Securities, Investment services and regulated markets (MiFID), Table of consultation responses

Table of consultation responses received during public consultations in 2005 on European Securities Committee working documents containing possible implementing measures under the Markets in Financial Instruments Directive (ESC working documents ESC/7/2005 rev 2, ESC/17/2005 rev 1, Supplement to ESC/17/2005 rev 2, ESC/2005/20 rev 1 and ESC/2005/23 rev 1). Confidential responses not included.

Acronym Name of respondent ESC/7/2005 rev 2 ESC/17/2005 rev 1 Supplement to ESC/17/2005 rev 2 ESC/2005/20 rev 1 ESC/2005/23 rev 1
ABI Association of British Insurers         1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

ABN AMRO ABN AMRO   PDF - 62 KBEnglish   PDF - 62 KBEnglish PDF - 62 KBEnglish
ACT Association of Corporate Treasurers         PDF - 62 KBEnglish
ADMB Association of Danish Mortgage Banks PDF - 62 KBEnglish PDF - 62 KBEnglish     PDF - 62 KBEnglish
AFEI & FBF L'Association Française des Entreprises d’Investissement et La Fédération Bancaire Française PDF - 62 KBFrançais PDF - 62 KBEnglish   PDF - 62 KBEnglishFrançais PDF - 62 KBFrançais
AFG Association Française de la Gestion Financière       PDF - 62 KBEnglish PDF - 62 KBEnglish
AIFA Association of Independent Financial Advisers         PDF - 62 KBEnglish
APCIMS Association of Private Client Investment Managers and Stock Brokers         PDF - 62 KBEnglish
Assogestioni Italian Association of the Investment Management Industry         PDF - 62 KBEnglish
Assoreti Associazione Nazionale delle Società di Collocamento di Prodotti Finanziari e di Servizi di Investimento         PDF - 62 KBEnglish
Acronym Name of respondent ESC/7/2005 rev 2 ESC/17/2005 rev 1 Supplement to ESC/17/2005 rev 2 ESC/2005/20 rev 1 ESC/2005/23 rev 1
ASSOSIM Italian Association of Financial Intermediaries PDF - 62 KBEnglish PDF - 62 KBEnglish   PDF - 62 KBEnglish PDF - 62 KBEnglish
BBA British Bankers’ Association PDF - 62 KBEnglish Included with comments on ESC/7   PDF - 62 KBEnglish PDF - 62 KBEnglish
Banca Intesa Banca Intesa PDF - 62 KBEnglish 1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

  PDF - 62 KBEnglish Included with comments on ESC/17
BBH Becker Büttner Held         1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

3 PDF - 62 KBEnglish

BI Borsa Italiana - Gruppo Borsa Italiana         PDF - 62 KBEnglish
BIPAR Fédération Européenne des Intermédiaires d'Assurances         PDF - 62 KBEnglish
Bloomberg Bloomberg L.P. and Bloomberg Tradebook Europe Limited       PDF - 62 KBEnglish PDF - 62 KBEnglish
BME Bolsas y Mercados Españoles (provisional submission dated August 2005)       PDF - 62 KBEnglish  
BNP BNP Paribas (fully supports AFEI&FBF)         PDF - 62 KBEnglish
BONY Bank of New York   PDF - 62 KBEnglish      
Acronym Name of respondent ESC/7/2005 rev 2 ESC/17/2005 rev 1 Supplement to ESC/17/2005 rev 2 ESC/2005/20 rev 1 ESC/2005/23 rev 1
Bourse Luxembourg Société de la Bourse de Luxembourg       PDF - 62 KBEnglish  
BVCA British Venture Capital Association   1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

  PDF - 62 KBEnglish PDF - 62 KBEnglish
BVI Bundesverband Investment und Asset Management e.V.   PDF - 62 KBEnglish   PDF - 62 KBEnglish PDF - 62 KBEnglish
BWF Bundesverband der Wertpapierfirmen an den deutschen Börsen e.V.   PDF - 62 KBEnglish   PDF - 62 KBEnglish PDF - 62 KBEnglish
CFA Centre CFA Centre for Financial Market Integrity     PDF - 62 KBEnglish   PDF - 62 KBEnglish
CLLS The City of London Law Society         PDF - 62 KBEnglish
DBA Danish Bankers Association PDF - 62 KBEnglish PDF - 62 KBEnglish   PDF - 62 KBEnglish PDF - 62 KBEnglish
Deutsche Börse Deutsche Börse AG         PDF - 62 KBEnglish
DSA Danish Shareholders Association       PDF - 62 KBEnglish  
DVFA Deutsche Vereinigung für Finanzanalyse und Asset Management e.V. (Society of Investment Professionals in German.)     PDF - 62 KBEnglish   PDF - 62 KBEnglish
Acronym Name of respondent ESC/7/2005 rev 2 ESC/17/2005 rev 1 Supplement to ESC/17/2005 rev 2 ESC/2005/20 rev 1 ESC/2005/23 rev 1
EACB European Association of Co-operative Banks   PDF - 62 KBEnglish   1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

PDF - 62 KBEnglish
EALIC European Association for Listed Companies       PDF - 62 KBEnglish PDF - 62 KBEnglish
EAPB European Association of Public Banks   PDF - 62 KBEnglish   1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

PDF - 62 KBEnglish
EFAMA European Fund and Asset Management Association         PDF - 62 KBEnglish
EFFAS European Federation of Financial Analysts Societies   PDF - 62 KBEnglish Included with comments on ESC/17   Included with comments on ESC/17
ESBG European Savings Banks Group   PDF - 62 KBEnglish   PDF - 62 KBEnglish PDF - 62 KBEnglish
Euronext Euronext PDF - 62 KBEnglish     PDF - 62 KBEnglish PDF - 62 KBEnglish
FBE European Banking Federation 1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

PDF - 62 KBEnglish   PDF - 62 KBEnglish PDF - 62 KBEnglish
Febelfin La Fédération Financière Belge   PDF - 62 KBEnglish PDF - 62 KBEnglish PDF - 62 KBEnglish Included with comments on ESC/17
FESE Federation of European Securities Exchanges Included with comments on ESC/20     PDF - 62 KBEnglish PDF - 62 KBEnglish
Acronym Name of respondent ESC/7/2005 rev 2 ESC/17/2005 rev 1 Supplement to ESC/17/2005 rev 2 ESC/2005/20 rev 1 ESC/2005/23 rev 1
FOA The Futures and Options Association         PDF - 62 KBEnglish
IBA/ABI Italian Banking Association/ Associazione Bancaria Italiana PDF - 62 KBEnglish 1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

  Included also with comments on ESC/17

PDF - 62 KBEnglish

Included also with comments on ESC/17
ICAEW Institute of Chartered Accountants in England & Wales         PDF - 62 KBEnglish
IMA Investment Management Association   1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

  PDF - 62 KBEnglish 1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

IMMFA Institutional Money Market Funds Association   1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

    PDF - 62 KBEnglish
ISDA et al International Swaps and Derivatives Association, International Capital Market Association, ACI The Financial Markets Association, Asociación de Mercados Financieros, Association of Norwegian Stockbroking Companies, Association of Private Client Investment Managers and Stockbrokers/EASD, Bankers and Securities Dealers Association of Iceland, Bond Market Association, Danish Securities Dealers Association, Finnish Association of Securities Dealers, Futures and Options Association, London Investment Banking Association, Swedish Securities Dealers Association 1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

See also comments included in comments to ESC/7

1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

PDF - 62 KBEnglish

See also comments included in comments to ESC/7

See also comments included in comments to ESC/7

PDF - 62 KBEnglish

PDF - 62 KBEnglish
ISLA International Securities Lending Association       PDF - 62 KBEnglish  
JP Morgan JP Morgan Chase |Co.       PDF - 62 KBEnglish  
LSE London Stock Exchange       1 PDF - 62 KBEnglish

2 PDF - 62 KBEnglish

PDF - 62 KBEnglish
MG M&G Investments   PDF - 62 KBEnglish     PDF - 62 KBEnglish
Acronym Name of respondent ESC/7/2005 rev 2 ESC/17/2005 rev 1 Supplement to ESC/17/2005 rev 2 ESC/2005/20 rev 1 ESC/2005/23 rev 1
Morgan Stanley Morgan Stanley       PDF - 62 KBEnglish  
Norwich Union Norwich Union         PDF - 62 KBEnglish
OMXE OMX Exchanges       PDF - 62 KBEnglish  
SEB Skandinaviska Enskilda Banken AB (publ)   PDF - 62 KBEnglish      
SG Societé Générale         PDF - 62 KBEnglish
TLX TLX S.p.A.         PDF - 62 KBEnglish
UBS UBS Investment Bank   PDF - 62 KBEnglish     PDF - 62 KBEnglish
VDEW Verband der Elektrizitatwirtschaft         PDF - 62 KBEnglish
VZBV Verbraucherzentrale Bundesverband (Federation of German Consumer Organisations)         PDF - 62 KBEnglish
WHICH Consumers’ Association         PDF - 62 KBEnglish
Acronym Name of respondent ESC/7/2005 rev 2 ESC/17/2005 rev 1 Supplement to ESC/17/2005 rev 2 ESC/2005/20 rev 1 ESC/2005/23 rev 1
WKO Wirtschaftskammeroesterreich         PDF - 62 KBDeutschEnglish
ZKA Zentraler Kreditausschuss PDF - 62 KBEnglish PDF - 62 KBEnglish PDF - 62 KBEnglish PDF - 62 KBEnglish PDF - 62 KBEnglish

Last update: 05.03.2013