Bewertungen des Programmplanungszeitraums 2007-2013

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The DG REGIO Evaluation unit - in cooperation with the Member States – is carrying out the ERDF/Cohesion Fund ex post evaluation 2007-2013 of 320 co-funded programmes. The evaluation consists of a set of 15 working packages most of them thematic in nature.

Work package 0 - Data collection and quality assessment
Work package 1 - Synthesis
  • Summary: Work package 1 will produce the synthesis report for the whole ex post evaluation and will therefore be completed after the other work packages. This package will also assess the effect of the economic and financial crisis on the 2007-2013 programmes.
  • Deliverables:
    • Summary of Expert seminar on the use of Cohesion policy funding to support growth and job creation in the EU (30 January 2015) en PDF document
    • Inception report en PDF document
    • Terms of Reference en PDF document
Work package 2 - Small and medium sized enterprises, innovation, ICT
  • Summary: This evaluation comprises the analysis of 50 OPs representing 65% of the support to SMEs and outlines the mechanisms and context where the OPs were implemented.

    The study offer an in-depth examination of eight case studies of selected OPs and a theory-based impact evaluations of three policy instruments.

    Key findings:
    • The ERDF provided a significant source of funds which helped SMEs to cope with the crisis in particular in those regions most severely affected.
    • The ERDF enabled SMEs to survive or preserve pre-crisis levels of investment and employment.
    • The analysis shows that more ambitious and structural effects also developed. In these cases, ERDF interventions fostered dynamics of change within targeted SMEs.
    • For some SMEs the contribution of the ERDF accelerated or anticipated investment plans sometimes increasing their magnitude.
    • Selected evidence illustrates that the ERDF played a catalytic role in supporting the strategic investment plans of SMEs, helping to increase profitability and exports.
    • The ERDF triggered changes in the way SMEs do business. Some were visible and measurable (e.g. technologic upgrade), others related to the entrepreneur’s mind set.
    • Behavioural changes were more evident in SMEs which already had longer experience with R&D projects where they stimulated deeper structural effects.
    • When target SMEs were embedded into clusters or local production systems, there was evidence that positive effects spread to other enterprises.
  • Deliverables:
    • Terms of Reference en PDF document
    • 1st intermediate Report: Volume 1 en PDF document - Volume 2 en PDF document
    • 2nd intermediate Report en PDF document
    • 3rd intermediate Report: Volume 1 en PDF document - Volume 2 en PDF document
    • Final Report en PDF document
    • Executive Summary en de fr PDF document
    • Case Studies:
      • Czech Republic en
      • Denmark en
      • France en
      • Germany en
      • Italy en
      • Lithuania en
      • Poland en
      • Spain en
Work package 3 - Financial Instruments for Enterprises
  • Summary: Financial instruments are a growing set of tools in Regional and Urban Policy - by 31 December 2012 a total of 816 specific funds had been set up across the EU, with EUR 10.5 billion in capital. This evaluation assesses the rationale, implementation and early evidence of effectiveness of equity/venture capital, loans and guarantees. A key policy question is how the costs (including set up) and benefits (increased investment, production, productivity and jobs) compare between the different financial instruments and with alternative enterprise support instruments such as grants.
  • Deliverables:
    • Terms of Reference en PDF document
    • Final Report en PDF document
    • Executive Summary de enfr PDF document
Work package 4 - Large enterprises
  • Summary: Large enterprises play an important role in regional development, but much of the evidence so far questions the impact of public support on large enterprise investment decisions – and their long term commitment to the region of location. This evaluation assesses the rationale, implementation and evidence of effectiveness of Cohesion Policy support in the 8 countries which account for 75% of ERDF support to large enterprises. The evaluation will compare direct effects and wider benefits as well as export-led, FDI-based strategies and development of the indigenous large enterprise base.
  • Deliverables:
    • Terms of Reference en PDF document
    • First Interim report Part Aen Part Ben PDF document
    • Final Report en PDF document - Annex en PDF document
    • Executive Summary de enfr PDF document
    • Case Studies en
  • Work package 5 - Transport
    • Summary: This evaluation presents main achievements of cohesion policy in the area of transport infrastructure. It also offers assessment of the EU contribution to the comprehensive transport networks and its strength and weaknesses, focusing in particular on the financial analysis underlying the infrastructural projects.
      • At over € 82 billion, transport accounts for the biggest share of cohesion policy allocation (over 30%).
      • This contribution enabled Member States to upgrade or expand their transport networks. By the end of 2013, the managing authorities reported 3,875 km of new roads built and over 23,000 km of roads reconstructed, as well as 269 km of new railroads and 3,136 km of reconstructed railroads.
      • New or enhanced infrastructure provided better connectivity both within and across Member States borders. 47% of roads and 49% of railroads receiving the cohesion policy support were part of the TEN-T.
      • Cohesion policy also stimulated improvement in the way transport interventions are planned (development of transport strategies) and prepared (improvement in quality of major projects applications).
    • Deliverables:
      • Terms of Reference en PDF document
      • Final report bringing together the findings from all evaluation tasks and including catalogue of challenges (problems within the ex-ante financial analysis of major projects and solutions to overcome them) en PDF document
      • Executive summary en PDF document
      • Map of road projects supported by Cohesion policy between 2000 and 2013 (and operational by the end of 2014) en PDF document
      • Map of rail projects supported by Cohesion policy between 2000 and 2013 (and operational by the end of 2014) en PDF document
      • 10 major project case studies to better understand the implementation context and verify the underlying assumptions (BG, CZ, DE, EE, ES, HU, PL and RO / road, railway and urban transport) en PDF document
      • 6 Member State case studies to explore the contribution of cohesion policy to the national and EU transport policy (ES, FR, HU, IT, PL and RO) en PDF document
      • Inception report en PDF document
    Work package 6 - Environment
    • Summary: The evaluation analysed the progress and achievements of Cohesion Policy for environment related infrastructure focusing on two areas: waste management and water. The study assessed to what extent Cohesion Policy funding contributed to Member States' implementation of EU environmental directives and 2) environmental projects co-funded by Cohesion Policy are financially sustainable. In order to answer these questions, a broad review of the portfolio of projects and operational programmes and a more detailed analysis of the quality of the financial analysis for 20 selected major projects were carried out. 10 case studies examined implementation issues and provided a contextual understanding of the financial analysis: 3 projects for waste management (Poland/ Gdańsk, Portugal/ERSUC, Romania/Cluj County) and 7 projects for water (Czech Republic/Brno, Estonia/Kohtla-Järve Area, Greece/Koropiou & Paianias, Lithuania/Vilnius, Malta, Poland/ Żory, Portugal/SIMARSUL).
      1. The study found that the support for environment for the programming period 2007-2013 represented about € 46.5 billion and the decided amounts accounted for over 17% of all Cohesion Policy resources. In many EU13 and southern EU15 Member States, Cohesion Policy is one of the main sources of public financing and therefore provided a major contribution to achieving EU water and waste targets. Many of these countries have made broad progress: in the area of waste, the recycling rate increased in almost all EU13 Member States; in the area of water, projects financed by the ERDF and Cohesion Fund improved drinking water supply for at least 4 million EU citizens and contributed to better wastewater treatment for over 7 million EU citizens.
      2. The evaluation found that the financial analysis undertaken as part of the preparation of the examined major projects on water and waste management was of reasonable good quality and provided a sound basis for financial sustainability of those environmental projects.
    • Deliverables:
      • Terms of Reference en PDF document
      • 2 pilot case studiesen PDF document
      • Final Report en PDF document
      • Executive Summary en PDF document
      • Case Studies en
    Work package 7 - Modelling the effects of transport projects

    Contract not launched.

    Work package 8 - Energy efficiency
    • Summary: In the 2007-2013 programming period, energy efficiency allocations amounted to EUR 6 billion, a substantial increase from the 2000-2006 period. The evaluation will assess the rationale for types of interventions and early evidence of effectiveness of investments in energy efficiency in public and residential buildings.
    • Deliverables:
      • Final report en PDF document - Annex ZIP document
      • Terms of Reference en PDF document
    Work package 9 - Tourism and Culture
    • Summary: The evaluation will establish the nature of co-financed investments in the sector of tourism and culture and explore the rationale that guides their potential and actual contribution to deliver growth and jobs. At least EUR 14 Billion is planned for investment in tourism and culture activities in the period 2007-2013. The study will synthesise outputs and results achieved, and will assess the effectiveness of strategies and interventions in these policy areas.
    • Deliverables:
      • Final report en PDF document - Annex en PDF document
      • Executive Summary deenfr PDF document
      • Case Study Interreg Italy-Austria en PDF document
        • Mini Case Study Interreg Italy-Austria: Transmuseum en PDF document
        • Mini Case Study Cross-border Italy-Austria Interreg IV Programme Study Ciclovia Alpe Adria Radweg en PDF document
      • Regional Case Study Madrid en PDF document
        • Mini Case Study Madrid: Centro de Arte Alcobendas en PDF document
        • Mini Case Study Madrid: Matadero en PDF document
      • Case Study Malta en PDF document
        • Mini Case Study Malta: Grant Scheme for Sustainable Tourism Projects by Enterprises en PDF document
        • Mini Case Study Malta: The Restoration and Rehabilitation of Historical Fortifications of Malta and Gozo en PDF document
      • Podlaskie Regional Case Study en PDF document
        • Mini Case Study Podlaskie: Centre for Education and Muslim Culture of Polish Tatars in Kruszyniany en PDF document
        • Mini Case Study The Opera and Philharmonics of Podlaskie en PDF document
      • Regional Case Study Puglia en PDF document
        • Mini Case Study Buy Puglia en PDF document
        • Mini Case Study Puglia Sounds en PDF document
      • Regional Case Study Rhone-Alpes (France) en PDF document
        • Mini Case Study Rhone-Alpes: Création d’un espace de promotion/communication touristique sur l’Ain sur le site du Parc des Oiseaux en PDF document
        • Mini Case Study Rhone-Alpes: Maison de la Lone in Saint Pierre de Boef leisure park en PDF document
      • Interim Report en PDF document - Case studies en PDF document
      • Inception report en PDF document
      • Terms of Reference en PDF document
    Work package 10 - Urban development and Social infrastructure
    • Summary: The evaluation will establish the nature and objectives of co-financed investments in the fields of urban development and social infrastructures and assess the extent to which they were delivered through integrated strategies or not. The overall aim of the evaluation is to explore the rationale that guides investments in these fields and their potential and actual contribution to deliver growth and jobs.
    • Deliverables:
      • Terms of Reference en PDF document
      • Final Report en PDF document - Annexes en PDF document
      • Executive Summary de enfr PDF document
    Work package 11 - European territorial Cooperation
    • Summary: The evaluation will establish what results have been achieved via co-operation programmes across Europe, with particular focus on co-operation in the field of research, technology and innovation, environmental protection and enhancement, and capacity building. It will assess the results of knowledge transfer across regions from the INTERREG IV C Programme and analyse to what extent ETC programmes contributed to the Jobs and Growth agenda.
    • Deliverables:
      • Inception report en PDF document
      • Terms of Reference en PDF document
    Work package 12 - Delivery System
    • Summary: The main purpose of this evaluation is to analyse the effectiveness and efficiency of cohesion policy implementation during the 2007-2013 period and to identify the main underlying success factors and areas in need of development. The evaluation covers cohesion policy programmes financed by the European Regional Development Fund (ERDF), the European Social Fund (ESF) and the Cohesion Fund (CF).
    • Deliverables:
      • Inception report en PDF document
      • Terms of Reference en PDF document
    Work package 13 - Geography of expenditures
    • Summary: The study collected and mapped information on the regional breakdown of the ERDF and CF invested through more than 300 Programmes, (Convergence Objective, RCE Objective and cross border programmes under the ETC Objective). The aim was to identify cumulative allocations to selected projects and expenditure at NUTS3 and NUTS2 level (where available) broken down by the 86 priority themes and to make estimates, based on a elaborated methodology, where the data was not available. 2007 – 2013 database was consolidated with 2000 – 2006 data, creating a unified database for the last two programming periods at NUTS2 level. Further consolidation of 1994-1999 expenditure at NUTS2 level was considered.
    • Deliverables:
      • Final report en PDF document
      • Check list en PDF document
      • Executive summaries de en fr PDF document
      • Database of the cumulative allocations to selected projects and expenditure at NUTS3 level broken down by the 86 priority en XLS document
      • Database of the cumulative allocations to selected projects and expenditure at NUTS2 en XLS document
      • Integrated database of allocations and expenditure for 2000-2006/2007–2013 en XLS document
      • Maps en RAR document
      • Terms of Reference en PDF document
    Work package 14a - The impact of cohesion policy 2007-2013: model simulations with Quest III
    • Summary: This report provides an assessment of the programmes implemented under EU cohesion and rural development policies during the programming period 2007-2013. The impacts of these programmes at country level, and on the EU economy, are analysed based on a set of simulations conducted with QUEST III, a model developed by the Directorate General for Economic and Financial Affairs of the European Commission.
      Overall, this analysis indicates that the policies for cohesion and rural development yield high value for money. As expected from policies aimed at supporting long-term sustainable development, the impact on GDP per euro invested increases steadily over time. Furthermore, the results indicate that the Union efforts to allocate resources to these policies generate a common benefit for all the members of the EU, especially in the medium and long run.
    • Deliverables:
      • Final report en PDF document
    Work package 14c and 14d - Regression Discontinuity Design and Propensity Score Matching
    • Summary: These counterfactual impact evaluations estimate the effects of the varying intensities of the EU Funds (sum of structural and cohesion funds) on a number of regional growth variables in the EU-27 regions during the period 1994 to 2013.

      The results show a positive impact in terms of annual per-capita GDP growth due to the higher intensity of EUF in the Objective 1 /Convergence regions. This is compared to a counterfactual status of receiving the lower average intensity of the non-Objective 1 / non-convergence regions. The impacts on gross fixed capital formation and employment rate changes are also positive but not statistically significant.
    • Deliverables:
      • Work package 14 c and 14d - Executive Summary en PDF document
        • Final technical report - Measuring the impact of Structural and Cohesion Funds using the Regression Discontinuity Design in the EU15 1994-2011 en PDF document
        • Final technical report - Measuring the impact of Structural and Cohesion Funds using regression discontinuity design in EU27 in the period 1994-2011 en PDF document
        • Final technical report - Propensity score matching en PDF document

    The objective of this network of experts is to synthesise evidence on the performance of Cohesion policy in the 2007-2013 period by examining the physical and financial performance of the operational programmes and evaluation and other evidence available. Every year the expert network produces country reports on the achievements of cohesion policy and on a selected theme. All reports look at the physical and financial performance of the operational programmes and analyse evidence coming from evaluations undertaken in the Member States.

    Another task of the network is a peer review of selected evaluations. The idea is to encourage the relevant authorities to carry out more and more rigorous evaluations. The review looks both the relevance of the evaluations as well as the techniques applied to produce meaningful and reliable results. A panel of a small number of high-level experts acts as the peers in this process.

    2013 Reports

    • Note on the provisional results of the peer review process en PDF

    For 2013, the network of experts produced 27 policy papers (one for each country) on the topic of job creation as an indicator in ERDF programmes. The main findings from the country reports are summarized in a synthesis report.

    • Synthesis Report en PDF
    • Policy papers Austria Belgium Bulgaria Cyprus Czech Republic Denmark Estonia Finland France Germany Greece Hungary Ireland Italy Latvia Lithuania Luxembourg Malta the NetherlandsPoland Portugal Romania Slovak Republic Slovenia Spain Sweden United Kingdom PDF document

    The network of experts also produced for every Member State a report on the achievements of cohesion policy. The main findings are summarized in a synthesis report:

    • Synthesis Report and executive summaries (DE-EN-FR) en PDF
    • Country Reports on achievements of cohesion policy Austria Belgium Bulgaria Cyprus the Czech Republic Denmark Estonia Finland France Germany Greece Hungary Ireland Italy Latvia Lithuania Luxembourg Malta the Netherlands Poland Portugal Romania the Slovak Republic Slovenia Spain Sweden United Kingdom PDF document

    2012 Reports

    For 2012, the network of experts produced 27 policy papers (one for each country) on the topic of financial instruments. The main findings from the country reports are summarized in a synthesis report.

    Financial engineering

    • Synthesis report enWord Document
    • Executive Summary de en fr Word Document
    • Policy papers Austria Belgium Bulgaria Cyprus the Czech Republic Denmark Estonia Finland France Germany Greece Hungary Ireland Italy Latvia Lithuania Luxembourg Malta the Netherlands Poland Portugal Romania the Slovak Republic Slovenia Spain Sweden United Kingdom PDF document
    • Literature review en Word Document

    The network of experts also produced for every Member State a report on the achievements of cohesion policy. The main findings are summarized in a synthesis report:

    • Synthesis Report and executive summaries (EN, FR, DE) en PDF
    • Country Reports on achievements of cohesion policy Austria Belgium Bulgaria Cyprus the Czech Republic Denmark Estonia Finland France Germany Greece Hungary Ireland Italy Latvia Lithuania Luxembourg Malta the Netherlands Poland Portugal Romania the Slovak Republic Slovenia Spain Sweden United Kingdom PDF document

    2011 Reports

    For 2011 the network of experts produced for every Member State a report on the achievements of cohesion policy and a policy paper on renewable energy and energy efficiency in residential housing. The network also identified examples of good practice in evaluation (interesting methods, good data, etc.). The main findings from all country reports are summarized in the synthesis reports which contain comparative analysis and trends across the EU.

    • Synthesis of national reports 2011 en Word Document
    • Executive Summary de en en Word Document
    • Country Reports on achievements of cohesion policy : Country reports zip file- Tables zip file
    • Synthesis report on renewable energies and energy efficiency of housing en PDF document
    • Policy papers Austria Belgium Bulgaria Cyprus the Czech Republic Denmark Estonia Finland France Germany Greece Hungary Ireland Italy Latvia Lithuania Luxembourg Malta the Netherlands Poland Portugal Romania the Slovak Republic Slovenia Spain Sweden United Kingdom PDF document
    • Executive summary de en fr PDF document
    • Incentives for developing renewable energy supplies and improving the energy efficiency of housing - Literature review en PDF document
    • Inception report (2011) en Word Document
    • Terms of Reference (2011) en Word Document

    2010 Reports

    In 2010 the network of experts produced for every Member State a report on the achievements of cohesion policy and a policy paper on innovation.

    • Country reports on achievements of cohesion policy Austria Belgium Bulgaria Cyprus the Czech Republic Denmark Estonia Finland France Germany Greece Hungary Ireland Italy Latvia Lithuania Luxembourg Malta the Netherlands Poland Portugal the Slovak Republic Slovenia Spain Spain United Kingdom PDF document
    • Synthesis Report on Achievements of Cohesion Policy en PDF document - Executive Summary en fr PDF document
    • Policy papers on innovation Austria Belgium Bulgaria Cyprus the Czech Republic Denmark Estonia Finland France Germany Greece Hungary Ireland Italy Latvia Lithuania Luxembourg Malta the Netherlands Poland Portugal Romania the Slovak Republic Slovenia Spain United Kingdom Sweden PDF document
    • Synthesis Report on Innovation en PDF document - Executive Summary de en fr PDF document
    • Feedback from Maltese Managing Authorities en PDF document
    • Inception report (2010) en PDF document
    • Terms of Reference (2010) en Word Document

    The European Observation Network for Territorial Development and Cohesion (ESPON) supports policy making by providing evidence and analysis in the field of territorial cohesion. The current programme has a budget of €47 million: 75% from the ERDF, the remainder from the 31 countries participating (27 EU Member States plus Iceland, Lichtenstein, Norway and Switzerland).

    The European council at Poznan in November 2011 agreed that the role of ESPON should be strengthened in future and asked the Commission to conduct "an evaluation of the results of ESPON providing the basis for its future work".

    The core of the evaluation was in depth case studies of 12 ESPON research projects – including peer review by academic and territorial policy experts. The case studies were selected to be broadly representative, examining recent projects from each of ESPON's four priorities, covering a range of subjects (e.g. migration, secondary growth poles, portraits of rural regions and indicators of territorial cohesion).

    In addition, the evaluation included in depth interviews with monitoring committee members and other key stakeholders as well as discussion of the findings with a scientific committee of experts.

    Key findings

    Key recommendations include:

    • Each research project should have a dissemination strategy throughout its lifecycle. This includes a clear definition of the target audience and a tighter focus on their needs from the terms of reference onwards.
    • The ESPON co-ordination unit should take a greater role as knowledge broker, building relationships in the policy community. This is not just about disseminating results, but actively engaging with the policy community to discover what research needs there are which could be filled by future ESPON projects.
    • A different administrative set-up should be considered for payment claims – this would free up time for both project leaders and ESPON co-ordination unit.
    • Monitoring committee members should take a more strategic role, delegating much of the project work to members with expertise in a given field and/or theESPON co-ordination unit.

    Documents

    • Final Report enPDF - Quality assessment enPDF
    • Annexes (including case studies) enPDF

    This study gives an overview of the methods used for assessing different kinds of publicly supported innovation activities throughout Europe. It analyses the advantages and the limits of available methodologies and covers 15 case studies on evaluations of the most popular innovation activities in Austria, Belgium, Denmark, Estonia, Finland, France, Germany, Hungary, Ireland, Italy, the Netherlands, Poland, Sweden, and UK. On this basis, guidance for managing authorities to support their evaluation activities was produced.

    • Guidance on evaluation of innovation de en es fr pl PDF document
    • Final report en PDF document
    • Case studies en zip
    • Interim Report
      • Synthesis: en PDF document
      • Appendix A: Literature review en PDF document
      • Appendix B: Analysis of an online survey of Managing Authorities en PDF document
    • Inception Report en PDF document
    • Terms of Reference en PDF document

    Diese Studie wird untersuchen, inwieweit Kohäsionspolitische Interventionen auf diesen speziellen Gebieten erwünschten Auswirkungen gezeigt haben in den Zeiträume 2000-2006 und 2007-2013 . Die Studie konzentriert sich insbesondere auf fünfzehn ausgewählte Regionen, und sechs von ihnen werden für eine eingehende Fallstudie Analyse ausgewählt. Die Studie wird untersuchen, Politik- und Governance-Ansätze sowie bewährte Praktiken hinsichtlich der Umsetzung des territorialen Zusammenhalts zu ermitteln und die wichtigsten Faktoren zu indentifizieren, um die Auswirkungen der Strukturfonds zu maximieren. Der Abschlussbericht wird Ende 2011 erwartet.

    • Final report en PDF document
    • The six Case Studies en PDF document

    • Inception Report en PDF document
    • Terms of Reference en PDF document
    • First Intermediate Report en PDF document
    • Second Intermediate Report - overview en PDF document
      • Castilla-la-Mancha, Spain en PDF document
      • Sterea Ellada, Greece en PDF document
      • Itä-Suomi, Finland en PDF document
      • Highlands and Islands, UK en PDF document
      • Övre Norrland, Sweden en PDF document
      • Steiremark, Austria en PDF document
      • Rhône Alps, France en PDF document
      • Ślaskie, Poland en PDF document
      • Centro, Portugal en PDF document
      • Vzhodna Slovenija, Slovenia en PDF document
      • The Balearic Islands, Spain en PDF document
      • Corsica, France en PDF document
      • Sicilia, Italy en PDF document
      • Voreio Aigaio, Greece en PDF document
      • Hovesdstaden including Bornholm, Denmark en PDF document

    Die Studie wird den Beitrag des Konzepts der lokalen Entwicklung zur wirksamen Umsetzung der Kohäsionspolitik bewerten. Sie wird durch den EFRE kofinanzierte Interventionen in den Programmplanungszeiträumen 2000-2006 und 2007-13 Perioden umfassen. Erkenntnisse zu 38 Operationellen Programmen und 5 regionale Fallstudien werden als Basis für praktische Empfehlungen dienen, wann und wie lokale Entwicklung zur Kohäsion beitragen kann und wie dieser Entwicklungsansatz hinsichtlich des wirtschaftlichen, sozialen und territorialen Zusammenhalts evaluiert werden kann.

    • Final report en PDF document
    • Case Studies : Berlin en PDF document - Andalucia en PDF document - West Wales and the Valleys en PDF document - Northwest Czech Republic en PDF document - Puglia en PDF document
    • Inception Report en PDF document
    • Terms of Reference en PDF document
    • First Interim Report en PDF document

    The European Commission has launched pilot projects in the fields of early childhood education and microfinance. Evaluation and data-gathering are being carried out in collaboration with the UNDP and World Bank. Here you can follow the progress of the evaluations and the household survey - comprehensive data on the social and economic situations of disadvantaged Roma.

    • Inception Report en PDF document
    • Terms of Reference en Word document

    Die Studie bewertet das Potenzial der derzeitigen Instrumente der Regionalpolitik, zur Erreichung von Wachstum, Beschäftigung und nachhaltiger Entwicklung. Die Analyse beruht auf der Auswertung der Instrumente der Kohäsionspolitik in allen 27 Mitgliedstaaten, einschließlich aller 246 operationellen Programme, die durch den EFRE und den Kohäsionsfonds unterstützt werden, sowie der Nationalen Strategischen Rahmenprogramme, der nationalen Reformprogramme und der nationalen Pläne zur nachhaltigen Entwicklung. Schlussfolgerungen werden für beide Ziele (Konvergenz sowie regionale Wettbewerbsfähigkeit und Beschäftigung) auf EU-Ebene gezogen.

    • Mandat en Word Document
    • Endbericht en PDF document

    Studie über die Umsetzung von Artikel 16 der Verordnung (EG) Nr. 1083/2006 in den Kohäsionspolitikprogrammen 2007–2013, die vom europäischen Fonds für regionale Entwicklung (EFRE) und dem Kohäsionsfonds mitfinanziert wurden

    In Artikel 16, einer Neuerung des Programmzeitraums 2007–2013, wird gefordert, dass die Gleichstellung von Männern und Frauen sowie die Nichtdiskriminierung und der Zugang für Behinderte in allen Stufen der Durchführung der Fondstätigkeiten gefördert werden. Da wir uns noch in einer frühen Phase des Programms befinden, bleibt abzuwarten, inwieweit sich die Aufnahme dieses Artikels in die Programme auswirkt.

    Die wichtigsten Ergebnisse

    • Die Studie zeigte eine insgesamt zufriedenstellende Berücksichtigung der in Artikel 16 genannten Forderungen durch die vom EFRE finanzierten Programme (64 % der untersuchten Programme nahmen explizit darauf Bezug).
    • In den meisten Fällen (70 %) betrachteten die Mitgliedstaaten Chancengleichheit als Querschnittsziele. Daher widmen sie ihnen auch nicht in eigenständigen Strategien oder Schwerpunktachsen besondere Aufmerksamkeit. In 22 % der untersuchten Programme wird auf die drei genannten Themen nur deklaratorisch hingewiesen, ohne jedoch klare Ziele, einschlägige Auswahlkriterien oder Verpflichtungen hinsichtlich der Kontrolle zu nennen. Nur 8 % der Programme nehmen die drei Themen in eine umfassende Strategie auf,wobei sie deutlich die Probleme nennen und messbare Ziele angeben.
    • Ungleiche Gewichtung der drei Themen: Die größte Bedeutung wird der Gleichstellung der Geschlechter (70 %) beigemessen, gefolgt von der Nichtdiskriminierung. Der Zugang für Behinderte findet die geringste Berücksichtigung (Zugänglichkeitsanforderungen sind üblicherweise in den nationalen Rechtsvorschriften festgelegt).
    • Die Zielgruppen für „Nichtdiskriminierung“ unterscheiden sich in den einzelnen Mitgliedstaaten: In den EU12-Ländern sind es zumeist ethnische Minderheiten, insbesondere Roma, wohingegen in den EU15 eher Frauen, Migranten und Senioren dazugehören.
    • Der EFRE und der Kohäsionsfonds fördern die Chancengleichheit durch Unterstützung von KMU, öffentliche Verkehrsinfrastrukturen und soziale Infrastrukturen (Kinderbetreuungseinrichtungen). Es wurden jedoch weitere Politikfelder aufgezeigt, in denen die Chancengleichheit durch diese Fonds auch gefördert werden könnte: (unter anderem FuE, IKT-Integration in KMU, grenzübergreifende Zusammenarbeit durch Integration grenzübergreifender Arbeitsmärkte, Dienstleistungen für Behinderte in den Bereichen Tourismus und Kultur, Infrastrukturen im Gesundheitsbereich, Stadterneuerung, insbesondere in abgelegenen Gebieten).
    • Dank der Erfahrungen aus den vorausgegangenen Programmzeiträumen konnte die Gleichstellung der Geschlechter in die laufenden Programme einbezogen werden. In zahlreichen Fällen besteht jedoch das Risiko, dass nur formell auf das Problem hingewiesen wird – ohne eine klare Vorstellung von Lösungsmöglichkeiten.

    Empfehlungen

    • Die Prüfer empfehlen den Verwaltungsbehörden, anhand eines speziell für sie entwickelten Leitfadens zur Selbstbeurteilung zu überprüfen, inwieweit sie die drei Themen in ihre Programme einbeziehen.
    • Um den Zugang für Behinderte zu verbessern, könnten die Mitgliedstaaten den Zugang zu allen Veranstaltungsorten, Infrastrukturen, Verkehrsmitteln, Technologien und Dienstleistungen zu einer ausdrücklichen Grundvoraussetzung für die Projektauswahl erklären.
    • Die Fallstudien ergaben eine ausreichende Beteiligung der im Bereich Chancengleichheit tätigen Einrichtungen und NRO. Die Mitgliedstaaten werden aufgefordert, den Beteiligten durch Mittel für die technische Hilfe oder spezifische Projekte die Möglichkeit zu geben, sich noch aktiver an der Programmumsetzung zu beteiligen.

    Hintergrundinformationen

    • Kurzfassung pdf deenfr
    • Abschlussbericht pdf en
    • Fallstudien mit Beispielen bewährter Verfahren pdf en
    • Projektvorgaben Word Document en
    • Anfangsbericht pdf en
    • Zwischenbericht pdf en - Anhänge pdf en - Indikatoren xls en
    • HERMIN: Analyse der Auswirkung der Kohäsionspolitik – Erläuterung der Hermin-basierten Simulationen (Mai 2007) en PDF document - Anhänge en zip
    • QUEST: Die potenzielle Auswirkung der Finanztransfers im Rahmen der EU- Kohäsionspolitik (Juni 2007) en PDF document
    • ECOMOD: Studie über die wirtschaftlichen Auswirkungen der Konvergenzinterventionen (2007-2013) (November 2007) en PDF document
      • Simulation results by country with uniform TFP en PDF document : Spain Greece Portugal Poland Hungary Czech Republic Slovakia Slovenia Estonia Latvia Lithuania Italy Germany Bulgaria Romania
      • Simulation results by country with benchmark TFP en PDF document: Spain Greece Portugal Poland Hungary Czech Republic Slovakia Slovenia Estonia Latvia Lithuania Italy Germany Bulgaria Romania
      • Case study Poland: simulation results with TFP 0.03 en PDF document
    • Bericht en PDF document
      • Anhänge en PDF document
      • Schlussfolgerungen enfrde et lt lv pl PDF document
      • Film video (28MB)
    • Bericht en PDF document
    • Länderberichte en PDF document: Austria Belgium Bulgaria Cyprus the Czech Republic Denmark Estonia Finland France Germany Greece Hungary Ireland Italy Latvia Lithuania Luxembourg Malta the Netherlands Poland Portugal Romania the Slovak Republic Slovenia Spain Sweden United Kingdom
    • Bericht en PDF document (November 2006)
    • Vollständiger Bericht en PDF document: Bulgaria Cyprus the Czech Republic Estonia Greece Hungary Latvia Lithuania Malta Poland Portugal Romania the Slovak Republic Slovenia Spain
    • Zusammenfassung en pdf: Bulgaria Cyprus the Czech Republic Estonia Greece Hungary Latvia Lithuania Malta Poland Portugal Romania the Slovak Republic Slovenia Spain
    • Bericht en PDF document (Oktober 2006)
    • Länderberichteen PDF document: Bulgaria Cyprus the Czech Republic Estonia Greece Hungary Latvia Lithuania Malta Poland Portugal Romania the Slovak Republic Slovenia Spain

      This study evaluates the JASPERS initiative from its inception until the end of June 2011. Its main focus is to establish the impact of JASPERS assistance on the quality and timeliness of the preparation, submission, approval and implementation of major projects, in the countries which joined the European Union in 2004 and 2007. These include Bulgaria, the Czech Republic, Cyprus, Estonia, Hungary, Latvia, Lithuania, Malta, Poland, Romania, Slovakia and Slovenia.

      JASPERS was created to increase the capacity of beneficiary countries to make the best use of EU funding. By providing technical assistance to improve the quantity and quality of major projects submitted for approval, it was expected that there would be significant benefits in the regions concerned and in the European Union as a whole.

    • Final report en PDF document
    • Terms of Reference en PDF document (July 2011)
    • Inception report en PDF document ( March 2012) - Annex showing proposed case studies en PDF document
    • First Intermediate Report June 2012 en PDF document
    • Second Intermediate Report October 2012 en PDF document

      Die Bewertung erstreckt sich nicht nur regionale Programme des EFRE, sondern auch auf nationale Programme in der Region sowie, für die Kohäsionsländer, auf relevante Projekte des Kohäsionsfonds. Nach mehr als 20 Jahren der Anwendung (für die EU15) dieser reformierten Kohäsionspolitik wächst in den letzten Jahren deutlich die Aufmerksamkeit für Ergebnisse, Wirksamkeit und Leistung. In diesem Zusammenhang soll diese Bewertung die Debatte über die Wirksamkeit der Politik mit empirischen Belegen unterstützen, was tatsächlich vor Ort über mehrere Programmperioden hinweg im Rahmen der Kohäsionspolitik geschah.

    • Bericht en PDF document - Quality assessment en PDF document
    • Zusammenfassung de fr Word Document
    • Fallstudien: Algarve en PDF document - Andalucia en PDF document - Aquitaine en PDF document - Basilicata en PDF document - Burgenland en PDF document - Campania en PDF document - Dytiki Ellada en PDF document - Galicia en PDF document - Ireland en PDF document - Itä-Suomi en PDF document - Nord-Pas-de-Calais en PDF document - Nordrhein-Westfalen en PDF document - Norte en PDF document - North East England en PDF document - Sachsen-Anhalt en PDF document
    • Ausschreibungen en PDF document
    • Einführungsbericht en PDF document
    • Ex post evaluation of projects co-financed by ERDF and Cohesion Fund in the period 1994-1999
      • Final report en PDF document - Quality assessment en PDF document
      • Executive Summary de en fr Word Document
      The objective of this evaluation is to analyse the long term contribution of 10 selected projects to economic development and as well as the quality of life and well-being of society. The selected projects are major investments in transport and environment infrastructure with a total value over EUR 50 million per project and were implemented during the 1994-1999 programming period.
      The Port of Gioia Tauro pdfen - M1 Motorway pdfen - Water supply in Palermo pdfen - Dublin Waste Water Treatment pdfen - Egnatia Motorway pdfen - Madrid Metro pdfen - Mediterranean Corridor pdfen - Solid Waste Management in Northern Lisbon pdfen - Environmental Regeneration of Ria de Vigo pdfen - Urban Solid Waste Management in Galicia pdfen
      First Interim report: Vol.1 Conceptual Framework; Vol.2 Selection of projects for case studies zip : en
      Inception report pdf : en
      Terms of Reference pdf : en

    This study examined two cases of enterprise support – an investment grant available throughout Italy (Law 488) and various SME schemes in the region of Piemonte.
    A particular advantage of the study was the access to several detailed administrative data sources from the Statistical Archive of Active Enterprises (ASIA) assembled by the Italian Statistical Agency (ISTAT). This, along with the availability of a clear control group in both cases (narrowly rejected enterprises for Law 488, almost random allocation between different forms of support in Piemonte) gives a high degree of confidence in the results.
    In addition, a beneficiary survey was conducted to allow a comparison with more traditional methods of estimating impact.

    Results

    • Both monitoring data (reporting 82,000 jobs supported) and the beneficiary survey (reporting 36,000 jobs created) proved to be very poor estimators of actual jobs created under Law 488 (12,000). This adds weight to the argument to use counterfactuals (not monitoring or beneficiary surveys) to assess impact.
    • Impacts under Law 488 are confined to SMEs – large enterprises are using the money for projects they would have carried out anyhow. Interestingly, this is where the size effect ends – results are remarkably consistent and positive over the subgroups of micro, small and medium-sized enterprises.
    • Even allowing for firm size, smaller grants are much more cost-effective than larger ones: cost per jobs averaged €79,000 for the smallest grants (less than €125,000), rising to €489,000 for the largest grants (above €500,000).
    • The study provides a first indication of the relative merits of soft loans and grants: the loans had a cost per job around half that of grants plus a surprisingly high impact on investment – EUR 5 per euro of gross grant equivalent.
    • The quality of the jobs created (using productivity and payroll costs as a proxy) is usually similar to average jobs in the enterprises concerned. And, in the case of the loans, the quality is actually slightly higher than average.

    Final Report pdfen

    Interim report pdfen

    This study examined publicly available beneficiary and commercial databases in various Member States. The goal was to see where data allowed a counterfactual impact evaluation of innovation support.
    Of 10 cases examined, 5 were eliminated from the analysis because of small numbers of ERDF innovation projects and hence small sample size (Poland, Slovakia, Slovenia, Flanders, London and Wales). Spain was eliminated because of poor beneficiary data, France was eliminated because, although beneficiary data was otherwise complete, it was not possible to tell the year in which the support had been given.
    A counterfactual analysis was therefore conducted for the Czech republic (impact on patents) and Germany (impact on R&D investment and a wide range of innovative behaviours, as measured by the Community Innovation Survey).
    The study noted a range of problems encountered in the beneficiary data. It therefore made a series of specific recommendations for reporting in the future programming period, including a clear and unique firm identification as well as a description of assistance which makes clear both purpose and timing.

    Results

    • During the financial crisis, patent applications fell by 63% in non-supported enterprises in the Czech republic but only 14% in supported enterprises.
    • The subsidized firms in the German sample show a median R&D intensity of 6.2%. Without a grant from the ERDF, they would have only achieved an estimated R&D intensity of 4.4% - an increase of just over 40%.
    • In fact, the representative firm would have had R&D expenditure of 213,000 EUR without ERDF. The grant increases R&D expenditure to about 300,000 EUR. Thus, the treatment effect in terms of EUR amounts to 87,000 EUR, on average, for a typical grant size of up to 51,000 EUR. Although there is a margin of uncertainty here, this suggests that each euro of public money is additional and levers in more than half a euro of extra private money.
    • In addition, R&D grants in Germany impacted on a wide range of measures from the Community Innovation Survey, from product and process innovation to initiating new innovative projects (and not abandoning old ones).
    • This effect was mostly additive when considering national grants, however there was only a weak correlation with grant size (suggesting smaller grants, repeated in later years if necessary, would be particularly effective – further research would be necessary to validate this finding).

    Final report PDFen