ID 955 with reference 332 : Definitions -
Recently we have seen, in certain EU jurisdictions, the flourish of several Binary Options Trading Companies. Very briefly, these Binary Options Trading Companies typically offer their Clients (retail ...
ID 982 published on 22/07/2013 : Foreign exchange -
Does a rolling spot Foreign Exchange on margin take the form of a derivative contract or contract for difference to be considered financial instrument under MiFID ?
ID 1123 published on 06/12/2012 : Information to clients - Information to clients about costs and charges
Art. 19, para 3 of the 2004 directive refers to 'clients or potential clients', whereas the 2006 implementing directive only refers to 'retail or potential retail clients'. Does this mean that the obl ...
ID 1095 published on 09/01/2013 : Definitions -
Is the trade of Binary Options an activity regulated under MiFID? Do Binary Options fall within the definition of financial instruments under MiFID?
Scenario: Binary Options are typically offer ...
ID 1114 published on 09/01/2013 : Suitability and appropriateness tests -
Could a bank submit the suitability and appropriateness questionnaire online through its Internet banking service?