Research & Innovation - Participant Portal

TOPIC : Raw materials Innovation actions

Topic identifier: SC5-14-2016-2017
Publication date: 14 October 2015

Types of action: IA Innovation action
DeadlineModel:
Opening date:
two-stage
08 November 2016
Deadline:
2nd stage Deadline:
07 March 2017 17:00:00
05 September 2017 17:00:00

Types of action: IA Innovation action
DeadlineModel:
Opening date:
two-stage
10 November 2015
Deadline:
2nd stage Deadline:
08 March 2016 17:00:00
06 September 2016 17:00:00

Time Zone : (Brussels time)
  Horizon 2020 H2020 website
Pillar: Societal Challenges
Work Programme Year: H2020-2016-2017
Topic Description
Specific Challenge:

The EU is highly dependent on raw materials that are crucial for a strong European industrial base, an essential building block of the EU's growth and competitiveness. Securing the sustainable access to raw materials, including metals, industrial minerals and construction raw materials, and particularly Critical Raw Materials (CRM), for the EU economy is of high importance.

The challenge for industry is to scale-up promising raw materials production technologies and to demonstrate that raw materials can be produced in an innovative and sustainable way in order to make sure that research and innovation end-up on the market, to strengthen the competitiveness of the European raw materials industries, to meet ambitious energy and climate 2030 targets and to gain the trust of the EU citizens to raw materials sector.

This specific challenge is addressing development of the "innovative pilot actions"[1] which is one of the major targets of the European Innovation Partnership (EIP) on Raw Materials.

Scope:

The main objective is to develop innovative pilots demonstrating clean and sustainable production of non-energy non-agricultural raw materials in the EU from primary and/or secondary sources.

All proposals should cover all the following points:

  • justify relevance of selected pilot demonstrations, finishing at Technology Readiness Levels (TRL) 6-8, in different locations within the EU (and also outside if there is a clear added value for the EU economy, industry and society);
  • facilitate the market uptake of solutions developed through industrially- and user-driven multidisciplinary consortia covering the relevant value chain;
  • include an outline of the initial exploitation and business plans (with indicated CAPEX, OPEX, IRR and NPV[2]) with clarified management of Intellectual Property Rights, and commitment to the first exploitation;
  • consider standardisation aspects when relevant;
  • assess health, safety and environmental risks and their management for all proposed actions to avoid environmental damage and maintain overall ecological stability;
  • include a plan to communicate the added value of the proposal to the local communities and society for improving public acceptance and trust should be addressed by all the proposals. Participation of civil society from the start of exploration until after-closure activities in a process of co-design, co-development and co-implementation is strongly encouraged.

Wherever possible, proposers could actively seek synergies, including possibilities for funding, with relevant national/regional research and innovation programmes.

Within the projects funded, additional or follow-up funding should be sought, be it private or public, including from relevant regional/national schemes under the European Structural and Investment Funds (ESIF), in particular under the European Regional Development Fund (ERDF), or other relevant funds such as the Instrument for Pre-accession Assistance (IPA II). To achieve this, projects could seek contact with ERDF/IPA managing authorities and with the authorities who developed the Research and Innovation Smart Specialisation Strategies (RIS3). The responsible regional/national authorities could then take an interest in the projects and their expected results. They could engage in the use and deployment of the novel solutions resulting from projects e.g. through pre-commercial public procurement or public procurement for innovative solutions. The project proposals could already indicate which interested regions/countries or other partners have been pre-identified for contact during the project. Please note, however, that reference to such additional or follow-up funding will not lead automatically to a higher score in the evaluation of the proposal.

Projects should include a work-package to cluster with other projects financed under this topic and – if possible – with other relevant projects in the field funded by Horizon 2020, in support of the EIP on Raw Materials

In line with the EU's strategy for international co-operation in research and innovation (COM(2012)497) international cooperation is encouraged.

The Commission considers that proposals requesting a contribution from the EU of between EUR 8 million and EUR 13 million would allow this specific challenge to be addressed appropriately. Nonetheless, this does not preclude submission and selection of proposals requesting other amounts.

Proposals shall address only one of the following issues:

a) Intelligent mining on land (2016): Proposals should develop and demonstrate new intelligent mining systems to avoid exposure of workers in dangerous operations, to increase efficiency and profitability, and to minimise environmental impacts of the mining operations. Any of the metallic, industrials and/or construction minerals could be targeted. The importance of the targeted raw materials for the EU economy has to be duly demonstrated in the proposal.

b) Processing of lower grade and/or complex primary and/or secondary raw materials in the most sustainable ways (2017): Proposals should demonstrate new systems integrating relevant processing and refining technologies for better recovery of minerals and metals from low grade and/or complex ores, industrial or mining wastes at increased efficiency in terms of better yield and process selectivity. The importance of the targeted raw materials and their sources for the EU has to be demonstrated in the proposal. The solution proposed should be flexible enough to adapt to different ore grades and should be supported by efficient and robust process control.

c) Sustainable metallurgical processes (2017): Proposals should develop innovative metallurgical systems integrating pyro-, hydro-, bio-, and/or electro-metallurgical and/or electrochemical technologies, in order to enhance the production efficiency, metal recovery and selectivity from primary and/or secondary raw materials.

Expected Impact:

Projects are expected to justify and provide evidence that they:

a)

  • contribute to achieving the targets of the EIP on Raw Materials, particularly in terms of innovative pilot actions on mining for innovative production of raw materials;
  • have a market potential and the competitive technology advantage that will be gained through the pilot leading to expanding the EU business and to be implemented across the EU after the project is finished;
  • push the EU to the forefront in the area of mining technologies and solutions through generated know how (planned patents, publications in high impact journals and joint public-private publications etc.);
  • lead to unlocking substantial reserves of new or today unexploited resources within the EU.
  • create added value and new jobs in raw materials producing, equipment manufacturing, information and communication technologies and/or downstream industries;
  • lead to improving the health and safety performance of the operations;
  • avoid environmental damage and maintain overall ecological stability;
  • improve awareness, acceptance and trust of society in a sustainable raw materials production in the EU;

b)

  • contribute to achieving the targets of the EIP on Raw Materials, particularly in terms of innovative pilot actions on processing and/or recycling for innovative production of raw materials;
  • improve economic viability and market potential that will be gained through the pilot, leading to expanding the business across the EU after the project is finished;
  • create added value and new jobs in raw materials producing, equipment manufacturing and/or downstream industries;
  • optimise raw materials recovery (increased yield and selectivity) from low grade and/or complex and variable primary and/or secondary resources;
  • push the EU to the forefront in the area of raw materials processing technologies and solutions through generated know how (planned patents, publications in high impact journals and joint public-private publications etc.);
  • lead to unlocking substantial reserves by giving economic viability to new or today unexploited resources within the EU;
  • improve the environmental performance, including reduction in waste generation and a better recovery of resources from generated waste;
  • improve the health and safety performance of the operations; improve the awareness, acceptance and trust of society in a sustainable raw materials production in the EU;

c)

  • contribute to achieving the targets of the EIP on Raw Materials, particularly in terms of innovative pilot actions for innovative production of raw materials;
  • improve economic viability and market potential that will be gained through the pilot, leading to expanding the business across the EU after the project is finished;
  • optimise metal production (increased yield and selectivity) from primary and/or secondary resources, while keeping competitive process performance in terms of resource and energy efficiency;
  • push the EU to the forefront in the area of metals processing and refining technologies and solutions through generated know how (planned patents, publications in high impact journals and joint public-private publications etc.);
  • create added value and new jobs in metallurgy, equipment manufacturing and/or downstream industries;
  • improve the environmental (control of emissions, residues, effluents), health and safety performance of the operations;
  • improve the awareness, acceptance and trust of society in a sustainable raw materials production in the EU.

[1]https://ec.europa.eu/eip/raw-materials/en/content/strategic-implementation-plan-sip-0#Targets

[2]Capital expenditures (CAPEX), operational expenditure (OPEX), internal rate of return (IRR), and net present value (NPV)

Topic conditions and documents

Please read carefully all provisions below before the preparation of your application.
 

  1. List of countries and applicable rules for funding: described in part A of the General Annexes of the General Work Programme.
    Note also that a number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon 2020 projects (follow the links to China, Japan, Republic of Korea, Mexico, Russia, Taiwan).

     
  2. Eligibility and admissibility conditions: described in part B and C of the General Annexes of the General Work Programme
    Proposal page limits and layout: Please refer to Part B of the standard proposal template.

     
  3. Evaluation

    3.1  Evaluation criteria and procedure, scoring and threshold: described in part H of the General Annexes of the General Work Programme
    3.2 Submission and evaluation process: Guide to the submission and evaluation process

          
  4. Indicative timetable for evaluation and grant agreement:

    Information on the outcome of single-stage evaluation: maximum 5 months from the deadline for submission.
    Signature of grant agreements: maximum 8 months from the deadline for submission.

    Information on the outcome of two-stage evaluation:
          For stage 1: maximum 3 months from the deadline for submission.
          For stage 2: maximum 5 months from the deadline for submission.
    Signature of grant agreements: maximum 8 months from the deadline for submission.

     
  5. Provisions, proposal templates and evaluation forms for the type(s) of action(s) under this topic:


    Innovation Action:

    Specific provisions and funding rates
    Standard proposal template
    Standard evaluation form
    H2020 General MGA -Multi-Beneficiary
    Annotated Grant Agreement


     
  6. Additional provisions:

    Horizon 2020 budget flexibility

    Classified information

    Technology readiness levels (TRL) – where a topic description refers to TRL, these definitions apply.

    Financial support to Third Parties – where a topic description foresees financial support to Third Parties, these provisions apply.

     
  7. Open access must be granted to all scientific publications resulting from Horizon 2020 actions, and proposals must refer to measures envisaged. Where relevant, proposals should also provide information on how the participants will manage the research data generated and/or collected during the project, such as details on what types of data the project will generate, whether and how this data will be exploited or made accessible for verification and re-use, and how it will be curated and preserved.
    This topic participates per default in the open access to research data pilot which aims to improve and maximise access to and re-use of research data generated by projects:
    • The pilot applies to the data needed to validate the results presented in scientific publications. Additionally, projects can choose to make other data available for open access and need to describe their approach in a Data Management Plan (to be provided within six months after the project start).
    • Note that the evaluation phase proposals will not be evaluated more favourably because they are part of the Pilot, and will not be penalised for opting out of the Pilot.
    • Projects can at any stage opt-out of the pilot.
    The legal requirements for projects participating in this pilot are in the article 29.3 of the Model Grant Agreement.
    Further information on the Open Research Data Pilot is made available in the H2020 Online Manual.
     
  8. Additional documents:
    H2020 Work Programme 2016-17: Introduction
    H2020 Work Programme 2016-17: Climate action, environment, resource efficiency and raw materials
    H2020 Work Programme 2016-17: Dissemination, Exploitation and Evaluation
    H2020 Work Programme 2016-17: General Annexes
     

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