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TOPIC : Public Procurement of Innovative Solutions for energy efficiency

Topic identifier: EE-19-2017
Publication date: 14 October 2015

Types of action: PPI Public Procurement of Innovative solutions
DeadlineModel:
Opening date:
single-stage
19 January 2017
Deadline: 07 June 2017 17:00:00

Time Zone : (Brussels time)
  Horizon 2020 H2020 website
Pillar: Societal Challenges
Work Programme Year: H2020-2016-2017
Topic Updates
  • 24 May 2017 18:09

    Description of projects launched under the H2020 EE Call 2016 are now available in the H2020 Energy Efficiency Data Hub: europa.eu/!vM67rD

  • 23 January 2017 14:58

     

    Topic EE-19-2017: Topic Conditions have been updated to reflect the specific provisions, funding rate, proposal templates, evaluation forms and model grant agreement for the action type 'Public Procurement of Innovative Solutions (PPI)'.

     

  • 27 July 2016 11:32

    Work Programme 2016-17 Revision (European Commission Decision C(2016)4614 of 25 July 2016)

    Call 2017: For topic EE-19-2017: Public procurement of innovative solutions for energy efficiency the scope and expected impact have been updated.

     

  • 17 March 2016 13:56

    H2020 2016-17 Work Programme update (European Commission Decision C(2016)1349 of 9 March 2016)

    In the section "Scope" the sentence "Proposals should actively use the Procurement of Innovation Platform supported by the European Commission" has been updated to "Proposals may use the Procurement of Innovation Platform supported by the European Commission".

Topic Description
Specific Challenge:

Considering the large volume of public spending (19% of EU GDP, or roughly EUR 2,200 billion in 2009), the public sector constitute an important driver to stimulate market transformation towards more sustainable energy-related products and services. The Energy Efficiency Directive requires that central governments purchase only products, services and buildings with high energy-efficiency performance. Public Procurement of Innovative solutions (PPI) is not sufficiently developed in the field of energy efficiency although it could support the market up-take of energy efficient goods, buildings or services.

Scope:

Actions enabling a group of procurers (buyers group) to undertake a PPI procurement for innovative solutions for, products, services buildings (NZEB, renovation) which are not yet available on a large-scale commercial basis, and which have energy performance levels that are better than the best levels available on the market. The innovative solutions procured by all procurers in the buyers group must have the same core functionality and performance characteristics, but may have additional 'local' functionality due to differences in the local context of each individual procurer. Actions should lead to the first application / commercialisation of the innovative solution, in order to assure its market uptake. Functional/performance based specifications should be ambitious but achievable without the procurement of research and development and without distorting competition. Where appropriate, proposals should build upon the outputs of ongoing projects (including the Project Development Assistance projects), networks, guides, tools, and rely on the use of cost – benefit analysis (e.g. using a life- cycle approach). Proposals may use the Procurement of Innovation Platform supported by the European Commission. The procurement of innovation process should be associated with coordination and networking activities that embed the PPI into a wider set of demand side activities, including the removal of marked barriers (e.g. lack of knowledge, practical training, tailored guidelines and legal uncertainties) and awareness and knowledge sharing activities. Other entities (e.g. end-users, certification bodies, private/NGO procurers that provide services of public interest and share the same procurement need) whose participation is well justified may participate in additional activities that clearly add value to the action. Proposals should include a clear action plan to communicate experiences and results towards potential replicators across the EU.

Applicants should refer to the part D and E of the General Annexes to this Work Programme.

The Commission considers that proposals requesting a contribution from the EU of between EUR 1 and 2 million would allow this specific challenge to be addressed appropriately. Nonetheless, this does not preclude submission and selection of proposals requesting other amounts. The funding rate for Public Procurement of Innovative Solutions (PPI) actions is limited to 35% of the total eligible costs (PPI is procurement for the purchase and deployment of innovative solutions) to leverage co-financing from the procurers.

Expected Impact:

For PPI actions, proposals are expected to demonstrate the impacts listed below (wherever possible, use quantified indicators and targets):

  • Prepare and implement the PPI procurement and PPI contracts within the timeframe of the project to ensure the first application / commercialisation of the innovative solutions.
  • Energy performance levels of new buildings should be at least 25% better than current regulations or reach NZEB performance levels. For existing buildings, energy savings of at least 60% compared to the existing building should be reached, using innovative solutions. Products and services, should demonstrate at least 25% better performance in terms of energy efficiency than the available performance levels.
Cross-cutting Priorities:

Innovation Procurement

Topic conditions and documents

Please read carefully all provisions below before the preparation of your application.
 

  1. List of countries and applicable rules for funding: described in part A of the General Annexes of the General Work Programme. Exceptional funding rates: The funding rate for Public Procurement of Innovative Solutions (PPI) actions is limited to 35% of the total eligible costs (PPI is procurement for the purchase and deployment of innovative solutions) to leverage co-financing from the procurers.
    Note also that a number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon 2020 projects (follow the links to Australia, Brazil, Canada, China, Hong Kong & Macau, India, Japan, Republic of Korea, Mexico, Russia, Taiwan).

     
  2. Eligibility and admissibility conditions: described in part B and C of the General Annexes of the General Work Programme.

    Proposal page limits and layout: Please refer to Part B of the standard proposal template.
     
  3. Evaluation

    3.1  Evaluation criteria and procedure, scoring and threshold: described in part H of the General Annexes of the General Work Programme

    3.2 Submission and evaluation process: Guide to the submission and evaluation process

     
  4. Indicative timetable for evaluation and grant agreement:

    Information on the outcome of single-stage evaluation: maximum 5 months from the deadline for submission.
    Signature of grant agreements: maximum 8 months from the deadline for submission.
     
  5. Provisions, proposal templates and evaluation forms for the type(s) of action(s) under this topic:


    Public Procurement of Innovative Solutions (PPI):

    Specific provisions and funding rates Annex D (Types of action: specific provisions and funding rates) and Annex E (Specific requirements for innovation procurement (PCP/PPI) supported by Horizon 2020 grants)
    Standard proposal template (call specific templates must be downloaded from the electronic submission system)
    Standard evaluation form
    H2020 General MGA -Multi-Beneficiary
    Annotated Grant Agreement VI. PCP-PPI MGA
     
  6. Additional provisions:

    Horizon 2020 budget flexibility

    Classified information

    Technology readiness levels (TRL) – where a topic description refers to TRL, these definitions apply.

    Financial support to Third Parties – where a topic description foresees financial support to Third Parties, these provisions apply.

     
  7. Open access must be granted to all scientific publications resulting from Horizon 2020 actions:

    Where relevant, proposals should also provide information on how the participants will manage the research data generated and/or collected during the project, such as details on what types of data the project will generate, whether and how this data will be exploited or made accessible for verification and re-use, and how it will be curated and preserved.

    Open access to research data
    The Open Research Data Pilot has been extended to cover all Horizon 2020 topics for which the submission is opened on 26 July 2016 or later. Projects funded under this topic will therefore by default provide open access to the research data they generate, except if they decide to opt-out under the conditions described in annex L of the Work Programme. Projects can opt-out at any stage, that is both before and after the grant signature.

    Note that the evaluation phase proposals will not be evaluated more favourably because they plan to open or share their data, and will not be penalised for opting out.

    Open research data sharing applies to the data needed to validate the results presented in scientific publications. Additionally, projects can choose to make other data available open access and need to describe their approach in a Data Management Plan.

    - Projects need to create a Data Management Plan (DMP), except if they opt-out of making their research data open access. A first version of the DMP must be provided as an early deliverable within six months of the project and should be updated during the project as appropriate. The Commission already provides guidance documents, including a template for DMPs.

    - Eligibility of costs: costs related to data management and data sharing are eligible for reimbursement during the project duration.

    The legal requirements for projects participating in this pilot are in the article 29.3 of the Model Grant Agreement.

     

  8. Additional documents:

    H2020 Work Programme 2016-17: Introduction
    H2020 Work Programme 2016-17: Secure, clean and efficient energy
    H2020 Work Programme 2016-17: Dissemination, Exploitation and Evaluation
    H2020 Work Programme 2016-17: General Annexes
    Legal basis: Horizon 2020 - Regulation of Establishment
    Legal basis: Horizon 2020 Rules for Participation
    Legal basis: Horizon 2020 Specific Programme 


    Please note that the topic EE-22 will open again on the 19/01/2017 with deadline 07/06/2017, subject to the final decision on 2017 budget appropriations. 
     

 

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