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Monitoring Group of the Code of Conduct on Clearing and Settlement

On 7 November 2006, trading and post-trading infrastructures signed the Code of Conduct on clearing and settlement. The Code aims to enhance transparency and increase competition in the post-trading sector.

To monitor implementation of the Code, the Commission set up the Monitoring Group of the Code of Conduct on Clearing and Settlement (MOG). MOG was chaired by the Commission and consisted of representatives from Internal Market and Services DG (MARKT), Economic and Financial Affairs DG (ECFIN) and Competition DG (COMP) as well as the European Central Bank (ECB) and the Committee of European Securities Regulators (CESR).  The group was wound up in 2010.

Meetings

DateDocumentReference
15.03.2010    Agendapdf Choose translations of the previous link MOG/1/2010    
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link      
29.10.2009Agendapdf Choose translations of the previous link MOG/3/2009
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
07.07.2009Agendapdf Choose translations of the previous link MOG/2/2009
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
03.02.2009Agendapdf Choose translations of the previous link MOG/1/2009
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
29.10.2008Agendapdf Choose translations of the previous link MOG/4/2008
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
09.07.2008Agendapdf Choose translations of the previous link MOG/3/2008
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
09.04.2008Agendapdf Choose translations of the previous link MOG/2/2008
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
21.01.2008Agendapdf Choose translations of the previous link MOG/1/2008
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
10.10.2007Agendapdf Choose translations of the previous link MOG/4/2007
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
11.07.2007Agendapdf Choose translations of the previous link MOG/3/2007
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
20.04.2007Agendapdf Choose translations of the previous link MOG/2/2007
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  
22.01.2007Agendapdf Choose translations of the previous link MOG/1/2007
 Reportpdf Choose translations of the previous link  
 Participantspdf Choose translations of the previous link  

Documents

DateDocument
15.03.2010FESE, EACH and ECSDA – Joint Status Update of the Code of Conductpdf Choose translations of the previous link 
AFM, DNB & FSA - Interoperability: Regulatory Expectationspdf Choose translations of the previous link 
29.10.2009  FESE, EACH and ECSDA – Implementation progress towards the Code of Conductpdf Choose translations of the previous link 
ECSA presentationpdf Choose translations of the previous link 
SWIFT - Trade2Clear: A market practice for Trading Venues to CCP flowspdf Choose translations of the previous link 
ECB - Price examples for CSDspdf Choose translations of the previous link 
07.07.2009FESE, EACH and ECSDA – Implementation progress towards the Code of Conductpdf Choose translations of the previous link 
03.02.2009FESE, EACH and ECSDA – Implementation progress towards the Code of Conductpdf Choose translations of the previous link 
User views on the implementation of the Codepdf Choose translations of the previous link 
29.10.2008FESE, EACH and ECSDA – Implementation progress towards the Code of Conductpdf Choose translations of the previous link 
09.07.2008FESE, EACH and ECSDA – Implementation progress towards the Code of Conductpdf Choose translations of the previous link 
09.04.2008ECB and ECSDA - Price transparencypdf Choose translations of the previous link 
ECSAs - Feedback in relation to price transparency and comparability implementationpdf Choose translations of the previous link 
ECSAs - Feedback in response to the implementation of the Code of Conductpdf Choose translations of the previous link 
ESF - Access and Interoperability: Market users' demand (position paper)pdf Choose translations of the previous link 
FESE, EACH and ECSDA – Implementation progress towards the Code of Conductpdf Choose translations of the previous link 
LIBA - Summary views from Londonpdf Choose translations of the previous link 
Informal ECOFIN press release on EU financial markets infrastructurespdf Choose translations of the previous link 
21.01.2008ECSAs presentation on service unbundling and accounting separationpdf Choose translations of the previous link 
ECSAs presentation on implementation of the Code of Conduct so farpdf Choose translations of the previous link 
LIBA and ESF - Letter on Code of Conductpdf Choose translations of the previous link 
FESE, EACH and ECSDA – Implementation Progress towards the Code of Conductpdf Choose translations of the previous link 
10.10.2007ECSAs presentationpdf Choose translations of the previous link 
EPDA, ESF, ICMA and LIBA - Monitoring Compliance with the Code of Conductpdf Choose translations of the previous link 
FESE, EACH and ECSDA – Implementation Progress towards the Code of Conductpdf Choose translations of the previous link 
11.07.2007ECSAs report on price transparencypdf Choose translations of the previous link 
ECSAs presentation on access and interoperabilitypdf Choose translations of the previous link 
EPDA, ESF, ICMA and LIBA - Monitoring compliance with the Code of Conductpdf Choose translations of the previous link 
FESE, EACH and ECSDA – Implementation Progress towards the Code of Conductpdf Choose translations of the previous link 
Terms of Reference for the Code’s external audit processpdf Choose translations of the previous link 
20.04.2007Joint statement from DG MARKT and DG COMP on private discounts and ex-post rebatespdf Choose translations of the previous link   
ECSAs report on price transparency
(Le rapport continuera à être en phase d'élaboration.)
pdf
Choose translations of the previous link 
ESFA, EPDA, ESF and ICMA - Monitoring compliance with the Code of Conductpdf Choose translations of the previous link 
FESE, EACH, ECSDA – Implementation Progress towards the Code of Conductpdf Choose translations of the previous link 
Price Transparency: Implementation Analysispdf Choose translations of the previous link 
22.01.2007Issues for discussionpdf Choose translations of the previous link 
ECSDA implementation report for the price transparency phase of the Code of Conductpdf Choose translations of the previous link 
EACH interim report regarding price transparencypdf Choose translations of the previous link 
FESE report on the implementation of Price Transparency Measurespdf Choose translations of the previous link