| 07.12.2012 |
Market abuse: Justice Ministers agree Commission proposals on criminal sanctions
|
| 25.07.2012 |
Commission adopts amended proposals for a Regulation and for a Directive to prohibit and criminalise manipulation of benchmarks
|
| 20.10.2011 |
Commission adopts proposals for a Regulation on insider dealing and market
manipulation (market abuse), and for a Directive on criminal sanctions for insider
dealing and market manipulation
|
| 28.06.2010 |
The Commission services are launching a public consultation
on the review of the Market Abuse Directive (MAD)
The Commission services have launched a public consultation
on the review of the Market Abuse Directive. Its objective
is to consult financial market participants, governments,
competent authorities and other stakeholders on the modifications
to the Market Abuse Directive that the Commission is considering
for its forthcoming legislative proposal.
Deadline for responses: 23.07.2010
|
| 25.05.2010 |
Public hearing “Market abuse: promoting
deterrence, market integrity and investor protection”
The European Commission (DG Internal Market and Services) held a public hearing on the review of the Market Abuse Directive 2003/6/EC (MAD) on
2 July 2010 in Brussels. The conference brought together senior policy makers, regulators, industry experts and academics.
The hearing was opened by Internal Market and Services Director General, Jonathan Faull. He was joined by Sharon Bowles MEP, Chair of the EP Economic and Monetary Affairs Committee and Carlos Tavares, Vice-Chair of CESR.
Four panels were discussing the main issues in the ongoing review of the MAD:
- Ensuring comprehensive and appropriate coverage of derivative markets in the MAD
- Closing the remaining regulatory gaps
- Strengthening the investigative and sanctioning powers of competent authorities
- Moving towards a single rulebook/Reducing administrative burdens, especially on SMEs
Practical information
- Venue: Charlemagne Building, Salle de Gasperi, 170 Rue de la Loi, 1000, Brussels (map
 )
- Date: 2 July 2010
- Programme:
- Speeches and presentations:
- Sharon Bowles, Member of the European Parliament, Chair of the EP
Economic and Monetary Affairs Committee
- Carlos Tavares, Vice-Chair of CESR
|
| 20.04.2009 |
Commission launched a call for evidence on review of Market Abuse Directive
|
| 02.10.2008 |
Conference
on reviewing Market Abuse regime – 12.11.2008, Brussels
- Summary
|
| 28.02.2008 |
Market Abuse Directive – CESR publishes an executive summary of the
Report on Administrative Measures and Sanctions as well as the
Criminal Sanctions available in Member States under the Market Abuse
Directive. The Report has been prepared in response to the request
of the Commission
|
| 22.11.2007 |
In response to the request of the European Commission CESR publishes the ‘Report
on Administrative Measures and Sanctions as well as the Criminal Sanctions
available in Member States under the Market Abuse Directive’.
|
| 29.04.2004 |
Commission adopts a Directive implementing the Market Abuse
Directive
-
Press release
-
Commission Directive 2004/72/EC
Commission Directive 2004/72/EC of 29 April 2004 implementing
Directive 2003/6/EC of the European Parliament and of the
Council as regards accepted market practices, the definition of
inside information in relation to derivatives on commodities,
the drawing up of lists of insiders, the notification of
managers’ transactions and the notification of suspicious
transactions
|
|
07.04.2004
|
Insider dealing and market manipulation (revised version)
Formal Commission draft on a second set of measures implementing
the European Parliament and Council Directive 2003/6/EC on
insider dealing and market manipulation, submitted for vote of
the European Securities Committee (ESC) on 19 April 2004.
- Document ESC 48/2003 Rev.4
         
|
|
03.03.2004
|
Insider dealing and market manipulation (revised version)
Revised formal Commission draft on a second set of measures
implementing the European Parliament and Council Directive
2003/6/EC on insider dealing and market manipulation, submitted
to the European Securities Committee
- Document ESC 48/2003 Rev.2 - Clean version
- Document ESC 48/2003 Rev.2 - Track changed version
|
|
17.02.2004
|
Insider dealing and market manipulation (revised version)
Revised formal Commission draft on a second set of measures
implementing the European Parliament and Council Directive
2003/6/EC on insider dealing and market manipulation, submitted
to the European Securities Committee
- Document ESC 48/2003 Rev.1 - Clean version
- Document ESC 48/2003 Rev.1 - Track changed version
|
|
27.01.2004
|
Insider dealing and market manipulation (market abuse)
Formal Commission draft on second set of measures implementing
the European Parliament and Council Directive 2003/6/EC on
insider dealing and market manipulation, submitted to the
European Securities Committee
- Document ESC48/2003 - Formal Commission draft
|
|
23.01.2004
|
Comments
from the public on the working document ESC 38/2003 related to a
second set of implementing measures concerning Directive
2003/6/EC on insider dealing and market manipulation (market
abuse)
|
|
07.01.2004
|
Insider dealing and market manipulation (market abuse)
Commission adopts first implementing measures
-
Press release
-
Commission Directive 2003/124/EC
of 22.12.2003 implementing Directive 2003/6/EC of the
European Parliament and of the Council as regards the
definition and public disclosure of inside information and
the definition of market manipulation
-
Commission Directive 2003/125/EC
of 22 December 2003 implementing Directive 2003/6/EC of the
European Parliament and of the Council as regards the fair
presentation of investment recommendations and the
disclosure of conflicts of interest
-
Commission Regulation (EC)2273/2003
of 22 December 2003 implementing Directive 2003/6/EC of the
European Parliament and of the Council as regards exemptions
for buy-back programmes and stabilisation of financial
instruments
|
|
10.11.2003
|
Insider dealing and market manipulation
(market abuse)
DG Internal Market Services’ working document on the
implementation of Article 1 paragraphs 1 and 2 and Article 6
paragraphs 3, 4 and 9 of the European Parliament and Council
Directive 2003/6/EC.
|
|
31.10.2003
|
Insider dealing and market manipulation
Measures implementing the European Parliament and Council
Directive 2003/6/EC on insider dealing and market
manipulation, as agreed within the European Securities Committee
(ESC) on 29 October 2003.
-
Working Document ESC 22/2003 - Final version
-
Working Document ESC 23/2003 - Final version
-
Working Document ESC 24/2003 - Final version
|
|
22.10.2003
|
Insider dealing and market manipulation (revised version)
Formal Commission drafts on measures implementing the European
Parliament and Council
Directive 2003/6/EC on insider dealing and market
manipulation, submitted for vote of the European Securities
Committee (ESC) on 29 October 2003
-
Working Document ESC 22/2003 - Rev. 2
-
Working Document ESC 23/2003 - Rev. 2
-
Working Document ESC 24/2003 - Rev. 2
|
|
10.09.2003
|
Insider dealing and market manipulation (revised version)
Revised formal Commission drafts on measures implementing the
European Parliament and Council
Directive 2003/6/EC on insider dealing and market
manipulation, submitted to the European Securities Committee
(ESC)
-
Working Document ESC 22/2003 - Rev. 1
-
Working Document ESC 23/2003 - Rev. 1
-
Working Document ESC 24/2003 - Rev. 1
|
|
09.07.2003
|
Insider dealing and market manipulation
Formal Commission drafts on measures implementing the European
Parliament and Council
Directive 2003/6/EC on insider dealing and market
manipulation, submitted to the European Securities Committee
(ESC) for vote
-
Working Document ESC 22/2003
-
Working Document ESC 23/2003
-
Working Document ESC 24/2003
|
|
22.05.2003
|
Comments
from the European Parliament (Committee on Economic and Monetary
Affairs) and the public on the working documents related to
insider dealing and market manipulation.
Following the three DG
Internal Market Services’ working documents made public on 10
March 2003, the Commission invited the public to send technical
drafting comments via a dedicated e-mail address (see documents
dated 10.03.2003 in this section). The Commission started
drawing up its formal proposal at the end of April 2003.
|
|
10.03.2003
|
Insider dealing and market manipulation (market abuse)
DG Internal Market Services’ working documents on the
implementation of Articles 1 and 6 paragraphs 1 and 2, Article 6
paragraph 5 and Article 8 of the European Parliament and Council
Directive 2003/6/EC.
-
Press Release
-
Document ESC 12/2003
Working document on the implementation of Article 1 and
Article 6 paragraphs 1 and 2 of the Directive 2003/6/EC
-
Document ESC 13/2003
Working document on the implementation of Article 6
paragraph 5 of the Directive 2003/6/EC
-
Document ESC 14/2003
Working document on the implementation of Article 8 of the
Directive 2003/6/EC
|
|
17.01.2003
|
Formal Request for Technical Advice on Possible Implementing
Measures on the Directive on Insider Dealing and Market Manipulation
|
|
13.01.2003
|
-
CESR’s Advice on Level 2 Implementing Measures for the proposed
Market Abuse Directive
-
CESR Market Abuse Consultation - Feedback Statement on CESR’s
advice on Level 2 Implementing Measures for the proposed Market
Abuse Directive
-
CESR’s letter confirming that its final advice to the Commission
is to be considered as definitive
|
|
03.12.2002
|
Commission welcomes Council’s
adoption of Market Abuse Directive
|
|
24.10.2002
|
Commission welcomes European Parliament
approval of proposed Market Abuse Directive
|
|
27.03.2002
|
Provisional Request for Technical Advice on Possible Implementing
Measures on the future Directive on Insider Dealing and Market
Manipulation
|
|
07.05.2002
|
Commission welcomes Council agreements on
Market Abuse and Financial Conglomerates Directives
|
|
30.05.2001
|
Commission proposes Directive on insider dealing and market
manipulation
|
RSS
