About this initiative

Reference
Ares(2017)1546878
Type
Full title

Review of the appropriate prudential treatment for investment firms

Department
Directorate-General for Financial Stability, Financial Services and Capital Markets Union
Download (212.2 KB - PDF - 4 pages)

Give your feedback

Feedback period
22 March 2017 - 19 April 2017
Feedback status: Closed

The Commission would like to hear your views.

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Recent feedback

  • CME Group (United States)
    20 April 2017 Company/business organisation
    CME Group (United States)

    CME Group supports the EC’s review and potential revision of the way in which capital, liquidity, and other prudential requirements are applied to investment firms in the European Union (“EU”). We believe it is important that the prudential requirements for investment firms are simplified and based on the diverse set of services offered by different types of investment firms. More broadly, regulatory requirements should be tailored to an...

  • Vanguard Asset Management, Limited (United Kingdom)
    19 April 2017 Company/business organisation
    Vanguard Asset Management, Limited (United Kingdom)

    Vanguard Asset Management, Limited (VAM) welcomes the opportunity to provide feedback on the review of the appropriate prudential treatment for investment firms (the Review"). Further details of how VAM, and the broader Vanguard group, operates, is set out in the position statement provided in conjunction with this feedback (the Position Statement). As further detailed within our Position Statement, we do not believe that the existing regime...

  • Ruffer LLP (United Kingdom)
    19 April 2017 Other
    Ruffer LLP (United Kingdom)

    Please find attached a cover letter and a separate annex (i.e. two attachments) providing feedback on reviewing an appropriate prudential treatment for investment firms. We would welcome the opportunity to be part of your targeted consultation and discuss the issues further with you, Victoria Powell Regulatory Policy Director - Ruffer LLP Direct dial +44 (0)207 824 0530 Email vpowell@ruffer.co.uk

  • BVI (Germany)
    19 April 2017 Business association
    BVI (Germany)

    We refer to our attached file.

  • FIA European Principal Traders Association (FIA EPTA) (Netherlands)
    19 April 2017 Business association
    FIA European Principal Traders Association (FIA EPTA) (Netherlands)

    FIA EPTA – Review of the appropriate prudential treatment for investment firms FIA EPTA members welcome the opportunity to provide comments on this initiative at this early stage. We have continuously been engaged with the Commission, EBA and national competent authorities throughout the process so far and have sought to be a source of information for all matters pertaining to the activities of investment firms and principal trading firms ...

  • BlackRock (United Kingdom)
    19 April 2017 Company/business organisation
    BlackRock (United Kingdom)

    The current CRD/CRR regime which is primarily designed to mitigate the risks to shareholders and taxpayers of inappropriate risk taking within banking entities, neither sufficiently takes into account the different risk profiles of other investment firms nor reflects the many other risk mitigants which currently exist in the European regulatory capital regime. This has resulted in a regulatory regime that does not recognise the agency...

All feedback (8) >