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11 item(s) found, displaying 1 to 11   Page(s): 1, Item(s) per page:
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(EC)1287/2006 MiFID Implementing Reg. (EC)1287/2006 on record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of Dir. 2004/39/EC
(EU)TBD11/20.. MiFID REGULATION (EU).../... amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories as regards certain dates
2000/12/EC CRD Capital Requirements Directive - 2000/12/EC
2004/39/EC MiFID Directive 2004/39/EC on markets in financial instruments (MiFID1) as amended by Directive 2010/78/EU (Omnibus I)
2006/48/EC CRD Capital Requirements Directive - 2006/48/EC
2006/49/EC CRD Capital Requirements Directive - 2006/49/EC
2006/73/EC MiFID Implementing Dir. 2006/73/EC on organisational requirements and operating conditions for investment firms and defined terms for the purposes of Dir. 2004/39/EC
2007/64/EC Directive 2007/64/EC on payment services in the internal market (PSD - Payment Services Directive)
2009/110/EC Directive 2009/110/EC on the taking up, pursuit and prudential supervision of the business of electronic money institutions (E-Money Directive)
2011/61/EU Directive 2011/61/EU on Alternative Invetsment Fund Managers (AIFMD)
TBD10/20../EU MiFID DIRECTIVE ..../../EU amending Directive 2014/65/EU as regards certain dates

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