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Markets in Financial Instruments Directive (MiFID)

Name: Markets in Financial Instruments Directive (MiFID)
Full title: Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC.
On EUR-lex : 32004L0039

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Here is a list of all questions related to this legislative act. Where a question is linked to multiple provisions, only one provision is displayed. A standard list of issues is used for the question titles.

249 item(s) found, displaying 1 to 15   Page(s): 1,2,3,4,5,6,7,8,9,10, ... Item(s) per page:  Show all  
ID Sorted in descending order Ref Sort by Issue Sort by Sub-Issue Sort by Article Sort by Annex Sort by Recital Sort by
1123 Information to clients Information to clients about costs and charges 19(3)(4th indent)
1120 Definitions Transferable Security 4(1)(18)
1117 Ancillary services Appropriateness test
1095 Definitions I(C)
1087 Exemptions 2(1)(a)
1022 Outsourcing 13(2 et 5)
982 Foreign exchange I(C)
955 332 Definitions I(C)
885 295. Foreign exchange I(B)
875 292. Definitions I(B)
870 290. Client classification Residual category II(1)
862 284. Definitions Commodity 2(1)(k)
859 281. Exemptions weather derivatives 2(1)(i)
853 278. Client funds and client property rules 13(7)
851 276. Outsourcing compliance function, money laundering 13(2)