-lex : 32006L0073

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Here is a list of all questions related to this legislative act. Where a question is linked to multiple provisions, only one provision is displayed. A standard list of issues is used for the question titles.

73 item(s) found, displaying 1 to 15   Page(s): 1,2,3,4,5, Item(s) per page:  Show all  
ID Sorted in descending order Ref Sort by Issue Sort by Sub-Issue Sort by Article Sort by Annex Sort by Recital Sort by
1123 Information to clients Information to clients about costs and charges 33
1114 Suitability and appropriateness tests
1022 Outsourcing 12(2)(b)
875 292. Definitions 24(1)
853 278. Client funds and client property rules 16(1)(d)
851 276. Outsourcing compliance function, money laundering 6
849 274. Definitions contingent liability 42
845 271. Investment services and activities churning 35
829 263. management under MiFID 35
447 256. Suitability and appropriateness tests Questionnaire 35
445 254.2 Appropriateness test complex/non-complex products 38
440 250. Order handling outside market hours 47(1)(b)
434 244. Investment advice financial instrument 52
421 231. Best execution application to UCITS management companies 45
418 228. Investment research review and approve 25(2)(e)

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Asset management
Capital Requirements Directives (CRD)
Markets in Financial Instruments Directive
Payment services
Retail financial services and payments
Securities markets

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