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Generic name of profession - Financial broker/Financial intermediary

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Table showing all countries in which this profession is regulated, with the name of the profession as used in the country. By clicking on the name you can access details of the regulated profession with the competent authorities and points of contact.

11 item(s) found, displaying 1 to 11   Page(s): 1, Item(s) per page:   Clear
Name of regulated profession Country Region Recognition under Directive 2005/36/EC
Финансов инспектор Bulgaria All regions General system of recognition - primary application
Courtiers en opérations de banque et en service de paiement France All regions General system of recognition - primary application
Mandataires exclusifs en opérations de banque et en services de paiement France All regions Recognition of professional experience Annex IV - automatic recognition
Mandataires non exclusifs en opérations de banque et en services de paiement France All regions Recognition of professional experience Annex IV - automatic recognition
Financial intermediary Malta All regions General system of recognition - primary application
Finančný poradca Slovakia All regions General system of recognition - primary application
Finančný sprostredkovateľ z iného členského štátu v sektore poistenia alebo zaistenia Slovakia All regions General system of recognition - primary application
Podriadený finančný agent Slovakia All regions General system of recognition - primary application
Samostatný finančný agent Slovakia All regions General system of recognition - primary application
Viazaný finančný agent Slovakia All regions General system of recognition - primary application
Viazaný investičný agent Slovakia All regions General system of recognition - primary application
The database contains information on regulated professions, statistics on migrating professionals, contact points and competent authorities, as provided by EU Member States, EEA countries and Switzerland.
Each country is responsible for updating information on its regulated professions, competent authorities and statistics.
The Commission cannot be held responsible for the accuracy of the information. However, if errors are brought to its attention, the Commission undertakes to correct them, if deemed appropriate.